| |
| |
|
| Insider
Information: |
Goldstein Phillip |
| Relationship: |
10% Owner |
| City: |
Pleasantville |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
14 |
|
| Direct
Shares |
1,193,329 |
|
|
Indirect Shares
|
6,538,662 |
|
|
| Direct
Value |
$2,862,762 |
|
|
|
Indirect Value
|
$955,805 |
|
|
| Total
Shares |
7,731,991 |
|
|
| Total
Value |
$3,818,566 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
21
|
57
|
|
Stock
price went up :
|
13
|
39
|
| Stock
price went down : |
8
|
18
|
| |
|
|
|
Gain/Loss Ratio : |
1.6
|
2.2
|
| Percentage
Gain/Loss : |
 6.6%
|
1,040.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Aberdeen First Israel Fund |
ISL |
Director |
2006-12-27 |
525 |
2005-08-18 |
0 |
Premium* |
|
|
Aberdeen Emerging Markets |
ETF |
Director |
2007-05-11 |
16,285 |
2007-05-11 |
693,599 |
Premium* |
|
|
Mexico Equity & Income Fund Inc |
MXE |
Director |
2021-10-15 |
10,002 |
2013-04-29 |
0 |
Premium* |
|
|
Special Opportunities Fund Inc |
SPE |
Chairman and Secretary... |
2023-12-28 |
31,822 |
2020-07-22 |
1,000 |
Premium* |
|
|
ASA Gold & Precious Metals Ltd |
ASA |
Director |
2013-06-20 |
2,400 |
2009-12-17 |
0 |
Premium* |
|
|
Korea Equity Fund Inc |
KEF |
Director |
2010-12-27 |
3,562 |
2010-09-21 |
732,551 |
Premium* |
|
|
Imperial Holdings, Llc |
IFT |
Director, 10% Owner |
2016-06-02 |
204,976 |
2016-06-02 |
4,285,185 |
Premium* |
|
|
MVC Capital |
MVC |
|
2020-12-23 |
0 |
2018-10-10 |
0 |
Premium* |
|
|
Virtus Total Return Fund |
DCA |
See Explanation of Res... |
2016-09-14 |
457,988 |
|
0 |
Premium* |
|
|
Crossroads Capital Inc |
XRDC |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
|
Brookfield Dtla Fund Office Trus... |
DTLAP |
|
2019-01-02 |
682 |
2019-01-02 |
0 |
Premium* |
|
|
Swiss Helvetia Fund |
SWZ |
Director |
2021-07-02 |
16,783 |
2019-01-02 |
0 |
Premium* |
|
|
Putnam High Income Bond Fund |
PCF |
Director |
2023-04-21 |
244,373 |
2019-10-16 |
0 |
Premium* |
|
|
Herzfeld Caribbean |
CUBA |
10% Owner |
2020-04-17 |
203,931 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
366 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 11 of 15
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2013-01-08 |
4 |
S |
$15.00 |
$120,348 |
I/I |
(8,021) |
0 |
0 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-06-23 |
4 |
B |
$6.38 |
$51,447 |
D/D |
8,065 |
70,460 |
3.92 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-06-13 |
4 |
B |
$6.37 |
$52,084 |
I/I |
8,158 |
1,076,474 |
2.25 |
- |
|
| ISL |
Aberdeen First Israel Fun... |
Director |
– • – |
2005-08-18 |
4 |
S |
$17.02 |
$139,547 |
I/I |
(8,199) |
0 |
|
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-10-01 |
4 |
S |
$8.32 |
$69,064 |
D/D |
(8,301) |
95,352 |
0 |
% |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-09-05 |
4 |
B |
$6.59 |
$55,356 |
D/D |
8,400 |
103,154 |
3.92 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2015-12-08 |
4 |
D |
$0.00 |
$0 |
D/D |
(8,500) |
37,250 |
0 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2014-04-11 |
4 |
B |
$13.14 |
$112,978 |
I/I |
8,601 |
912,213 |
2.1 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2021-06-02 |
4 |
S |
$9.71 |
$84,650 |
D/D |
(8,711) |
96,947 |
0 |
% |
|
| MVC |
MVC Capital |
|
• • – |
2019-07-12 |
4 |
GD |
$0.00 |
$0 |
D/D |
9,000 |
13,666 |
0 |
- |
|
| MVC |
MVC Capital |
|
• • – |
2018-10-03 |
4 |
S |
$9.51 |
$85,923 |
I/I |
(9,035) |
516,403 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2023-04-06 |
4 |
B |
$6.41 |
$60,959 |
D/D |
9,510 |
224,373 |
2.39 |
% |
|
| ETF |
Aberdeen Emerging Markets |
Director |
– • – |
2007-05-09 |
4 |
S |
$20.75 |
$201,275 |
I/I |
(9,700) |
698,999 |
0 |
- |
|
| ETF |
Aberdeen Emerging Markets |
Director |
– • – |
2007-04-24 |
4 |
S |
$21.00 |
$210,000 |
I/I |
(10,000) |
740,399 |
0 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-03-28 |
4 |
B |
$5.73 |
$58,100 |
I/I |
10,000 |
1,053,316 |
2.25 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-03-31 |
4 |
B |
$5.75 |
$57,499 |
I/I |
10,000 |
1,063,316 |
2.25 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-06-25 |
4 |
B |
$6.17 |
$61,696 |
D/D |
10,000 |
82,395 |
3.92 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-09-19 |
4 |
B |
$6.38 |
$63,800 |
I/I |
10,000 |
1,109,855 |
2.25 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-10-08 |
4 |
S |
$8.30 |
$83,050 |
D/D |
(10,000) |
80,352 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-12-15 |
4 |
S |
$8.66 |
$86,800 |
D/D |
(10,000) |
29,481 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-12-16 |
4 |
S |
$8.82 |
$88,250 |
D/D |
(10,000) |
19,481 |
0 |
% |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2021-06-07 |
4 |
S |
$15.43 |
$154,300 |
D/D |
(10,000) |
16,417 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2023-04-10 |
4 |
B |
$6.39 |
$63,900 |
D/D |
10,000 |
234,373 |
2.39 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2023-04-21 |
4 |
B |
$6.37 |
$63,700 |
D/D |
10,000 |
244,373 |
2.39 |
% |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2021-10-15 |
4 |
OE |
$8.90 |
$89,009 |
D/D |
10,001 |
10,002 |
0 |
- |
|
366 Records found
|
|
Page 11 of 15 |
| |
Free Registration Required For Full Results. Limit: 25
|
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| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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