Warberg Asset Management LLC : Portfolio Holdings

Portfolio Summary	View Filing
Filing Report Date :	2023-12-31
Total Value :	$72,328,000
Total Value Change :	$-22,873,000
Securities Held Change :	-26

All Securities Held :	154
New Positions :	26
Closed Positions :	50
Increased Positions :	36
Unchanged Positions :	45
Decreased Positions :	47

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Holdings Found : 100		View All Holdings	Currently Viewing: ALL				Page 1 of 1

Menu	Ticker	Company Name	Position Rank	New/Closed Postion	Last Close	Value	Shares Held	% of Portfolio	Value Change	Change In Shares Held	% of Company	Industry
	OXY.WS	Occidental Petroleum Equity...	1	-	$0.00	$38,781,000	1,024,720	53.62%	-6,228,000	-21,976	1.139	N/A
	HTZWW	Hertz Global Holdings Equit...	2	-	$2.78	$3,043,000	555,380	4.21%	-711,000	-58,028	0.617	N/A
	SURGW	Surgepays Equity Warrant Ex...	3	-	$0.00	$2,304,000	1,097,313	3.19%	1,016,000	-67,537	12.192	N/A
	GSY	Invesco Ultra Short Duratio...	5	New	$49.81	$1,366,000	27,381	1.89%	1,366,000	27,381	0	N/A
	CHKEL	Chesapeake Energy Equity Wa...	4	-	$0.00	$1,366,000	23,060	1.89%	-353,000	-1,628	0.072	N/A
	EPR.PRC	Entertainment Properties Trust	6	-	$18.91	$1,262,000	59,232	1.74%	389,000	12,807	0.007	REIT - Diversified
	NEN	New England Realty Associat...	7	-	$69.15	$955,000	13,700	1.32%	126,000	1,550	0.375	Property Management
	ACAH	Atlantic Coastal Acquisitio...	8	-	$0.00	$824,000	77,825	1.14%	26,000	1,423	0.226	N/A
	CFFS	Cf Acquisition Corp. Vii	9	New	$0.00	$786,000	72,331	1.09%	786,000	72,331	0.387	N/A
	MNTN	Everest Consolidator Acquis...	10	-	$0.00	$772,000	70,530	1.07%	371,000	33,485	0.409	N/A
	GLST	Global Star Acquisition Inc.	11	-	$10.90	$749,000	70,608	1.04%	232,000	22,046	0.731	N/A
	HUDA	Hudson Acquisition I Ord Shs	12	-	$0.00	$742,000	70,039	1.03%	742,000	70,039	0.783	N/A
	ACAC	Acri Capital Acquisition Corp	13	-	$0.00	$725,000	65,468	1%	121,000	10,372	0.759	N/A
	CHKEW	Chesapeake Energy Equity Wa...	14	-	$0.00	$700,000	10,379	0.97%	-84,000	235	0.012	N/A
	NNAG	99 Acquisition Group Class A		New	$0.00	$696,000	68,300	0.96%	696,000	68,300	0.901	N/A
	QETA	Quetta Acquisition Corp		New	$10.21	$695,000	68,700	0.96%	695,000	68,700	0.772	N/A
	OAKU	Oak Woods Acquisition Ord S...	15	-	$0.00	$684,000	65,000	0.95%	4,000	0	1.067	N/A
	MCAC	Monterey Capital Acquisitio...	16	-	$11.24	$678,000	62,461	0.94%	-121,000	-12,591	0.636	N/A
	ROLLP	Rbc Bearings Pref Shs	17	-	$0.00	$656,000	5,054	0.91%	104,000	54	0.056	N/A
