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Insider
Information: |
Goldstein Phillip |
Relationship: |
10% Owner |
City: |
Pleasantville |
State: |
NY |
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Insider
Summary: |
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Companies Owned : |
14 |
|
Direct
Shares |
1,193,329 |
|
Indirect Shares
|
6,538,662 |
|
|
Direct
Value |
$2,865,587 |
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Indirect Value
|
$955,795 |
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Total
Shares |
7,731,991 |
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Total
Value |
$3,821,382 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
21
|
57
|
Stock
price went up :
|
13
|
39
|
Stock
price went down : |
8
|
18
|
|
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|
Gain/Loss Ratio : |
1.6
|
2.2
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Percentage
Gain/Loss : |
6.6%
|
1,040.8%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Aberdeen First Israel Fund |
ISL |
Director |
2006-12-27 |
525 |
2005-08-18 |
0 |
Premium* |
|
Aberdeen Emerging Markets |
ETF |
Director |
2007-05-11 |
16,285 |
2007-05-11 |
693,599 |
Premium* |
|
Mexico Equity & Income Fund Inc |
MXE |
Director |
2021-10-15 |
10,002 |
2013-04-29 |
0 |
Premium* |
|
Special Opportunities Fund Inc |
SPE |
Chairman and Secretary... |
2023-12-28 |
31,822 |
2020-07-22 |
1,000 |
Premium* |
|
ASA Gold & Precious Metals Ltd |
ASA |
Director |
2013-06-20 |
2,400 |
2009-12-17 |
0 |
Premium* |
|
Korea Equity Fund Inc |
KEF |
Director |
2010-12-27 |
3,562 |
2010-09-21 |
732,551 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
Director, 10% Owner |
2016-06-02 |
204,976 |
2016-06-02 |
4,285,185 |
Premium* |
|
MVC Capital |
MVC |
|
2020-12-23 |
0 |
2018-10-10 |
0 |
Premium* |
|
Virtus Total Return Fund |
DCA |
See Explanation of Res... |
2016-09-14 |
457,988 |
|
0 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
Brookfield Dtla Fund Office Trus... |
DTLAP |
|
2019-01-02 |
682 |
2019-01-02 |
0 |
Premium* |
|
Swiss Helvetia Fund |
SWZ |
Director |
2021-07-02 |
16,783 |
2019-01-02 |
0 |
Premium* |
|
Putnam High Income Bond Fund |
PCF |
Director |
2023-04-21 |
244,373 |
2019-10-16 |
0 |
Premium* |
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Herzfeld Caribbean |
CUBA |
10% Owner |
2020-04-17 |
203,931 |
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0 |
Premium* |
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Records found :
366 |
Free Registration Required For Full Results. Limit: 25
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|
Download |
Page 11 of 15
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
3m +/- |
|
|
Form |
CUBA |
Herzfeld Caribbean |
10% Owner |
|
2020-04-07 |
4 |
S |
$3.36 |
$83,960 |
D/D |
(25,000) |
215,697 |
0 |
% |
|
PCF |
Putnam High Income Bond F... |
Director |
|
2019-03-19 |
4 |
D |
$9.25 |
$11,535,731 |
I/I |
(1,247,106) |
220,106 |
0 |
- |
|
IFT |
Imperial Holdings, Llc |
Director |
|
2015-08-07 |
4 |
B |
$5.55 |
$33,306 |
D/D |
5,974 |
220,598 |
3.92 |
- |
|
IFT |
Imperial Holdings, Llc |
Director |
|
2015-08-21 |
4 |
B |
$5.60 |
$16,800 |
D/D |
3,000 |
223,598 |
3.92 |
- |
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PCF |
Putnam High Income Bond F... |
