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| Name: |
SII INVESTMENTS INC/WI |
| City: |
APPLETON |
| State: |
WI |
| Zip: |
45912 |
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 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
CHI |
Calamos Convertible Opportu... |
384 |
Closed |
$11.25 |
$0 |
0 |
0% |
-168,000 |
-14,947 |
0 |
Closed - End Fund - Debt |
|
|
BRK.B |
Berkshire Hathaway B |
94 |
Closed |
$406.14 |
$0 |
0 |
0% |
-3,286,000 |
-16,503 |
0 |
Property & Casualty I... |
|
|
DIA |
Diamonds Trust |
126 |
Closed |
$388.74 |
$0 |
0 |
0% |
-369,000 |
-1,512 |
0 |
Closed - End Fund - E... |
|
|
IXN |
iShares Tr S&P Glbl Info Tch |
158 |
Closed |
$73.62 |
$0 |
0 |
0% |
-203,000 |
-1,319 |
0 |
Closed - End Fund - E... |
|
|
ED |
Consolidated Edison Inc |
192 |
Closed |
$97.50 |
$0 |
0 |
0% |
-380,000 |
-4,558 |
0 |
Multi Utilities |
|
|
HPQ |
HP Inc |
224 |
Closed |
$28.41 |
$0 |
0 |
0% |
-254,000 |
-12,102 |
0 |
Diversified Computer ... |
|
|
MDT |
Medtronic Plc |
256 |
Closed |
$81.90 |
$0 |
0 |
0% |
-267,000 |
-3,349 |
0 |
Medical Appliances & ... |
|
|
THO |
Thor Industries Inc |
288 |
Closed |
$99.81 |
$0 |
0 |
0% |
-944,000 |
-6,272 |
0 |
Recreational Vehicles |
|
|
IVW |
ishares tr S&P 500 BARRA GR |
320 |
Closed |
$84.48 |
$0 |
0 |
0% |
-21,228,000 |
-138,899 |
0 |
Closed - End Fund - E... |
|
|
XHR |
Xenia Hotels & Resorts, Inc. |
29 |
Closed |
$14.73 |
$0 |
0 |
0% |
-372,000 |
-17,198 |
0 |
N/A |
|
|
FTSM |
First Trust Enhanced Short ... |
352 |
Closed |
$59.65 |
$0 |
0 |
0% |
-1,632,000 |
-27,295 |
0 |
N/A |
|
|
TWX |
Time Warner Inc |
62 |
Closed |
$0.00 |
$0 |
0 |
0% |
-505,000 |
-5,502 |
0 |
Broadcasting - TV |
|
|
FITB |
Fifth Third Bancorp |
81 |
Closed |
$38.03 |
$0 |
0 |
0% |
-346,000 |
-11,411 |
0 |
Domestic Regional Banks |
|
|
VPL |
Vanguard Pacific Stock Vipers |
113 |
Closed |
$74.79 |
$0 |
0 |
0% |
-880,000 |
-12,080 |
0 |
Closed - End Fund - E... |
|
|
LRCX |
Lam Research Corp |
145 |
Closed |
$914.91 |
$0 |
0 |
0% |
-757,000 |
-4,126 |
0 |
Semiconductor Equipme... |
|
|
EMLP |
First Trust North American ... |
177 |
Closed |
$30.13 |
$0 |
0 |
0% |
-270,000 |
-10,989 |
0 |
N/A |
|
|
AMZN |
Amazon.com Inc |
211 |
Closed |
$188.76 |
$0 |
0 |
0% |
-3,770,000 |
-3,221 |
0 |
Internet Software & S... |
|
|
IDU |
iShares Dow Jones US Utilities |
243 |
Closed |
$89.03 |
$0 |
0 |
0% |
-350,000 |
-2,646 |
0 |
Closed - End Fund - E... |
|
|
RPAI |
Retail Properties of America |
275 |
Closed |
