| |
| |
|
| Insider
Information: |
Goldstein Phillip |
| Relationship: |
10% Owner |
| City: |
Pleasantville |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
14 |
|
| Direct
Shares |
1,193,329 |
|
|
Indirect Shares
|
6,538,662 |
|
|
| Direct
Value |
$2,893,353 |
|
|
|
Indirect Value
|
$955,645 |
|
|
| Total
Shares |
7,731,991 |
|
|
| Total
Value |
$3,848,998 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
21
|
57
|
|
Stock
price went up :
|
13
|
39
|
| Stock
price went down : |
8
|
18
|
| |
|
|
|
Gain/Loss Ratio : |
1.6
|
2.2
|
| Percentage
Gain/Loss : |
 6.7%
|
1,040.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Aberdeen First Israel Fund |
ISL |
Director |
2006-12-27 |
525 |
2005-08-18 |
0 |
Premium* |
|
|
Aberdeen Emerging Markets |
ETF |
Director |
2007-05-11 |
16,285 |
2007-05-11 |
693,599 |
Premium* |
|
|
Mexico Equity & Income Fund Inc |
MXE |
Director |
2021-10-15 |
10,002 |
2013-04-29 |
0 |
Premium* |
|
|
Special Opportunities Fund Inc |
SPE |
Chairman and Secretary... |
2023-12-28 |
31,822 |
2020-07-22 |
1,000 |
Premium* |
|
|
ASA Gold & Precious Metals Ltd |
ASA |
Director |
2013-06-20 |
2,400 |
2009-12-17 |
0 |
Premium* |
|
|
Korea Equity Fund Inc |
KEF |
Director |
2010-12-27 |
3,562 |
2010-09-21 |
732,551 |
Premium* |
|
|
Imperial Holdings, Llc |
IFT |
Director, 10% Owner |
2016-06-02 |
204,976 |
2016-06-02 |
4,285,185 |
Premium* |
|
|
MVC Capital |
MVC |
|
2020-12-23 |
0 |
2018-10-10 |
0 |
Premium* |
|
|
Virtus Total Return Fund |
DCA |
See Explanation of Res... |
2016-09-14 |
457,988 |
|
0 |
Premium* |
|
|
Crossroads Capital Inc |
XRDC |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
|
Brookfield Dtla Fund Office Trus... |
DTLAP |
|
2019-01-02 |
682 |
2019-01-02 |
0 |
Premium* |
|
|
Swiss Helvetia Fund |
SWZ |
Director |
2021-07-02 |
16,783 |
2019-01-02 |
0 |
Premium* |
|
|
Putnam High Income Bond Fund |
PCF |
Director |
2023-04-21 |
244,373 |
2019-10-16 |
0 |
Premium* |
|
|
Herzfeld Caribbean |
CUBA |
10% Owner |
2020-04-17 |
203,931 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
366 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 10 of 15
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| MVC |
MVC Capital |
|
• • – |
2018-10-03 |
4 |
S |
$9.51 |
$85,923 |
I/I |
(9,035) |
516,403 |
0 |
- |
|
| MVC |
MVC Capital |
|
• • – |
2018-10-04 |
4 |
S |
$9.50 |
$9,215 |
I/I |
(970) |
515,433 |
0 |
- |
|
| MVC |
MVC Capital |
|
• • – |
2018-10-05 |
4 |
S |
$9.43 |
$621,975 |
I/I |
(65,957) |
449,476 |
0 |
- |
|
| MVC |
MVC Capital |
|
• • – |
2018-10-10 |
4 |
S |
$9.41 |
$4,229,569 |
I/I |
(449,476) |
0 |
0 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2018-10-19 |
4 |
A |
$0.00 |
$0 |
I/I |
598,378 |
1,887,008 |
0 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2018-10-19 |
4 |
A |
$0.00 |
$0 |
D/D |
5,924 |
18,683 |
0 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2018-11-20 |
4 |
D |
$7.86 |
$138,595 |
D/D |
(17,633) |
1,050 |
0 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2018-11-20 |
4 |
D |
$7.86 |
$14,009,255 |
I/I |
(1,782,348) |
104,660 |
0 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2018-12-19 |
4 |
B |
$11.61 |
$58,050 |
D/D |
5,000 |
97,088 |
2.81 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2018-12-27 |
4 |
B |
$11.29 |
$67,890 |
D/D |
6,000 |
92,088 |
2.81 |
- |
|
| DTLAP |
Brookfield Dtla Fund Offi... |
|
• • – |
2019-01-02 |
4 |
D |
$0.00 |
$0 |
I/I |
(200,936) |
0 |
0 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2019-01-02 |
4 |
B |
$11.75 |
$35 |
D/D |
3 |
97,091 |
2.73 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2019-01-02 |
4 |
D |
$0.00 |
$0 |
I/I |
(104,660) |
0 |
0 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2019-01-15 |
4 |
B |
$12.48 |
$38,718 |
D/D |
3,100 |
100,191 |
2.81 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2019-01-28 |
4 |
B |
$12.63 |
$39,303 |
D/D |
3,100 |
103,291 |
2.81 |
- |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2019-02-20 |
4 |
D |
$11.58 |
$35,157 |
D/D |
(3,036) |
5,583 |
0 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2019-03-19 |
4 |
B |
$13.36 |
$53,440 |
D/D |
4,000 |
107,291 |
2.81 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2019-03-19 |
4 |
D |
$9.25 |
$57,729 |
D/D |
(6,241) |
0 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2019-03-19 |
4 |
D |
$9.25 |
$11,535,731 |
I/I |
(1,247,106) |
220,106 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2019-03-25 |
4 |
S |
$9.25 |
$2,035,000 |
I/I |
(220,000) |
106 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2019-03-25 |
4 |
B |
$9.25 |
$1,387,500 |
D/D |
150,000 |
150,000 |
2.39 |
- |
|
| MVC |
MVC Capital |
|
• • – |
2019-03-26 |
4 |
B |
$9.10 |
$4,705 |
D/D |
517 |
22,666 |
0.01 |
- |
|
| MVC |
MVC Capital |
|
• • – |
2019-07-12 |
4 |
GD |
$0.00 |
$0 |
D/D |
9,000 |
13,666 |
0 |
- |
|
| CUBA |
Herzfeld Caribbean |
10% Owner |
– – • |
2019-08-26 |
4 |
A |
$6.15 |
$4,920 |
D/D |
800 |
391,887 |
0 |
- |
|
| CUBA |
Herzfeld Caribbean |
10% Owner |
– – • |
2019-08-27 |
4 |
A |
$6.15 |
$25,830 |
D/D |
4,200 |
396,087 |
0 |
- |
|
366 Records found
|
|
Page 10 of 15 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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