Director |
|
2023-04-06 |
4 |
B |
$6.41 |
$60,959 |
D/D |
9,510 |
224,373 |
2.39 |
% |
|
IFT |
Imperial Holdings, Llc |
Director |
|
2015-08-25 |
4 |
B |
$5.26 |
$12,408 |
D/D |
2,359 |
225,957 |
3.92 |
- |
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IFT |
Imperial Holdings, Llc |
Director |
|
2015-08-26 |
4 |
B |
$5.26 |
$13,892 |
D/D |
2,641 |
228,598 |
3.92 |
- |
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IFT |
Imperial Holdings, Llc |
Director |
|
2015-11-11 |
4 |
B |
$4.42 |
$22,100 |
D/D |
5,000 |
233,598 |
3.92 |
- |
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IFT |
Imperial Holdings, Llc |
Director |
|
2015-12-04 |
4 |
B |
$3.96 |
$2,875 |
D/D |
726 |
234,324 |
3.84 |
- |
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PCF |
Putnam High Income Bond F... |
Director |
|
2023-04-10 |
4 |
B |
$6.39 |
$63,900 |
D/D |
10,000 |
234,373 |
2.39 |
% |
|
CUBA |
Herzfeld Caribbean |
10% Owner |
|
2020-04-06 |
4 |
S |
$3.14 |
$58,693 |
D/D |
(18,714) |
240,697 |
0 |
% |
|
PCF |
Putnam High Income Bond F... |
Director |
|
2023-04-21 |
4 |
B |
$6.37 |
$63,700 |
D/D |
10,000 |
244,373 |
2.39 |
% |
|
DTLAP |
Brookfield Dtla Fund Offi... |
Director |
|
2018-06-08 |
4 |
B |
$24.79 |
$28,635 |
I/I |
1,155 |
246,986 |
2.1 |
- |
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IFT |
Imperial Holdings, Llc |
Director |
|
2015-12-07 |
4 |
B |
$3.85 |
$77,000 |
D/D |
20,000 |
254,324 |
3.92 |
- |
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CUBA |
Herzfeld Caribbean |
10% Owner |
|
2020-04-01 |
4 |
S |
$3.44 |
$40,250 |
D/D |
(11,700) |
259,411 |
0 |
% |
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CUBA |
Herzfeld Caribbean |
10% Owner |
|
2020-03-31 |
4 |
S |
$3.55 |
$19,046 |
D/D |
(5,365) |
271,111 |
0 |
% |
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CUBA |
Herzfeld Caribbean |
10% Owner |
|
2020-03-30 |
4 |
S |
$3.50 |
$8,106 |
D/D |
(2,316) |
276,476 |
0 |
% |
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CUBA |
Herzfeld Caribbean |
10% Owner |
|
2020-03-27 |
4 |
S |
$3.46 |
$1,420 |
D/D |
(410) |
278,792 |
0 |
% |
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CUBA |
Herzfeld Caribbean |
10% Owner |
|
2020-03-26 |
4 |
S |
$3.56 |
$44,993 |
D/D |
(12,645) |
279,202 |
0 |
% |
|
CUBA |
Herzfeld Caribbean |
10% Owner |
|
2020-03-25 |
4 |
S |
$3.32 |
$99,508 |
D/D |
(30,002) |
291,847 |
0 |
% |
|
CUBA |
Herzfeld Caribbean |
10% Owner |
|
2020-03-24 |
4 |
S |
$3.01 |
$105,350 |
D/D |
(35,000) |
321,849 |
0 |
% |
|
CUBA |
Herzfeld Caribbean |
10% Owner |
|
2020-03-20 |
4 |
S |
$3.00 |
$15,000 |
D/D |
(5,000) |
356,849 |
0 |
% |
|
CUBA |
Herzfeld Caribbean |
10% Owner |
|
2020-03-19 |
4 |
S |
$2.82 |
$14,100 |
D/D |
(5,000) |
361,849 |
0 |
% |
|
CUBA |
Herzfeld Caribbean |
10% Owner |
|
2020-03-19 |
4 |
S |
$2.80 |
$70,505 |
D/D |
(25,000) |
366,849 |
0 |
% |
|
CUBA |
Herzfeld Caribbean |
10% Owner |
|
2019-08-13 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
386,087 |
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- |
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366 Records found
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Page 11 of 15 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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