| |
| |
|
| Insider
Information: |
Goldstein Phillip |
| Relationship: |
10% Owner |
| City: |
Pleasantville |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
14 |
|
| Direct
Shares |
1,193,329 |
|
|
Indirect Shares
|
6,538,662 |
|
|
| Direct
Value |
$2,893,353 |
|
|
|
Indirect Value
|
$955,645 |
|
|
| Total
Shares |
7,731,991 |
|
|
| Total
Value |
$3,848,998 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
21
|
57
|
|
Stock
price went up :
|
13
|
39
|
| Stock
price went down : |
8
|
18
|
| |
|
|
|
Gain/Loss Ratio : |
1.6
|
2.2
|
| Percentage
Gain/Loss : |
 6.7%
|
1,040.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Aberdeen First Israel Fund |
ISL |
Director |
2006-12-27 |
525 |
2005-08-18 |
0 |
Premium* |
|
|
Aberdeen Emerging Markets |
ETF |
Director |
2007-05-11 |
16,285 |
2007-05-11 |
693,599 |
Premium* |
|
|
Mexico Equity & Income Fund Inc |
MXE |
Director |
2021-10-15 |
10,002 |
2013-04-29 |
0 |
Premium* |
|
|
Special Opportunities Fund Inc |
SPE |
Chairman and Secretary... |
2023-12-28 |
31,822 |
2020-07-22 |
1,000 |
Premium* |
|
|
ASA Gold & Precious Metals Ltd |
ASA |
Director |
2013-06-20 |
2,400 |
2009-12-17 |
0 |
Premium* |
|
|
Korea Equity Fund Inc |
KEF |
Director |
2010-12-27 |
3,562 |
2010-09-21 |
732,551 |
Premium* |
|
|
Imperial Holdings, Llc |
IFT |
Director, 10% Owner |
2016-06-02 |
204,976 |
2016-06-02 |
4,285,185 |
Premium* |
|
|
MVC Capital |
MVC |
|
2020-12-23 |
0 |
2018-10-10 |
0 |
Premium* |
|
|
Virtus Total Return Fund |
DCA |
See Explanation of Res... |
2016-09-14 |
457,988 |
|
0 |
Premium* |
|
|
Crossroads Capital Inc |
XRDC |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
|
Brookfield Dtla Fund Office Trus... |
DTLAP |
|
2019-01-02 |
682 |
2019-01-02 |
0 |
Premium* |
|
|
Swiss Helvetia Fund |
SWZ |
Director |
2021-07-02 |
16,783 |
2019-01-02 |
0 |
Premium* |
|
|
Putnam High Income Bond Fund |
PCF |
Director |
2023-04-21 |
244,373 |
2019-10-16 |
0 |
Premium* |
|
|
Herzfeld Caribbean |
CUBA |
10% Owner |
2020-04-17 |
203,931 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
366 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 14 of 15
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-12-08 |
4/A |
S |
$8.68 |
$3,194 |
D/D |
(368) |
38,703 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-12-08 |
4 |
S |
$8.66 |
$43,300 |
D/D |
(5,000) |
39,481 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-12-15 |
4 |
S |
$8.66 |
$86,800 |
D/D |
(10,000) |
29,481 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-12-16 |
4 |
S |
$8.82 |
$88,250 |
D/D |
(10,000) |
19,481 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-12-18 |
4 |
S |
$9.02 |
$45,107 |
D/D |
(5,000) |
14,481 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-12-23 |
4 |
S |
$8.54 |
$57,303 |
D/D |
(6,710) |
6,993 |
0 |
% |
|
| MVC |
MVC Capital |
|
• • – |
2020-12-23 |
4 |
D |
$0.00 |
$0 |
D/D |
(13,666) |
0 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-12-24 |
4 |
S |
$8.54 |
$59,695 |
D/D |
(6,990) |
3 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-02-02 |
4 |
OE |
$8.24 |
$1,348,913 |
D/D |
163,703 |
163,706 |
0 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2021-06-01 |
4 |
S |
$9.69 |
$97,920 |
D/D |
(10,089) |
105,658 |
0 |
% |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2021-06-02 |
4 |
S |
$9.71 |
$84,650 |
D/D |
(8,711) |
96,947 |
0 |
% |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2021-06-03 |
4 |
S |
$9.67 |
$19,284 |
D/D |
(1,994) |
94,953 |
0 |
% |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2021-06-04 |
4 |
S |
$15.32 |
$1,353,216 |
D/D |
(88,330) |
26,417 |
0 |
% |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2021-06-04 |
4 |
S |
$9.48 |
$731,404 |
D/D |
(76,958) |
17,995 |
0 |
% |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2021-06-07 |
4 |
S |
$15.43 |
$154,300 |
D/D |
(10,000) |
16,417 |
0 |
% |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2021-06-24 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,475 |
21,892 |
0 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2021-07-02 |
4 |
S |
$9.79 |
$11,865 |
D/D |
(1,212) |
16,783 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-08-03 |
4 |
S |
$9.86 |
$122,998 |
D/D |
(12,468) |
151,238 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-08-04 |
4 |
S |
$9.85 |
$107,164 |
D/D |
(10,874) |
140,364 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-08-05 |
4 |
S |
$9.86 |
$143,719 |
D/D |
(14,563) |
125,801 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-08-06 |
4 |
S |
$9.89 |
$129,967 |
D/D |
(13,138) |
112,663 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-08-09 |
4 |
S |
$9.89 |
$186,513 |
D/D |
(18,847) |
93,816 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-08-10 |
4 |
S |
$9.89 |
$75,748 |
D/D |
(7,659) |
86,157 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-08-11 |
4 |
S |
$9.89 |
$274,131 |
D/D |
(27,718) |
58,439 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-08-13 |
4 |
S |
$9.92 |
$192,467 |
D/D |
(19,401) |
39,038 |
0 |
% |
|
366 Records found
|
|
Page 14 of 15 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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