	CPTK	Crown Proptech Acquisitions...	18	New	$0.00	$605,000	56,813	0.84%	605,000	56,813	0.063	N/A
	FORL	Four Leaf Acquisition Corp	19	-	$0.00	$534,000	50,845	0.74%	375,000	35,693	0.928	N/A
	PPHP	Php Ventures Acquisition Corp.	20	-	$0.00	$518,000	46,719	0.72%	18,000	1,053	0.812	N/A
	BITE	Bite Acquisition Corp.	21	New	$10.73	$517,000	48,790	0.71%	517,000	48,790	0.19	N/A
	DSAQ	Direct Selling Acquisition ...	22	New	$0.00	$516,000	47,356	0.71%	516,000	47,356	0.206	N/A
	IGTA	Inception Growth Acquisitio...	23	-	$0.00	$488,000	45,792	0.67%	165,000	15,364	0.353	N/A
	KVAC	Keen Vision Acquisition Corp.	24	-	$10.50	$476,000	46,000	0.66%	8,000	0	0.237	N/A
	RNWWW	Renew Energy Global Equity ...	25	-	$0.00	$423,000	371,067	0.58%	214,000	92,739	4.123	N/A
	TCOA	Trajectory Alpha Acquisitio...	26	-	$0.00	$391,000	36,602	0.54%	5,000	0	0.212	N/A
	AQU	Aquaron Acquisition Corp.	27	-	$11.00	$386,000	36,183	0.53%	45,000	3,930	0.514	N/A
	ESHA	Esh Acquisition Corp.	28	-	$10.40	$385,000	37,604	0.53%	4,000	0	0.319	N/A
	PLTN	Plutonian Acquisition Corp.	29	-	$10.79	$356,000	33,473	0.49%	356,000	33,473	0.446	N/A
	CHAA	Catcha Investment Corp	30	New	$0.00	$318,000	28,529	0.44%	318,000	28,529	0.095	N/A
	CMPOW	Composecure Equity Warrant ...	31	-	$0.00	$289,000	773,729	0.4%	-192,000	33,107	0.86	N/A
	AEAE	Altenergy Acquisition Corp	32	New	$11.20	$286,000	26,221	0.4%	286,000	26,221	0.114	N/A
	ALSA	Alpha Star Acquisition Corp	33	-	$0.00	$271,000	24,196	0.37%	-1,000	-632	0.165	N/A
	LEN.B	Lennar Corp Class B	34	New	$142.88	$268,000	2,000	0.37%	268,000	2,000	0.005	Residential Construct...
	APCA	Ap Acquisition Corp	35	-	$0.00	$256,000	23,027	0.35%	3,000	0	0.133	N/A
	TBMC	Trailblazer Merger Corp I	36	-	$10.75	$239,000	22,877	0.33%	3,000	0	0.208	N/A
	JOBY.WS	Joby Aviation Equity Warran...	37	-	$0.00	$223,000	182,289	0.31%	151,000	123,889	0.203	N/A
	GDST	Goldenstone Acquisition Ltd.	38	-	$11.07	$206,000	19,090	0.28%	1,000	0	0.251	N/A
	CHKEZ	Chesapeake Energy Equity Wa...	39	-	$0.00	$202,000	3,165	0.28%	-146,000	-1,578	0.004	N/A
	CETU	Cetus Capital Acquisition C...	40	-	$0.00	$196,000	18,668	0.27%	-88,000	-8,469	0.248	N/A
	VSAC	Vision Sensing Acquisition ...	41	-	$0.00	$181,000	16,368	0.25%	-9,000	-1,061	0.155	N/A
	PPYA	Papaya Growth Opportunity I...	42	-	$0.00	$165,000	15,287	0.23%	1,000	0	0.051	N/A
	AMPXWS	Amprius Technologies Equity...	43	-	$0.00	$145,000	371,879	0.2%	15,000	-67,259	0.413	N/A
	BUJA	Bukit Jalil Global Acquisit...	44	-	$10.55	$143,000	13,740	0.2%	1,000	0	0.177	N/A