$13.15 |
$0 |
0 |
0% |
-347,000 |
-25,753 |
0 |
REIT - Diversified |
|
|
VEA |
Vanguard Europe Pacific ETF |
307 |
Closed |
$49.56 |
$0 |
0 |
0% |
-38,607,000 |
-860,271 |
0 |
Closed - End Fund - F... |
|
|
AXP |
American Express Co |
16 |
Closed |
$234.66 |
$0 |
0 |
0% |
-1,389,000 |
-13,985 |
0 |
Credit Services |
|
|
IPI |
Intrepid Potash Inc. |
339 |
Closed |
$21.33 |
$0 |
0 |
0% |
-300,000 |
-63,000 |
0 |
Nonmetallic Mineral M... |
|
|
MSFT |
Microsoft Corp |
49 |
Closed |
$409.34 |
$0 |
0 |
0% |
-2,139,000 |
-24,922 |
0 |
Application Software |
|
|
DBRG |
DigitalBridge Group, Inc |
371 |
Closed |
$14.80 |
$0 |
0 |
0% |
-195,000 |
-4,309 |
0 |
N/A |
|
|
XEL |
Xcel Energy Inc |
390 |
Closed |
$55.02 |
$0 |
0 |
0% |
-493,000 |
-10,283 |
0 |
Electric Utilities |
|
|
IYY |
iShares Dow Jones US Total ... |
100 |
Closed |
$126.35 |
$0 |
0 |
0% |
-419,000 |
-3,139 |
0 |
Closed - End Fund - E... |
|
|
QQQ |
Invesco QQQ Trust Series I |
132 |
Closed |
$440.32 |
$0 |
0 |
0% |
-30,317,000 |
-194,505 |
0 |
Closed - End Fund - Debt |
|
|
INTC |
Intel Corp |
164 |
Closed |
$30.68 |
$0 |
0 |
0% |
-4,076,000 |
-88,318 |
0 |
Semiconductor- Broad... |
|
|
CHK |
Chesapeake Energy Corp |
198 |
Closed |
$88.62 |
$0 |
0 |
0% |
-53,000 |
-67 |
0 |
Independent Oil & Gas |
|
|
NAP |
Navios Maritime Midstream P... |
230 |
Closed |
$0.00 |
$0 |
0 |
0% |
-128,000 |
-13,099 |
0 |
N/A |
|
|
NWN |
Northwest Natural Holding C... |
262 |
Closed |
$38.37 |
$0 |
0 |
0% |
-267,000 |
-4,471 |
0 |
Gas Utilities |
|
|
UNH |
Unitedhealth Group Inc |
294 |
Closed |
$500.96 |
$0 |
0 |
0% |
-1,213,000 |
-5,493 |
0 |
Health Care Plans |
|
|
FRA |
Blackrock Floating Rate Inc... |
3 |
Closed |
$13.19 |
$0 |
0 |
0% |
-173,000 |
-12,531 |
0 |
Closed - End Fund - Debt |
|
|
MBB |
iShares Barclays MBS Bond |
326 |
Closed |
$91.01 |
$0 |
0 |
0% |
-6,832,000 |
-64,107 |
0 |
Closed - End Fund - E... |
|
|
EVR |
Evercore Partners Inc. |
36 |
Closed |
$193.10 |
$0 |
0 |
0% |
-576,000 |
-6,436 |
0 |
Asset Management |
|
|
FDC |
First Data Corp |
358 |
Closed |
$31.69 |
$0 |
0 |
0% |
-226,000 |
-13,700 |
0 |
Business Software & S... |
|
|
VMBS |
Vanguard Mortgage-Backed S |
68 |
Closed |
$44.89 |
$0 |
0 |
0% |
-10,030,000 |
-190,739 |
0 |
Closed - End Fund - Debt |
|
|
EXG |
Eaton Vance Tax-Managed Glo... |
87 |
Closed |
$8.22 |
$0 |
0 |
0% |
-681,000 |
-72,762 |
0 |
Closed - End Fund - E... |
|
|
MOTI |
Vaneck Vectors Morningstar ... |
119 |
Closed |
$31.95 |
$0 |
0 |
