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Insider
Information: |
Royce Charles M |
Relationship: |
Portfolio Manager |
City: |
New York |
State: |
NY |
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Insider
Summary: |
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Companies Owned : |
6 |
|
Direct
Shares |
2,286,686 |
|
Indirect Shares
|
2,870,250 |
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|
Direct
Value |
$17,958,573 |
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Indirect Value
|
$27,061,670 |
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Total
Shares |
5,156,936 |
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Total
Value |
$45,020,243 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
5
|
6
|
Stock
price went up :
|
5
|
6
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Stock
price went down : |
0
|
0
|
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Gain/Loss Ratio : |
5.0
|
6.0
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Percentage
Gain/Loss : |
36.5%
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354.9%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Royce Value Trust Inc |
RVT |
Portfolio Manager |
2021-12-29 |
100,490 |
2021-12-29 |
273,134 |
Premium* |
|
TICC Capital Corp |
TICC |
Director |
2016-06-20 |
478,614 |
2023-06-14 |
392,285 |
Premium* |
|
Royce Micro-Cap Trust Inc |
RMT |
Portfolio Manager |
2021-12-29 |
1,044,038 |
2021-12-29 |
455,542 |
Premium* |
|
Royce Focus Trust Inc |
FUND |
President, President -... |
2013-11-29 |
502,294 |
2013-11-29 |
772,178 |
Premium* |
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Oxford Lane Capital Corp. |
OXLC |
Former 10% Owner |
2011-01-25 |
161,250 |
|
0 |
Premium* |
|
Royce Global Value Trust, Inc. |
RGT |
Portfolio Manager |
2021-12-29 |
0 |
2021-12-29 |
977,111 |
Premium* |
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Records found :
159 |
Free Registration Required For Full Results. Limit: 25
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|
Download |
Page 4 of 7
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
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|
Form |
RMT |
Royce Micro-Cap Trust Inc |
Portfolio Manager |
|
2020-09-17 |
4 |
S |
$7.83 |
$391,500 |
I/I |
(50,000) |
169,879 |
0 |
% |
|
RVT |
Royce Value Trust Inc |
officerTitle |
|
2003-08-25 |
4 |
S |
$15.76 |
$157,576 |
D/D |
(10,000) |
170,405 |
|
- |
|
RVT |
Royce Value Trust Inc |
PresidentPresident - Investmen |
|
2010-06-23 |
4 |
B |
$11.12 |
$333,717 |
D/D |
30,000 |
172,951 |
2.81 |
- |
|
TICC |
TICC Capital Corp |
Director |
|
2008-06-13 |
4/A |
OE |
$5.20 |
$239,715 |
D/D |
46,099 |
176,213 |
0 |
- |
|
TICC |
TICC Capital Corp |
Director |
|
2016-05-16 |
4 |
B |
$5.44 |
$54,795 |
D/D |
10,080 |
178,586 |
2.39 |
- |
|
RVT |
Royce Value Trust Inc |
Director |
|
2018-07-09 |
4 |
B |
$15.33 |
$245,970 |
D/D |
16,045 |
179,456 |
2.39 |
- |
|
TICC |
TICC Capital Corp |
Director |
|
2016-05-17 |
4 |
B |
$5.43 |
$54,694 |
D/D |
10,080 |
188,666 |
2.39 |
- |
|
RVT |
Royce Value Trust Inc |
PresidentPresident - Investmen |
|
2010-06-29 |
4 |
B |
$10.75 |
$214,934 |
D/D |
20,000 |
192,951 |
2.81 |
- |
|
TICC |
TICC Capital Corp |
Director |
|
2016-05-18 |
4 |
B |
$5.44 |
$54,795 |
D/D |
10,080 |
198,746 |
2.39 |
- |
|
TICC |
TICC Capital Corp |
Director |
|
2016-05-19 |
4 |
B |
$5.29 |
$53,273 |
D/D |
10,080 |
208,826 |
2.39 |
- |
|
RGT |
Royce Global Value Trust,... |
Director |
|
2018-12-10 |
4 |
B |
$9.21 |
$921,000 |
I/I |
100,000 |
210,403 |
2.1 |
- |
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TICC |
TICC Capital Corp |
Director |
|
2016-05-20 |
4 |
B |
$5.27 |
$53,112 |
D/D |
10,080 |
218,906 |
2.39 |
- |
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RGT |
Royce Global Value Trust,... |
Director |
|
2018-12-11 |
4 |
B |
$9.22 |
$102,320 |
I/I |
11,100 |
221,503 |
2.1 |
- |
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TICC |
TICC Capital Corp |
Director |
|
2016-05-23 |
4 |
B |
$5.39 |
$64,404 |
D/D |
11,940 |
230,846 |
2.39 |
- |
|
RGT |
Royce Global Value Trust,... |
Portfolio Manager |
|
2020-04-23 |
4 |
B |
$9.32 |
$93,200 |
I/I |
10,000 |
233,705 |
0.01 |
% |
|
TICC |
TICC Capital Corp |
Director |
|
2016-05-24 |
4 |
B |
$5.60 |
$66,804 |
D/D |
11,940 |
242,786 |
2.39 |
- |
|
RGT |
Royce Global Value Trust,... |
Portfolio Manager |
|
2020-04-24 |
4 |
B |
$9.39 |
$140,850 |
I/I |
15,000 |
248,705 |
0.01 |
% |
|
TICC |
TICC Capital Corp |
Director |
|
2016-05-25 |
4 |
B |
$5.67 |
$67,652 |
D/D |
11,940 |
254,726 |
2.39 |
- |
|
RMT |
Royce Micro-Cap Trust Inc |
Portfolio Manager |
|
2020-09-16 |
4 |
S |
$7.85 |
$393,924 |
I/I |
(50,000) |
255,489 |
0 |
% |
|
TICC |
TICC Capital Corp |
Director |
|
2016-05-26 |
4 |
B |
$5.67 |
$67,664 |
D/D |
11,940 |
266,666 |
2.39 |
- |
|
RMT |
Royce Micro-Cap Trust Inc |
Portfolio Manager |
|
2020-09-15 |
4 |
S |
$7.83 |
$782,700 |
I/I |
(100,000) |
269,879 |
0 |
% |
|
RMT |
Royce Micro-Cap Trust Inc |
PresidentPresident - Investmen |
|
2006-02-15 |
4 |
S |
$14.61 |
$51,119 |
I/I |
(3,500) |
270,085 |
|
- |
|
RMT |
Royce Micro-Cap Trust Inc |
PresidentPresident - Investmen |
|
2006-02-14 |
4 |
S |
$14.48 |
$338,738 |
I/I |
(23,400) |
273,585 |
|
- |
|
RGT |
Royce Global Value Trust,... |
Portfolio Manager |
|
2020-04-28 |
4 |
B |
$9.76 |
$243,875 |
I/I |
25,000 |
273,705 |
0.01 |
% |
|
TICC |
TICC Capital Corp |
Director |
|
2016-05-27 |
4 |
B |
$5.65 |
$67,461 |
D/D |
11,940 |
278,606 |
2.39 |
- |
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159 Records found
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Page 4 of 7 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Aquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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