	OMQS	Omniq Ord Shs	45	New	$0.00	$126,000	193,200	0.17%	126,000	193,200	2.59	N/A
	XFIN	Excelfin Acquisition Corp.	46	-	$0.00	$118,000	10,972	0.16%	-655,000	-61,645	0.048	N/A
	BRAC	Broad Capital Acquisition Corp	47	-	$11.28	$115,000	10,329	0.16%	-601,000	-54,774	0.093	N/A
	BOWN	Bowen Acquisition Corp	48	-	$10.48	$103,000	10,000	0.14%	1,000	0	0.109	N/A
	OPHC	Optimumbank Holdings Inc	49	-	$4.25	$82,000	19,700	0.11%	17,000	-800	0.614	Domestic Regional Banks
	PXSAW	Pyxis Tankers Equity Warran...	50	-	$0.00	$77,000	69,617	0.11%	19,000	12,789	0.077	N/A
	TALKW	Talkspace Equity Warrant Ex...	51	-	$0.00	$73,000	559,300	0.1%	9,000	24,859	0.621	N/A
	MIR.WS	Mirion Technologies Equity ...	52	-	$0.00	$61,000	30,096	0.08%	20,000	0	0.033	N/A
	PODC	Podcastone Ord Shs	53	-	$0.00	$57,000	30,652	0.08%	-24,000	-11,600	0.133	N/A
	KWE	Kwesst Micro Systems Ord Shs	54	-	$0.00	$52,000	57,283	0.07%	-88,000	-32,717	6.684	N/A
	STSSW	Sharps Technology Equity Wa...	55	-	$0.00	$52,000	470,752	0.07%	0	-22,003	0	N/A
	MOBBW	Mobilicom Equity Warrants E...	56	-	$0.00	$33,000	92,100	0.05%	20,000	2,100	1.259	N/A
	FSR	Fisker Inc.	58	-	$0.06	$33,000	18,600	0.05%	-83,000	600	0	N/A
	FGF	Fg Financial Group Ord Shs	57	-	$1.35	$33,000	20,885	0.05%	-19,000	-16,261	0	N/A
	PETV	Petvivo Holdings Ord Shs	59	New	$0.00	$29,000	27,693	0.04%	29,000	27,693	2.612	N/A
	PETVW	Petvivo Holdings Equity War...	60	-	$0.00	$29,000	209,086	0.04%	-45,000	-15,415	0	N/A
	THWWW	Target Hospitality Equity W...	61	-	$0.00	$26,000	64,011	0.04%	-282,000	3,686	0.071	N/A
	IBIO	Ibio Ord Shs		New	$0.20	$26,000	19,000	0.04%	26,000	19,000	0.021	Drug Manufacturers - ...
	SKYHW	Sky Harbour Group Equity Wa...	63	New	$1.01	$24,000	31,436	0.03%	24,000	31,436	0	N/A
	APCXW	Apptech Payments Equity War...	62	-	$0.00	$24,000	69,507	0.03%	-37,000	-13,522	0.807	N/A
	BEATW	Heartbeam Equity Warrant Ex...	64	-	$0.00	$23,000	57,345	0.03%	11,000	-1,001	0.637	N/A
	SVREW	Saverone 2014 Equity Warran...	66	-	$0.00	$22,000	185,481	0.03%	-5,000	-13,288	0	N/A
	AUMN	Golden Minerals Company	65	New	$0.11	$22,000	42,402	0.03%	22,000	42,402	2.089	Silver
	PIII	P3 Health Partners Ord Shs ...	67	-	$0.45	$19,000	13,400	0.03%	1,000	1,400	0.033	N/A
	FGIWW	Fgi Industries Equity Warra...	68	-	$0.00	$18,000	121,152	0.02%	-2,000	0	1.346	N/A
	GRVI	Grove, Inc.	69	-	$0.50	$15,000	13,000	0.02%	-15,000	-4,199	2.635	N/A
	EDBL	Edible Garden Ag Inc	70	-	$0.35	$15,000	30,000	0.02%	-11,000	-4,486	0	N/A
	SNGX	Soligenix Inc Common	72	-	$0.40	$15,000	20,000	0.02%	9,000	10,000	0	Drug Manufacturers - ...