0% |
-510,000 |
-14,875 |
0 |
N/A |
|
|
IWM |
iShares Tr Russell 2000 Indx |
151 |
Closed |
$204.97 |
$0 |
0 |
0% |
-2,248,000 |
-14,770 |
0 |
Closed - End Fund - E... |
|
|
EWBC |
East West Bancorp Inc |
185 |
Closed |
$77.44 |
$0 |
0 |
0% |
-600,000 |
-9,767 |
0 |
Domestic Regional Banks |
|
|
KO |
Coca-Cola Co |
217 |
Closed |
$62.62 |
$0 |
0 |
0% |
-825,000 |
-18,014 |
0 |
Beverage Soft Drinks... |
|
|
LDOS |
Leidos Holdings, Inc. |
249 |
Closed |
$142.85 |
$0 |
0 |
0% |
-202,000 |
-3,147 |
0 |
Technical Services |
|
|
SCHM |
Schwab U.S. Mid-Cap Etf |
281 |
Closed |
$79.19 |
$0 |
0 |
0% |
-2,381,000 |
-44,793 |
0 |
N/A |
|
|
VTR |
Ventas Inc |
313 |
Closed |
$47.13 |
$0 |
0 |
0% |
-230,000 |
-3,835 |
0 |
REIT - Healthcare Fac... |
|
|
ADMP |
Adamis Pharmaceuticals Corp |
22 |
Closed |
$0.03 |
$0 |
0 |
0% |
-44,000 |
-143 |
0 |
Drug Delivery |
|
|
AJG |
Arthur J Gallagher & Co |
345 |
Closed |
$245.02 |
$0 |
0 |
0% |
-602,000 |
-9,543 |
0 |
Insurance Brokers |
|
|
PG |
Procter & Gamble Co |
55 |
Closed |
$165.76 |
$0 |
0 |
0% |
-2,523,000 |
-27,491 |
0 |
Cleaning Products |
|
|
CHD |
Church & Dwight Co Inc |
377 |
Closed |
$106.93 |
$0 |
0 |
0% |
-512,000 |
-10,188 |
0 |
Cleaning Products |
|
|
WY |
Weyerhaeuser Co |
106 |
Closed |
$30.85 |
$0 |
0 |
0% |
-298,000 |
-8,343 |
0 |
Lumber,Wood Production |
|
|
NSL |
Nuveen Senior Income Fund |
138 |
Closed |
$4.60 |
$0 |
0 |
0% |
-394,000 |
-59,716 |
0 |
Closed - End Fund - Debt |
|
|
GEM |
Goldman Sachs Activebeta Em... |
170 |
Closed |
$32.20 |
$0 |
0 |
0% |
-322,000 |
-8,974 |
0 |
N/A |
|
|
CCL |
Carnival Corp |
204 |
Closed |
$14.12 |
$0 |
0 |
0% |
-1,132,000 |
-17,060 |
0 |
Sporting and Park Ent... |
|
|
SPHD |
Invesco S&P 500 High Divide... |
236 |
Closed |
$44.27 |
$0 |
0 |
0% |
-10,979,000 |
-258,814 |
0 |
N/A |
|
|
PNC |
PNC Financial Services Grou... |
268 |
Closed |
$156.15 |
$0 |
0 |
0% |
-356,000 |
-2,480 |
0 |
Domestic Money Center... |
|
|
VUG |
Vanguard Growth VIPERS |
300 |
Closed |
$343.39 |
$0 |
0 |
0% |
-33,522,000 |
-238,281 |
0 |
Closed - End Fund - E... |
|
|
AAPL |
Apple Inc |
9 |
Closed |
$182.40 |
$0 |
0 |
0% |
-10,132,000 |
-59,810 |
0 |
Personal Computers |
|
|
DGRO |
iShares Core Dividend Growth |
332 |
Closed |
$57.01 |
$0 |
0 |
0% |
-1,137,000 |
-32,696 |
0 |
N/A |
|
|
SHYG |
Ishares 0 5 Year High Yield... |
42 |
Closed |
$42.23 |
$0 |
0 |
0% |
-394,000 |
-8,363 |
0 |
N/A |
|
|
DNP |
DNP Select Income Fund Inc |
364 |
Closed |
$8.80 |
$0 |
0 |
0% |
