| |
| |
|
| Insider
Information: |
Royce Charles M |
| Relationship: |
Portfolio Manager |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
6 |
|
| Direct
Shares |
2,286,686 |
|
|
Indirect Shares
|
2,870,250 |
|
|
| Direct
Value |
$17,633,581 |
|
|
|
Indirect Value
|
$26,799,022 |
|
|
| Total
Shares |
5,156,936 |
|
|
| Total
Value |
$44,432,603 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
5
|
6
|
|
Stock
price went up :
|
5
|
6
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
5.0
|
6.0
|
| Percentage
Gain/Loss : |
 36.5%
|
354.9%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Royce Value Trust Inc |
RVT |
Portfolio Manager |
2021-12-29 |
100,490 |
2021-12-29 |
273,134 |
Premium* |
|
|
TICC Capital Corp |
TICC |
Director |
2016-06-20 |
478,614 |
2023-06-14 |
392,285 |
Premium* |
|
|
Royce Micro-Cap Trust Inc |
RMT |
Portfolio Manager |
2021-12-29 |
1,044,038 |
2021-12-29 |
455,542 |
Premium* |
|
|
Royce Focus Trust Inc |
FUND |
President, President -... |
2013-11-29 |
502,294 |
2013-11-29 |
772,178 |
Premium* |
|
|
Oxford Lane Capital Corp. |
OXLC |
Former 10% Owner |
2011-01-25 |
161,250 |
|
0 |
Premium* |
|
|
Royce Global Value Trust, Inc. |
RGT |
Portfolio Manager |
2021-12-29 |
0 |
2021-12-29 |
977,111 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
159 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 3 of 7
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| RMT |
Royce Micro-Cap Trust Inc |
Director and Officer |
– – – |
2006-01-25 |
144 |
NP |
$0.00 |
$999,726 |
/ |
68,334 |
0 |
|
- |
|
| RMT |
Royce Micro-Cap Trust Inc |
Director and Officer |
– – – |
2006-02-07 |
144 |
NP |
$0.00 |
$1,329,660 |
/ |
89,000 |
0 |
|
- |
|
| FUND |
Royce Focus Trust Inc |
Director and Officer |
– – – |
2006-04-03 |
144 |
NP |
$0.00 |
$557,500 |
/ |
50,000 |
0 |
|
- |
|
| RMT |
Royce Micro-Cap Trust Inc |
Director and Officer |
– – – |
2006-07-13 |
144 |
NP |
$0.00 |
$723,000 |
/ |
50,000 |
0 |
|
- |
|
| RMT |
Royce Micro-Cap Trust Inc |
Director and Officer |
– – – |
2006-10-25 |
144 |
NP |
$0.00 |
$1,530,019 |
/ |
102,274 |
0 |
|
- |
|
| RMT |
Royce Micro-Cap Trust Inc |
Director and Officer |
– – – |
2006-11-13 |
144 |
NP |
$0.00 |
$617,600 |
/ |
40,000 |
0 |
|
- |
|
| FUND |
Royce Focus Trust Inc |
Director and Officer |
– – – |
2006-12-14 |
144 |
NP |
$0.00 |
$155,250 |
/ |
15,000 |
0 |
|
- |
|
| FUND |
Royce Focus Trust Inc |
Director and Officer |
– – – |
2011-01-18 |
144 |
NP |
$0.00 |
$1,507,755 |
/ |
194,549 |
0 |
|
- |
|
| OXLC |
Oxford Lane Capital Corp. |
Former 10% Owner |
– – – |
2011-01-25 |
4 |
B |
$20.00 |
$3,200,000 |
D/D |
160,000 |
161,250 |
2.44 |
- |
|
| RVT |
Royce Value Trust Inc |
officerTitle |
• • – |
2003-08-25 |
4 |
S |
$15.76 |
$157,576 |
D/D |
(10,000) |
170,405 |
|
- |
|
| RVT |
Royce Value Trust Inc |
officerTitle |
• • – |
2003-09-08 |
4 |
S |
$16.13 |
$161,295 |
D/D |
(10,000) |
160,405 |
|
- |
|
| RVT |
Royce Value Trust Inc |
officerTitle |
• • – |
2003-09-09 |
4 |
S |
$15.98 |
$119,884 |
D/D |
(7,500) |
152,905 |
|
- |
|
| RVT |
Royce Value Trust Inc |
officerTitle |
• • – |
2003-09-11 |
4 |
S |
$15.66 |
$156,564 |
I/I |
(10,000) |
163,388 |
|
- |
|
| RGT |
Royce Global Value Trust,... |
Portfolio Manager |
– – – |
2020-04-23 |
4 |
B |
$9.32 |
$93,200 |
I/I |
10,000 |
233,705 |
0.01 |
% |
|
| RGT |
Royce Global Value Trust,... |
Portfolio Manager |
– – – |
2020-04-24 |
4 |
B |
$9.39 |
$140,850 |
I/I |
15,000 |
248,705 |
0.01 |
% |
|
| RGT |
Royce Global Value Trust,... |
Portfolio Manager |
– – – |
2020-04-28 |
4 |
B |
$9.76 |
$243,875 |
I/I |
25,000 |
273,705 |
0.01 |
% |
|
| RGT |
Royce Global Value Trust,... |
Portfolio Manager |
– – – |
2020-04-29 |
4 |
B |
$10.19 |
$152,850 |
I/I |
15,000 |
288,705 |
0.01 |
% |
|
| RGT |
Royce Global Value Trust,... |
Portfolio Manager |
– – – |
2020-09-02 |
4 |
B |
$14.28 |
$7,130,732 |
I/I |
499,351 |
788,056 |
0.01 |
% |
|
| RMT |
Royce Micro-Cap Trust Inc |
Portfolio Manager |
– – – |
2020-09-14 |
4 |
S |
$7.77 |
$271,950 |
I/I |
(35,000) |
369,879 |
0 |
% |
|
| RMT |
Royce Micro-Cap Trust Inc |
Portfolio Manager |
– – – |
2020-09-15 |
4 |
S |
$7.83 |
$782,700 |
I/I |
(100,000) |
269,879 |
0 |
% |
|
| RMT |
Royce Micro-Cap Trust Inc |
Portfolio Manager |
– – – |
2020-09-16 |
4 |
S |
$7.85 |
$393,924 |
I/I |
(50,000) |
255,489 |
0 |
% |
|
| RMT |
Royce Micro-Cap Trust Inc |
Portfolio Manager |
– – – |
2020-09-17 |
4 |
S |
$7.83 |
$391,500 |
I/I |
(50,000) |
169,879 |
0 |
% |
|
| RMT |
Royce Micro-Cap Trust Inc |
Portfolio Manager |
– – – |
2020-09-18 |
4 |
S |
$7.88 |
$394,000 |
I/I |
(50,000) |
119,879 |
0 |
% |
|
| RMT |
Royce Micro-Cap Trust Inc |
Portfolio Manager |
– – – |
2020-09-21 |
4 |
S |
$7.60 |
$707,885 |
I/I |
(93,000) |
114,424 |
0 |
% |
|
| RMT |
Royce Micro-Cap Trust Inc |
Portfolio Manager |
– – – |
2021-12-29 |
4 |
GD |
$11.57 |
$4,859,400 |
D/D |
420,000 |
1,044,038 |
0 |
- |
|
159 Records found
|
|
Page 3 of 7 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
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|
