| |
| |
|
| Insider
Information: |
Goldstein Phillip |
| Relationship: |
10% Owner |
| City: |
Pleasantville |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
14 |
|
| Direct
Shares |
1,193,329 |
|
|
Indirect Shares
|
6,538,662 |
|
|
| Direct
Value |
$2,865,587 |
|
|
|
Indirect Value
|
$955,795 |
|
|
| Total
Shares |
7,731,991 |
|
|
| Total
Value |
$3,821,382 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
21
|
57
|
|
Stock
price went up :
|
13
|
39
|
| Stock
price went down : |
8
|
18
|
| |
|
|
|
Gain/Loss Ratio : |
1.6
|
2.2
|
| Percentage
Gain/Loss : |
 6.6%
|
1,040.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Aberdeen First Israel Fund |
ISL |
Director |
2006-12-27 |
525 |
2005-08-18 |
0 |
Premium* |
|
|
Aberdeen Emerging Markets |
ETF |
Director |
2007-05-11 |
16,285 |
2007-05-11 |
693,599 |
Premium* |
|
|
Mexico Equity & Income Fund Inc |
MXE |
Director |
2021-10-15 |
10,002 |
2013-04-29 |
0 |
Premium* |
|
|
Special Opportunities Fund Inc |
SPE |
Chairman and Secretary... |
2023-12-28 |
31,822 |
2020-07-22 |
1,000 |
Premium* |
|
|
ASA Gold & Precious Metals Ltd |
ASA |
Director |
2013-06-20 |
2,400 |
2009-12-17 |
0 |
Premium* |
|
|
Korea Equity Fund Inc |
KEF |
Director |
2010-12-27 |
3,562 |
2010-09-21 |
732,551 |
Premium* |
|
|
Imperial Holdings, Llc |
IFT |
Director, 10% Owner |
2016-06-02 |
204,976 |
2016-06-02 |
4,285,185 |
Premium* |
|
|
MVC Capital |
MVC |
|
2020-12-23 |
0 |
2018-10-10 |
0 |
Premium* |
|
|
Virtus Total Return Fund |
DCA |
See Explanation of Res... |
2016-09-14 |
457,988 |
|
0 |
Premium* |
|
|
Crossroads Capital Inc |
XRDC |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
|
Brookfield Dtla Fund Office Trus... |
DTLAP |
|
2019-01-02 |
682 |
2019-01-02 |
0 |
Premium* |
|
|
Swiss Helvetia Fund |
SWZ |
Director |
2021-07-02 |
16,783 |
2019-01-02 |
0 |
Premium* |
|
|
Putnam High Income Bond Fund |
PCF |
Director |
2023-04-21 |
244,373 |
2019-10-16 |
0 |
Premium* |
|
|
Herzfeld Caribbean |
CUBA |
10% Owner |
2020-04-17 |
203,931 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
366 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 13 of 15
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| MVC |
MVC Capital |
|
• • – |
2018-10-02 |
4 |
S |
$9.58 |
$134,522 |
I/I |
(14,042) |
525,438 |
0 |
- |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2013-02-06 |
4 |
S |
$15.79 |
$225,839 |
I/I |
(14,306) |
26,194 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-08-05 |
4 |
S |
$9.86 |
$143,719 |
D/D |
(14,563) |
125,801 |
0 |
% |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2016-10-26 |
4 |
D |
$15.61 |
$231,496 |
D/D |
(14,830) |
67,670 |
0 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2020-02-25 |
4 |
B |
$8.32 |
$125,241 |
D/D |
14,987 |
100,348 |
2.39 |
% |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-09-19 |
4 |
B |
$6.37 |
$95,600 |
D/D |
15,000 |
118,154 |
3.92 |
- |
|
| MVC |
MVC Capital |
|
• • – |
2017-08-23 |
4 |
D |
$10.40 |
$157,050 |
D/D |
(15,101) |
22,149 |
0 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2014-04-24 |
4 |
B |
$13.17 |
$221,847 |
I/I |
16,840 |
971,301 |
2.1 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2013-09-12 |
4 |
B |
$12.69 |
$214,229 |
I/I |
16,882 |
745,733 |
2.1 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2014-04-15 |
4 |
B |
$13.13 |
$222,980 |
I/I |
16,980 |
936,981 |
2.1 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2014-04-28 |
4 |
B |
$12.98 |
$220,338 |
I/I |
16,980 |
953,961 |
2.1 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-03-28 |
4 |
B |
$5.82 |
$101,490 |
D/D |
17,428 |
22,149 |
3.92 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2018-11-20 |
4 |
D |
$7.86 |
$138,595 |
D/D |
(17,633) |
1,050 |
0 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-03-31 |
4 |
B |
$5.75 |
$103,500 |
D/D |
18,000 |
40,149 |
3.92 |
- |
|
| CUBA |
Herzfeld Caribbean |
10% Owner |
– – • |
2020-04-06 |
4 |
S |
$3.14 |
$58,693 |
D/D |
(18,714) |
240,697 |
0 |
% |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2014-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
18,750 |
11,304 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-08-09 |
4 |
S |
$9.89 |
$186,513 |
D/D |
(18,847) |
93,816 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-08-13 |
4 |
S |
$9.92 |
$192,467 |
D/D |
(19,401) |
39,038 |
0 |
% |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2015-12-07 |
4 |
B |
$3.85 |
$77,000 |
D/D |
20,000 |
254,324 |
3.92 |
- |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2013-04-19 |
4 |
S |
$17.00 |
$402,795 |
I/I |
(23,692) |
1,245 |
0 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2013-08-30 |
4 |
D |
$0.00 |
$0 |
I/I |
(25,000) |
1,149,912 |
0 |
- |
|
| CUBA |
Herzfeld Caribbean |
10% Owner |
– – • |
2020-03-19 |
4 |
S |
$2.80 |
$70,505 |
D/D |
(25,000) |
366,849 |
0 |
% |
|
| CUBA |
Herzfeld Caribbean |
10% Owner |
– – • |
2020-04-07 |
4 |
S |
$3.36 |
$83,960 |
D/D |
(25,000) |
215,697 |
0 |
% |
|
| MVC |
MVC Capital |
Director |
– • – |
2013-04-15 |
4 |
B |
$12.59 |
$320,241 |
I/I |
25,442 |
560,345 |
2.1 |
- |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2013-04-15 |
4 |
S |
$17.22 |
$449,531 |
I/I |
(26,100) |
3,631 |
0 |
- |
|
366 Records found
|
|
Page 13 of 15 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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