-577,000 |
-53,299 |
0 |
Closed - End Fund - E... |
|
|
DON |
Wisdom Tree Trust MidCap Di... |
74 |
Closed |
$46.58 |
$0 |
0 |
0% |
-763,000 |
-21,603 |
0 |
Closed - End Fund - E... |
|
|
COF |
Capital One Financial Corp |
383 |
Closed |
$142.56 |
$0 |
0 |
0% |
-528,000 |
-5,340 |
0 |
Credit Services |
|
|
GOOG |
Alphabet Inc |
93 |
Closed |
$172.98 |
$0 |
0 |
0% |
-641,000 |
-613 |
0 |
Search Engines & Info... |
|
|
SPY |
Standard & Poors Depository... |
125 |
Closed |
$517.14 |
$0 |
0 |
0% |
-8,710,000 |
-32,645 |
0 |
Closed - End Fund - E... |
|
|
VLUE |
Ishares Msci Usa Value Factor |
157 |
Closed |
$0.00 |
$0 |
0 |
0% |
-2,676,000 |
-31,970 |
0 |
N/A |
|
|
CSX |
CSX Corp |
191 |
Closed |
$33.96 |
$0 |
0 |
0% |
-213,000 |
-3,855 |
0 |
Railroads |
|
|
FYX |
First Trust Small Cap Core ... |
223 |
Closed |
$91.76 |
$0 |
0 |
0% |
-752,000 |
-12,270 |
0 |
Property Management |
|
|
MRK |
Merck & Co Inc |
255 |
Closed |
$131.20 |
$0 |
0 |
0% |
-463,000 |
-8,224 |
0 |
Drug Manufacturers - ... |
|
|
TGT |
Target Corp |
287 |
Closed |
$160.41 |
$0 |
0 |
0% |
-890,000 |
-13,556 |
0 |
Discount, Variety Stores |
|
|
DHS |
WisdomTree Trust High-Yield... |
319 |
Closed |
$82.50 |
$0 |
0 |
0% |
-518,000 |
-7,098 |
0 |
Closed - End Fund - E... |
|
|
MMM |
3M Co |
28 |
Closed |
$95.54 |
$0 |
0 |
0% |
-1,331,000 |
-5,636 |
0 |
Conglomerates |
|
|
LMBS |
First Trust Low Duration Mo... |
351 |
Closed |
$0.00 |
$0 |
0 |
0% |
-6,454,000 |
-124,777 |
0 |
N/A |
|
|
TMO |
Thermo Fisher Scientific |
61 |
Closed |
$572.87 |
$0 |
0 |
0% |
-247,000 |
-1,290 |
0 |
Medical Laboratories ... |
|
|
CFG |
Citizens Financial Group, Inc. |
80 |
Closed |
$35.57 |
$0 |
0 |
0% |
-518,000 |
-12,412 |
0 |
N/A |
|
|
VCR |
Vanguard Cnsmr Discre VIPERs |
112 |
Closed |
$308.60 |
$0 |
0 |
0% |
-2,230,000 |
-14,274 |
0 |
Closed - End Fund - E... |
|
|
LMT |
Lockheed Martin Corp |
144 |
Closed |
$466.68 |
$0 |
0 |
0% |
-1,122,000 |
-3,520 |
0 |
Aerospace/Defense - M... |
|
|
FPF |
First Trust Intermediate Du... |
176 |
Closed |
$17.64 |
$0 |
0 |
0% |
-2,955,000 |
-121,547 |
0 |
N/A |
|
|
ATRS |
Antares Pharma Inc |
210 |
Closed |
$5.59 |
$0 |
0 |
0% |
-32,000 |
-15,800 |
0 |
Medical Instruments &... |
|
|
IHI |
iShares Dow Jones US Medica... |
242 |
Closed |
$55.93 |
$0 |
0 |
0% |
-393,000 |
-2,230 |
0 |
Closed - End Fund - E... |
|
|
RY |
Royal Bank of Canada (USA) |
274 |
Closed |
$101.02 |
$0 |
0 |
0% |
-305,000 |
-3,736 |
0 |
Foreign Money Center ... |
|
|
VGSH |
