| |
| |
|
| Insider
Information: |
Goldstein Phillip |
| Relationship: |
10% Owner |
| City: |
Pleasantville |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
14 |
|
| Direct
Shares |
1,193,329 |
|
|
Indirect Shares
|
6,538,662 |
|
|
| Direct
Value |
$2,865,587 |
|
|
|
Indirect Value
|
$955,795 |
|
|
| Total
Shares |
7,731,991 |
|
|
| Total
Value |
$3,821,382 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
21
|
57
|
|
Stock
price went up :
|
13
|
39
|
| Stock
price went down : |
8
|
18
|
| |
|
|
|
Gain/Loss Ratio : |
1.6
|
2.2
|
| Percentage
Gain/Loss : |
 6.6%
|
1,040.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Aberdeen First Israel Fund |
ISL |
Director |
2006-12-27 |
525 |
2005-08-18 |
0 |
Premium* |
|
|
Aberdeen Emerging Markets |
ETF |
Director |
2007-05-11 |
16,285 |
2007-05-11 |
693,599 |
Premium* |
|
|
Mexico Equity & Income Fund Inc |
MXE |
Director |
2021-10-15 |
10,002 |
2013-04-29 |
0 |
Premium* |
|
|
Special Opportunities Fund Inc |
SPE |
Chairman and Secretary... |
2023-12-28 |
31,822 |
2020-07-22 |
1,000 |
Premium* |
|
|
ASA Gold & Precious Metals Ltd |
ASA |
Director |
2013-06-20 |
2,400 |
2009-12-17 |
0 |
Premium* |
|
|
Korea Equity Fund Inc |
KEF |
Director |
2010-12-27 |
3,562 |
2010-09-21 |
732,551 |
Premium* |
|
|
Imperial Holdings, Llc |
IFT |
Director, 10% Owner |
2016-06-02 |
204,976 |
2016-06-02 |
4,285,185 |
Premium* |
|
|
MVC Capital |
MVC |
|
2020-12-23 |
0 |
2018-10-10 |
0 |
Premium* |
|
|
Virtus Total Return Fund |
DCA |
See Explanation of Res... |
2016-09-14 |
457,988 |
|
0 |
Premium* |
|
|
Crossroads Capital Inc |
XRDC |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
|
Brookfield Dtla Fund Office Trus... |
DTLAP |
|
2019-01-02 |
682 |
2019-01-02 |
0 |
Premium* |
|
|
Swiss Helvetia Fund |
SWZ |
Director |
2021-07-02 |
16,783 |
2019-01-02 |
0 |
Premium* |
|
|
Putnam High Income Bond Fund |
PCF |
Director |
2023-04-21 |
244,373 |
2019-10-16 |
0 |
Premium* |
|
|
Herzfeld Caribbean |
CUBA |
10% Owner |
2020-04-17 |
203,931 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
366 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 12 of 15
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| CUBA |
Herzfeld Caribbean |
10% Owner |
– – • |
2020-04-07 |
4 |
S |
$3.36 |
$83,960 |
D/D |
(25,000) |
215,697 |
0 |
% |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2020-02-24 |
4 |
B |
$8.42 |
$84,459 |
D/D |
10,013 |
85,361 |
2.39 |
% |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2021-06-02 |
4 |
S |
$9.71 |
$84,650 |
D/D |
(8,711) |
96,947 |
0 |
% |
|
| MVC |
MVC Capital |
|
• • – |
2018-10-03 |
4 |
S |
$9.51 |
$85,923 |
I/I |
(9,035) |
516,403 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-12-15 |
4 |
S |
$8.66 |
$86,800 |
D/D |
(10,000) |
29,481 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-12-16 |
4 |
S |
$8.82 |
$88,250 |
D/D |
(10,000) |
19,481 |
0 |
% |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2021-10-15 |
4 |
OE |
$8.90 |
$89,009 |
D/D |
10,001 |
10,002 |
0 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-09-19 |
4 |
B |
$6.37 |
$95,600 |
D/D |
15,000 |
118,154 |
3.92 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2021-06-01 |
4 |
S |
$9.69 |
$97,920 |
D/D |
(10,089) |
105,658 |
0 |
% |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2014-01-24 |
4 |
A |
$16.90 |
$99,406 |
D/D |
5,882 |
8,112 |
0 |
- |
|
| CUBA |
Herzfeld Caribbean |
10% Owner |
– – • |
2020-03-25 |
4 |
S |
$3.32 |
$99,508 |
D/D |
(30,002) |
291,847 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-09-16 |
4 |
S |
$8.45 |
$101,405 |
D/D |
(11,992) |
106,509 |
0 |
% |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-03-28 |
4 |
B |
$5.82 |
$101,490 |
D/D |
17,428 |
22,149 |
3.92 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2014-04-14 |
4 |
B |
$13.14 |
$102,360 |
I/I |
7,788 |
920,001 |
2.1 |
- |
|
| ETF |
Aberdeen Emerging Markets |
officerTitle |
– • – |
2006-01-11 |
4 |
S |
$12.80 |
$102,400 |
I/I |
(8,000) |
713,524 |
|
- |
|
| ISL |
Aberdeen First Israel Fun... |
Director |
– • – |
2005-04-13 |
4 |
S |
$17.10 |
$102,600 |
I/I |
(6,000) |
22,799 |
|
- |
|
| ISL |
Aberdeen First Israel Fun... |
Director |
– • – |
2005-04-14 |
4/A |
S |
$17.15 |
$102,900 |
I/I |
(6,000) |
16,799 |
|
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-03-31 |
4 |
B |
$5.75 |
$103,500 |
D/D |
18,000 |
40,149 |
3.92 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-12-04 |
4 |
S |
$8.52 |
$105,038 |
D/D |
(12,255) |
44,481 |
0 |
% |
|
| CUBA |
Herzfeld Caribbean |
10% Owner |
– – • |
2020-03-24 |
4 |
S |
$3.01 |
$105,350 |
D/D |
(35,000) |
321,849 |
0 |
% |
|
| MXE |
Mexico Equity & Income Fu... |
officerTitle |
– • – |
2005-11-23 |
4 |
B |
$21.15 |
$105,750 |
I/I |
5,000 |
5,000 |
2.1 |
- |
|
| ETF |
Aberdeen Emerging Markets |
Director |
– • – |
2006-03-03 |
4 |
S |
$13.25 |
$106,000 |
I/I |
(8,000) |
697,624 |
|
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-08-04 |
4 |
S |
$9.85 |
$107,164 |
D/D |
(10,874) |
140,364 |
0 |
% |
|
| ETF |
Aberdeen Emerging Markets |
Director |
– • – |
2007-04-25 |
4 |
S |
$21.50 |
$107,500 |
I/I |
(5,000) |
735,399 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-08-16 |
4 |
S |
$9.93 |
$108,399 |
D/D |
(10,909) |
28,129 |
0 |
% |
|
366 Records found
|
|
Page 12 of 15 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