	ONFOW	Onfolio Holdings Equity War...	71	-	$0.00	$15,000	193,570	0.02%	-11,000	-215	0	N/A
	RCAT	Red Cat Holdings, Inc	73	New	$1.39	$14,000	16,310	0.02%	14,000	16,310	0.034	N/A
	FREEW	Whole Earth Brands Equity W...	75	-	$0.00	$13,000	160,742	0.02%	6,000	101,868	0	N/A
	BSGM	Biosig Technologies, Inc.	74	-	$0.16	$13,000	27,928	0.02%	-18,000	-35,928	0.272	N/A
	FRSX	Foresight Autonomous Holdin...	77	New	$1.08	$12,000	11,749	0.02%	12,000	11,749	0	N/A
	WKSPW	Worksport Equity Warrant Ex...	76	-	$0.00	$12,000	65,152	0.02%	-8,000	-13,139	0.833	N/A
	APLMW	Apollomics Equity Warrants ...		-	$0.00	$11,000	445,600	0.02%	-8,000	55,392	4.951	N/A
	AUROW	Aurora Innovation Equity Wa...	78	-	$0.00	$11,000	20,000	0.02%	5,000	0	0.022	N/A
	INUV	Inuvo Inc	79	-	$0.33	$10,000	22,500	0.01%	-2,000	-32,095	0.023	Marketing Services
	CREVW	Carbon Revolution Public Eq...		New	$0.00	$10,000	190,000	0.01%	10,000	190,000	0.211	N/A
	VBIV	VBI Vaccines Inc	80	-	$0.57	$9,000	15,000	0.01%	-1,000	0	0.066	Investment Brokerage ...
	WLDSW	Wearable Devices Equity War...	81	-	$0.00	$8,000	117,700	0.01%	-7,000	-7,800	1.308	N/A
	STRNW	Stran & Company Equity Warr...	83	-	$0.00	$7,000	181,824	0.01%	-4,000	0	0	N/A
	PGYWW	Pagaya Technologies Equity ...	84	-	$0.00	$7,000	30,000	0.01%	-3,000	0	0	N/A
	SBEV.WS	Splash Beverage Group Equit...	82	-	$0.00	$7,000	139,740	0.01%	-10,000	-30,993	2.209	N/A
	ICUCW	Seastar Medical Holding Equ...	87	-	$0.09	$6,000	193,600	0.01%	2,000	-123,272	0	N/A
	PALI	Palisade Bio Inc	86	-	$0.07	$6,000	10,000	0.01%	0	0	0	Biotechnology
	YTEN	Yield10 Bioscience Inc	85	-	$0.22	$6,000	25,500	0.01%	-7,000	-15,494	0.991	Rubber & Plastics
	VSTR	Valuesetters Inc.	93	-	$0.00	$5,000	25,000	0.01%	-3,000	5,000	0	N/A
	KTTAW	Pasithea Therapeutics Equit...	89	-	$0.00	$5,000	289,868	0.01%	1,000	0	0	N/A
	NRSNW	Neurosense Therapeutics Equ...	91	-	$0.00	$5,000	63,502	0.01%	-6,000	-12,607	0	N/A
	IVDAW	Iveda Solutions Equity Warr...	94	-	$0.00	$5,000	49,413	0.01%	-6,000	0	0	N/A
	AIMDW	Ainos Equity Warrants Exp 2...	92	-	$0.00	$5,000	24,871	0.01%	-5,000	-5,424	0	N/A
	THAR	Tharimmune		New	$0.00	$5,000	10,002	0.01%	5,000	10,002	0.088	N/A
	AEON/WS	Aeon Biopharma Equity Warra...		-	$0.00	$5,000	53,500	0.01%	-3,000	0	0.059	N/A
	VLCN	Volcon, Inc.		New	$0.00	$5,000	55,000	0.01%	5,000	55,000	0.229	N/A

100 Records Found

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