Vanguard Scottsdale Funds |
306 |
Closed |
$57.74 |
$0 |
0 |
0% |
-995,000 |
-16,491 |
0 |
Closed - End Fund - Debt |
|
|
MO |
Altria Group Inc |
15 |
Closed |
$43.85 |
$0 |
0 |
0% |
-1,505,000 |
-21,132 |
0 |
Cigarettes & Other To... |
|
|
IBM |
International Business Mach... |
338 |
Closed |
$168.38 |
$0 |
0 |
0% |
-3,445,000 |
-22,404 |
0 |
Diversified Computer ... |
|
|
SSS |
Life Storage Inc |
48 |
Closed |
$133.10 |
$0 |
0 |
0% |
-200,000 |
-2,225 |
0 |
REIT - Industrial |
|
|
CXP |
Columbia Property Trust Inc |
370 |
Closed |
$19.28 |
$0 |
0 |
0% |
-225,000 |
-9,809 |
0 |
REIT - Office |
|
|
EES |
WisdomTree SmallCap Earnings |
389 |
Closed |
$48.54 |
$0 |
0 |
0% |
-609,000 |
-16,797 |
0 |
Closed - End Fund - Debt |
|
|
BMY |
Bristol-Myers Squibb Co |
99 |
Closed |
$44.04 |
$0 |
0 |
0% |
-1,170,000 |
-19,128 |
0 |
Drug Manufacturers - ... |
|
|
QUIK |
Quicklogic Corporation |
131 |
Closed |
$0.30 |
$0 |
0 |
0% |
-44,000 |
-25,146 |
0 |
Semiconductor - Integ... |
|
|
SHY |
Ishares Barclays 1-3 Treasu... |
163 |
Closed |
$81.30 |
$0 |
0 |
0% |
-1,069,000 |
-12,748 |
0 |
Closed - End Fund - E... |
|
|
HDV |
Ishares High Dividend Equit... |
197 |
Closed |
$109.05 |
$0 |
0 |
0% |
-882,000 |
-9,793 |
0 |
N/A |
|
|
LOW |
Lowes Companies Inc |
229 |
Closed |
$231.46 |
$0 |
0 |
0% |
-764,000 |
-8,218 |
0 |
Home Improvement Stores |
|
|
NVO |
Novo Nordisk A/S (ADR) |
261 |
Closed |
$127.29 |
$0 |
0 |
0% |
-1,852,000 |
-34,534 |
0 |
Drug Manufacturers - ... |
|
|
X |
United States Steel Corp |
293 |
Closed |
$38.13 |
$0 |
0 |
0% |
-1,417,000 |
-40,278 |
0 |
Metal Fabrication |
|
|
BLK |
BlackRock Inc A |
2 |
Closed |
$780.92 |
$0 |
0 |
0% |
-316,000 |
-613 |
0 |
Investment Brokerage ... |
|
|
EEM |
iShares MSCI Emrg Mkt Income |
325 |
Closed |
$42.27 |
$0 |
0 |
0% |
-21,628,000 |
-459,084 |
0 |
Closed - End Fund - E... |
|
|
XOM |
Exxon Mobil Corp |
35 |
Closed |
$116.17 |
$0 |
0 |
0% |
-3,537,000 |
-42,271 |
0 |
Integrated Oil & Gas |
|
|
FIF |
First Trust Energy Infrastr... |
357 |
Closed |
$17.86 |
$0 |
0 |
0% |
-611,000 |
-34,250 |
0 |
N/A |
|
|
BSV |
Vanguard Short-Term Bond |
67 |
Closed |
$76.25 |
$0 |
0 |
0% |
-23,670,000 |
-299,050 |
0 |
Closed - End Fund - E... |
|
|
IJS |
iShares S&P SmCp 600/BRR Vl |
86 |
Closed |
$99.68 |
$0 |
0 |
0% |
-557,000 |
-3,633 |
0 |
Closed - End Fund - E... |
|
|
VOE |
Vanguard Mid-Cap Value ETF |
118 |
Closed |
$152.51 |
$0 |
0 |
0% |
-743,000 |
-6,685 |
0 |
Closed - End Fund - E... |
|
