|
|
|
Insider
Information: |
Goldstein Phillip |
Relationship: |
10% Owner |
City: |
Pleasantville |
State: |
NY |
|
|
Insider
Summary: |
|
|
|
Companies Owned : |
14 |
|
Direct
Shares |
1,193,329 |
|
Indirect Shares
|
6,538,662 |
|
|
Direct
Value |
$2,893,353 |
|
|
Indirect Value
|
$955,645 |
|
|
Total
Shares |
7,731,991 |
|
|
Total
Value |
$3,848,998 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
21
|
57
|
Stock
price went up :
|
13
|
39
|
Stock
price went down : |
8
|
18
|
|
|
|
Gain/Loss Ratio : |
1.6
|
2.2
|
Percentage
Gain/Loss : |
6.6%
|
1,040.8%
|
|
|
|
|
|
|
Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Aberdeen First Israel Fund |
ISL |
Director |
2006-12-27 |
525 |
2005-08-18 |
0 |
Premium* |
|
Aberdeen Emerging Markets |
ETF |
Director |
2007-05-11 |
16,285 |
2007-05-11 |
693,599 |
Premium* |
|
Mexico Equity & Income Fund Inc |
MXE |
Director |
2021-10-15 |
10,002 |
2013-04-29 |
0 |
Premium* |
|
Special Opportunities Fund Inc |
SPE |
Chairman and Secretary... |
2023-12-28 |
31,822 |
2020-07-22 |
1,000 |
Premium* |
|
ASA Gold & Precious Metals Ltd |
ASA |
Director |
2013-06-20 |
2,400 |
2009-12-17 |
0 |
Premium* |
|
Korea Equity Fund Inc |
KEF |
Director |
2010-12-27 |
3,562 |
2010-09-21 |
732,551 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
Director, 10% Owner |
2016-06-02 |
204,976 |
2016-06-02 |
4,285,185 |
Premium* |
|
MVC Capital |
MVC |
|
2020-12-23 |
0 |
2018-10-10 |
0 |
Premium* |
|
Virtus Total Return Fund |
DCA |
See Explanation of Res... |
2016-09-14 |
457,988 |
|
0 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
Brookfield Dtla Fund Office Trus... |
DTLAP |
|
2019-01-02 |
682 |
2019-01-02 |
0 |
Premium* |
|
Swiss Helvetia Fund |
SWZ |
Director |
2021-07-02 |
16,783 |
2019-01-02 |
0 |
Premium* |
|
Putnam High Income Bond Fund |
PCF |
Director |
2023-04-21 |
244,373 |
2019-10-16 |
0 |
Premium* |
|
Herzfeld Caribbean |
CUBA |
10% Owner |
2020-04-17 |
203,931 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
Records found :
366 |
Free Registration Required For Full Results. Limit: 25
|
|
Download |
Page 15 of 15
|
Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
DCA |
Virtus Total Return Fund |
See Explanation of Responses |
|
2016-07-15 |
4 |
B |
$4.56 |
$2,859 |
D/D |
627 |
134,289 |
2.37 |
- |
|
DCA |
Virtus Total Return Fund |
See Explanation of Responses |
|
2016-07-20 |
4 |
B |
$4.60 |
$2,440 |
D/D |
530 |
134,819 |
2.37 |
- |
|
DCA |
Virtus Total Return Fund |
See Explanation of Responses |
|
2016-08-01 |
4 |
B |
$4.60 |
$2,440 |
D/D |
531 |
135,350 |
2.37 |
- |
|
DCA |
Virtus Total Return Fund |
See Explanation of Responses |
|
2016-08-04 |
4 |
B |
$4.57 |
$4,447 |
D/D |
973 |
136,323 |
2.37 |
- |
|
DCA |
Virtus Total Return Fund |
See Explanation of Responses |
|
2016-08-05 |
4 |
B |
$4.55 |
$5,924 |
D/D |
1,301 |
137,624 |
2.37 |
- |
|
DCA |
Virtus Total Return Fund |
See Explanation of Responses |
|
2016-08-08 |
4 |
B |
$4.56 |
$4,333 |
D/D |
951 |
138,575 |
2.37 |
- |
|
DCA |
Virtus Total Return Fund |
See Explanation of Responses |
|
2016-08-09 |
4 |
B |
$4.57 |
$4,454 |
D/D |
975 |
139,550 |
2.37 |
- |
|
DCA |
Virtus Total Return Fund |
See Explanation of Responses |
|
2016-08-10 |
4 |
B |
$4.57 |
$1,737 |
D/D |
380 |
139,930 |
2.37 |
- |
|
DCA |
Virtus Total Return Fund |
See Explanation of Responses |
|
2016-08-11 |
4 |
B |
$4.60 |
$584 |
D/D |
127 |
140,057 |
2.37 |
- |
|
DCA |
Virtus Total Return Fund |
See Explanation of Responses |
|
2016-08-12 |
4 |
B |
$4.61 |
$2,088 |
D/D |
453 |
140,510 |
2.37 |
- |
|
DCA |
Virtus Total Return Fund |
See Explanation of Responses |
|
2016-08-15 |
4 |
B |
$4.61 |
$2,523 |
D/D |
547 |
141,057 |
2.37 |
- |
|
DCA |
Virtus Total Return Fund |
See Explanation of Responses |
|
2016-09-06 |
4 |
B |
$4.67 |
$7,936 |
D/D |
1,698 |
142,755 |
2.37 |
- |
|
DCA |
Virtus Total Return Fund |
See Explanation of Responses |
|
2016-09-08 |
4 |
B |
$4.66 |
$14,181 |
D/D |
3,045 |
145,800 |
2.37 |
- |
|
DCA |
Virtus Total Return Fund |
See Explanation of Responses |
|
2016-09-09 |
4 |
B |
$4.59 |
$5,022 |
D/D |
1,093 |
146,893 |
2.37 |
- |
|
DCA |
Virtus Total Return Fund |
See Explanation of Responses |
|
2016-09-13 |
4 |
B |
$4.54 |
$5,725 |
D/D |
1,261 |
148,154 |
2.37 |
- |
|
DCA |
Virtus Total Return Fund |
See Explanation of Responses |
|
2016-09-14 |
4 |
B |
$4.51 |
$4,406 |
D/D |
976 |
149,130 |
2.37 |
- |
|
366 Records found
|
|
Page 15 of 15 |
|
Free Registration Required For Full Results. Limit: 25
|
|
|
Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
|
|
|
|
|
|