|
|
|
Insider
Information: |
Goldstein Phillip |
Relationship: |
10% Owner |
City: |
Pleasantville |
State: |
NY |
|
|
Insider
Summary: |
|
|
|
Companies Owned : |
14 |
|
Direct
Shares |
1,193,329 |
|
Indirect Shares
|
6,538,662 |
|
|
Direct
Value |
$2,893,353 |
|
|
Indirect Value
|
$955,645 |
|
|
Total
Shares |
7,731,991 |
|
|
Total
Value |
$3,848,998 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
21
|
57
|
Stock
price went up :
|
13
|
39
|
Stock
price went down : |
8
|
18
|
|
|
|
Gain/Loss Ratio : |
1.6
|
2.2
|
Percentage
Gain/Loss : |
6.6%
|
1,040.8%
|
|
|
|
|
|
|
Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Aberdeen First Israel Fund |
ISL |
Director |
2006-12-27 |
525 |
2005-08-18 |
0 |
Premium* |
|
Aberdeen Emerging Markets |
ETF |
Director |
2007-05-11 |
16,285 |
2007-05-11 |
693,599 |
Premium* |
|
Mexico Equity & Income Fund Inc |
MXE |
Director |
2021-10-15 |
10,002 |
2013-04-29 |
0 |
Premium* |
|
Special Opportunities Fund Inc |
SPE |
Chairman and Secretary... |
2023-12-28 |
31,822 |
2020-07-22 |
1,000 |
Premium* |
|
ASA Gold & Precious Metals Ltd |
ASA |
Director |
2013-06-20 |
2,400 |
2009-12-17 |
0 |
Premium* |
|
Korea Equity Fund Inc |
KEF |
Director |
2010-12-27 |
3,562 |
2010-09-21 |
732,551 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
Director, 10% Owner |
2016-06-02 |
204,976 |
2016-06-02 |
4,285,185 |
Premium* |
|
MVC Capital |
MVC |
|
2020-12-23 |
0 |
2018-10-10 |
0 |
Premium* |
|
Virtus Total Return Fund |
DCA |
See Explanation of Res... |
2016-09-14 |
457,988 |
|
0 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
Brookfield Dtla Fund Office Trus... |
DTLAP |
|
2019-01-02 |
682 |
2019-01-02 |
0 |
Premium* |
|
Swiss Helvetia Fund |
SWZ |
Director |
2021-07-02 |
16,783 |
2019-01-02 |
0 |
Premium* |
|
Putnam High Income Bond Fund |
PCF |
Director |
2023-04-21 |
244,373 |
2019-10-16 |
0 |
Premium* |
|
Herzfeld Caribbean |
CUBA |
10% Owner |
2020-04-17 |
203,931 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
Records found :
366 |
Free Registration Required For Full Results. Limit: 25
|
|
Download |
Page 4 of 15
|
Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
MVC |
MVC Capital |
Director |
|
2013-04-17 |
4 |
B |
$12.52 |
$172,829 |
I/I |
13,803 |
574,148 |
2.1 |
- |
|
MVC |
MVC Capital |
Director |
|
2013-04-18 |
4 |
B |
$12.60 |
$62,505 |
I/I |
4,961 |
579,109 |
2.1 |
- |
|
MXE |
Mexico Equity & Income Fu... |
Director |
|
2013-04-19 |
4 |
S |
$17.00 |
$402,795 |
I/I |
(23,692) |
1,245 |
0 |
- |
|
MXE |
Mexico Equity & Income Fu... |
Director |
|
2013-04-25 |
4 |
S |
$17.16 |
$18,344 |
I/I |
(1,069) |
1,137 |
0 |
- |
|
MXE |
Mexico Equity & Income Fu... |
Director |
|
2013-04-29 |
4 |
S |
$17.16 |
$193,719 |
I/I |
(11,289) |
0 |
0 |
- |
|
MVC |
MVC Capital |
Director |
|
2013-05-31 |
4 |
B |
$12.76 |
$480,494 |
I/I |
37,671 |
616,780 |
2.1 |
- |
|
MVC |
MVC Capital |
Director |
|
2013-06-05 |
4 |
B |
$12.69 |
$334,590 |
I/I |
26,370 |
643,150 |
2.1 |
- |
|
IFT |
Imperial Holdings, Llc |
Director |
|
2013-06-06 |
4 |
A |
$0.00 |
$0 |
D/D |
2,881 |
4,721 |
0 |
- |
|
MVC |
MVC Capital |
Director |
|
2013-06-12 |
4 |
B |
$12.65 |
$43,255 |
I/I |
3,420 |
646,570 |
2.1 |
- |
|
MVC |
MVC Capital |
Director |
|
2013-06-14 |
4 |
B |
$12.65 |
$476,538 |
I/I |
37,671 |
684,241 |
2.1 |
- |
|
MVC |
MVC Capital |
Director |
|
2013-06-19 |
4 |
B |
$12.72 |
$479,175 |
I/I |
37,671 |
721,912 |
2.1 |
- |
|
ASA |
ASA Gold & Precious Metal... |
Director |
|
2013-06-20 |
4 |
B |
$12.90 |
$19,350 |
D/D |
1,500 |
2,400 |
2.39 |
- |
|
MVC |
MVC Capital |
Director |
|
2013-08-21 |
4 |
B |
$12.30 |
$81,689 |
I/I |
6,639 |
728,551 |
2.1 |
- |
|
IFT |
Imperial Holdings, Llc |
Director |
|
2013-08-30 |
4 |
D |
$0.00 |
$0 |
I/I |
(25,000) |
1,149,912 |
0 |
- |
|
MVC |
MVC Capital |
Director |
|
2013-09-11 |
4 |
B |
$12.70 |
$3,810 |
I/I |
300 |
728,851 |
2.1 |
- |
|
MVC |
MVC Capital |
Director |
|
2013-09-12 |
4 |
B |
$12.69 |
$214,229 |
I/I |
16,882 |
745,733 |
2.1 |
- |
|
MVC |
MVC Capital |
Director |
|
2013-09-13 |
4 |
B |
$12.70 |
$2,005,063 |
I/I |
157,879 |
903,612 |
2.1 |
- |
|
IFT |
Imperial Holdings, Llc |
Director |
|
2013-12-31 |
4 |
D |
$0.00 |
$0 |
I/I |
(106,596) |
1,043,316 |
0 |
- |
|
SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2014-01-24 |
4 |
A |
$16.90 |
$254 |
I/I |
15 |
132 |
0 |
- |
|
SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2014-01-24 |
4 |
A |
$16.90 |
$99,406 |
D/D |
5,882 |
8,112 |
0 |
- |
|
SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2014-02-25 |
4 |
A |
$0.00 |
$0 |
I/I |
81 |
213 |
0 |
- |
|
SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2014-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
18,750 |
11,304 |
0 |
- |
|
MVC |
MVC Capital |
Director |
|
2014-03-14 |
4 |
B |
$13.50 |
$6,750 |
I/I |
500 |
954,461 |
2.1 |
- |
|
IFT |
Imperial Holdings, Llc |
Director |
|
2014-03-28 |
4 |
B |
$5.82 |
$101,490 |
D/D |
17,428 |
22,149 |
3.92 |
- |
|
IFT |
Imperial Holdings, Llc |
Director |
|
2014-03-28 |
4 |
B |
$5.73 |
$58,100 |
I/I |
10,000 |
1,053,316 |
2.25 |
- |
|
366 Records found
|
|
Page 4 of 15 |
|
Free Registration Required For Full Results. Limit: 25
|
|
|
Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
|
|
|
|
|
|