| |
| |
|
| Insider
Information: |
Goldstein Phillip |
| Relationship: |
10% Owner |
| City: |
Pleasantville |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
14 |
|
| Direct
Shares |
1,193,329 |
|
|
Indirect Shares
|
6,538,662 |
|
|
| Direct
Value |
$2,865,587 |
|
|
|
Indirect Value
|
$955,795 |
|
|
| Total
Shares |
7,731,991 |
|
|
| Total
Value |
$3,821,382 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
21
|
57
|
|
Stock
price went up :
|
13
|
39
|
| Stock
price went down : |
8
|
18
|
| |
|
|
|
Gain/Loss Ratio : |
1.6
|
2.2
|
| Percentage
Gain/Loss : |
 6.6%
|
1,040.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Aberdeen First Israel Fund |
ISL |
Director |
2006-12-27 |
525 |
2005-08-18 |
0 |
Premium* |
|
|
Aberdeen Emerging Markets |
ETF |
Director |
2007-05-11 |
16,285 |
2007-05-11 |
693,599 |
Premium* |
|
|
Mexico Equity & Income Fund Inc |
MXE |
Director |
2021-10-15 |
10,002 |
2013-04-29 |
0 |
Premium* |
|
|
Special Opportunities Fund Inc |
SPE |
Chairman and Secretary... |
2023-12-28 |
31,822 |
2020-07-22 |
1,000 |
Premium* |
|
|
ASA Gold & Precious Metals Ltd |
ASA |
Director |
2013-06-20 |
2,400 |
2009-12-17 |
0 |
Premium* |
|
|
Korea Equity Fund Inc |
KEF |
Director |
2010-12-27 |
3,562 |
2010-09-21 |
732,551 |
Premium* |
|
|
Imperial Holdings, Llc |
IFT |
Director, 10% Owner |
2016-06-02 |
204,976 |
2016-06-02 |
4,285,185 |
Premium* |
|
|
MVC Capital |
MVC |
|
2020-12-23 |
0 |
2018-10-10 |
0 |
Premium* |
|
|
Virtus Total Return Fund |
DCA |
See Explanation of Res... |
2016-09-14 |
457,988 |
|
0 |
Premium* |
|
|
Crossroads Capital Inc |
XRDC |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
|
Brookfield Dtla Fund Office Trus... |
DTLAP |
|
2019-01-02 |
682 |
2019-01-02 |
0 |
Premium* |
|
|
Swiss Helvetia Fund |
SWZ |
Director |
2021-07-02 |
16,783 |
2019-01-02 |
0 |
Premium* |
|
|
Putnam High Income Bond Fund |
PCF |
Director |
2023-04-21 |
244,373 |
2019-10-16 |
0 |
Premium* |
|
|
Herzfeld Caribbean |
CUBA |
10% Owner |
2020-04-17 |
203,931 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
366 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 14 of 15
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| MVC |
MVC Capital |
Director |
– • – |
2013-06-05 |
4 |
B |
$12.69 |
$334,590 |
I/I |
26,370 |
643,150 |
2.1 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-09-15 |
4 |
S |
$8.45 |
$224,336 |
D/D |
(26,499) |
118,501 |
0 |
% |
|
| MVC |
MVC Capital |
Director |
– • – |
2017-06-13 |
4 |
S |
$9.82 |
$269,729 |
I/I |
(27,469) |
943,832 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-08-11 |
4 |
S |
$9.89 |
$274,131 |
D/D |
(27,718) |
58,439 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-08-17 |
4 |
S |
$9.97 |
$279,551 |
D/D |
(28,000) |
129 |
0 |
% |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2019-12-02 |
4 |
B |
$8.09 |
$228,557 |
D/D |
28,209 |
31,037 |
2.39 |
- |
|
| XRDC |
Crossroads Capital Inc |
Director |
– • • |
2017-06-07 |
4 |
B |
$2.17 |
$61,799 |
I/I |
28,479 |
826,327 |
2.25 |
- |
|
| XRDC |
Crossroads Capital Inc |
Director |
– • • |
2017-06-07 |
4 |
S |
$2.17 |
$61,799 |
I/I |
(28,479) |
797,848 |
0 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2015-12-07 |
4 |
B |
$3.85 |
$115,497 |
I/I |
30,000 |
1,999,460 |
2.25 |
- |
|
| CUBA |
Herzfeld Caribbean |
10% Owner |
– – • |
2020-03-25 |
4 |
S |
$3.32 |
$99,508 |
D/D |
(30,002) |
291,847 |
0 |
% |
|
| CUBA |
Herzfeld Caribbean |
10% Owner |
– – • |
2020-03-24 |
4 |
S |
$3.01 |
$105,350 |
D/D |
(35,000) |
321,849 |
0 |
% |
|
| MVC |
MVC Capital |
Director |
– • – |
2013-05-31 |
4 |
B |
$12.76 |
$480,494 |
I/I |
37,671 |
616,780 |
2.1 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2013-06-14 |
4 |
B |
$12.65 |
$476,538 |
I/I |
37,671 |
684,241 |
2.1 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2013-06-19 |
4 |
B |
$12.72 |
$479,175 |
I/I |
37,671 |
721,912 |
2.1 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2015-12-08 |
4 |
D |
$0.00 |
$0 |
D/D |
(38,273) |
0 |
0 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2019-12-17 |
4 |
B |
$8.15 |
$326,000 |
D/D |
40,000 |
71,037 |
2.39 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2015-12-04 |
4 |
D |
$0.00 |
$0 |
I/I |
(44,385) |
1,969,460 |
0 |
- |
|
| DTLAP |
Brookfield Dtla Fund Offi... |
Director |
– • – |
2018-10-01 |
4 |
D |
$0.00 |
$0 |
I/I |
(46,050) |
200,936 |
0 |
- |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2007-08-31 |
4 |
A |
$36.24 |
$2,097,281 |
I/I |
57,872 |
62,872 |
0 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2015-12-08 |
4 |
A |
$0.00 |
$0 |
I/I |
60,856 |
2,060,316 |
0 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2015-12-08 |
4 |
D |
$0.00 |
$0 |
D/D |
(60,856) |
193,468 |
0 |
- |
|
| SPE |
Special Opportunities Fun... |
Director |
– • – |
2010-01-22 |
4 |
S |
$14.18 |
$888,037 |
D/D |
(62,626) |
0 |
0 |
- |
|
| MVC |
MVC Capital |
|
• • – |
2018-10-05 |
4 |
S |
$9.43 |
$621,975 |
I/I |
(65,957) |
449,476 |
0 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2015-06-24 |
4 |
OE |
$5.75 |
$441,623 |
D/D |
76,804 |
214,511 |
0 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2021-06-04 |
4 |
S |
$9.48 |
$731,404 |
D/D |
(76,958) |
17,995 |
0 |
% |
|
366 Records found
|
|
Page 14 of 15 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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