| |
| |
|
| Insider
Information: |
Goldstein Phillip |
| Relationship: |
10% Owner |
| City: |
Pleasantville |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
14 |
|
| Direct
Shares |
1,193,329 |
|
|
Indirect Shares
|
6,538,662 |
|
|
| Direct
Value |
$2,893,353 |
|
|
|
Indirect Value
|
$955,645 |
|
|
| Total
Shares |
7,731,991 |
|
|
| Total
Value |
$3,848,998 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
21
|
57
|
|
Stock
price went up :
|
13
|
39
|
| Stock
price went down : |
8
|
18
|
| |
|
|
|
Gain/Loss Ratio : |
1.6
|
2.2
|
| Percentage
Gain/Loss : |
 6.7%
|
1,040.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Aberdeen First Israel Fund |
ISL |
Director |
2006-12-27 |
525 |
2005-08-18 |
0 |
Premium* |
|
|
Aberdeen Emerging Markets |
ETF |
Director |
2007-05-11 |
16,285 |
2007-05-11 |
693,599 |
Premium* |
|
|
Mexico Equity & Income Fund Inc |
MXE |
Director |
2021-10-15 |
10,002 |
2013-04-29 |
0 |
Premium* |
|
|
Special Opportunities Fund Inc |
SPE |
Chairman and Secretary... |
2023-12-28 |
31,822 |
2020-07-22 |
1,000 |
Premium* |
|
|
ASA Gold & Precious Metals Ltd |
ASA |
Director |
2013-06-20 |
2,400 |
2009-12-17 |
0 |
Premium* |
|
|
Korea Equity Fund Inc |
KEF |
Director |
2010-12-27 |
3,562 |
2010-09-21 |
732,551 |
Premium* |
|
|
Imperial Holdings, Llc |
IFT |
Director, 10% Owner |
2016-06-02 |
204,976 |
2016-06-02 |
4,285,185 |
Premium* |
|
|
MVC Capital |
MVC |
|
2020-12-23 |
0 |
2018-10-10 |
0 |
Premium* |
|
|
Virtus Total Return Fund |
DCA |
See Explanation of Res... |
2016-09-14 |
457,988 |
|
0 |
Premium* |
|
|
Crossroads Capital Inc |
XRDC |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
|
Brookfield Dtla Fund Office Trus... |
DTLAP |
|
2019-01-02 |
682 |
2019-01-02 |
0 |
Premium* |
|
|
Swiss Helvetia Fund |
SWZ |
Director |
2021-07-02 |
16,783 |
2019-01-02 |
0 |
Premium* |
|
|
Putnam High Income Bond Fund |
PCF |
Director |
2023-04-21 |
244,373 |
2019-10-16 |
0 |
Premium* |
|
|
Herzfeld Caribbean |
CUBA |
10% Owner |
2020-04-17 |
203,931 |
|
0 |
Premium* |
|
|
|
|
|
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|
|
|
Records found :
366 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 6 of 15
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-11-13 |
4 |
B |
$6.30 |
$6,842 |
D/D |
1,086 |
119,240 |
3.84 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-11-14 |
4 |
B |
$6.30 |
$24,658 |
D/D |
3,914 |
123,154 |
3.92 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-12-08 |
4 |
B |
$6.25 |
$10,625 |
D/D |
1,700 |
124,854 |
3.92 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-12-09 |
4 |
B |
$6.25 |
$20,625 |
D/D |
3,300 |
128,154 |
3.92 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2014-12-22 |
4 |
B |
$15.23 |
$45,690 |
D/D |
3,000 |
53,894 |
2.81 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2014-12-23 |
4 |
B |
$15.18 |
$156,522 |
D/D |
10,301 |
3,000 |
2.81 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2014-12-24 |
4 |
B |
$15.19 |
$40,998 |
D/D |
2,699 |
61,894 |
2.81 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-12-26 |
4 |
B |
$6.13 |
$18,580 |
D/D |
3,031 |
131,185 |
3.92 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2015-01-05 |
4 |
B |
$13.03 |
$3,192 |
D/D |
245 |
78,139 |
2.73 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2015-01-29 |
4 |
B |
$14.98 |
$44,940 |
D/D |
3,000 |
64,894 |
2.81 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2015-01-30 |
4 |
B |
$14.92 |
$82,060 |
D/D |
5,500 |
6,000 |
2.81 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2015-05-28 |
4 |
A |
$0.00 |
$0 |
D/D |
7,281 |
137,707 |
0 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2015-06-24 |
4 |
OE |
$5.75 |
$441,623 |
D/D |
76,804 |
214,511 |
0 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2015-06-24 |
4 |
OE |
$5.75 |
$10,685,461 |
I/I |
1,858,341 |
2,224,869 |
0 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2015-08-06 |
4 |
B |
$5.55 |
$627 |
D/D |
113 |
214,624 |
3.84 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2015-08-07 |
4 |
B |
$5.55 |
$33,306 |
D/D |
5,974 |
220,598 |
3.92 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2015-08-21 |
4 |
B |
$5.60 |
$16,800 |
D/D |
3,000 |
223,598 |
3.92 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2015-08-25 |
4 |
B |
$5.26 |
$12,408 |
D/D |
2,359 |
225,957 |
3.92 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2015-08-26 |
4 |
B |
$5.26 |
$13,892 |
D/D |
2,641 |
228,598 |
3.92 |
- |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2015-09-28 |
4 |
S |
$10.95 |
$29,149 |
D/D |
(2,662) |
2,662 |
0 |
- |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2015-09-29 |
4 |
S |
$10.95 |
$25,601 |
D/D |
(2,338) |
5,000 |
0 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2015-10-01 |
4/A |
B |
$14.11 |
$42,330 |
D/D |
3,000 |
9,000 |
2.81 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2015-10-02 |
4/A |
B |
$14.05 |
$26,695 |
D/D |
1,900 |
13,969 |
2.81 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2015-11-02 |
4 |
B |
$14.55 |
$45,585 |
D/D |
3,133 |
68,027 |
2.81 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2015-11-03 |
4/A |
B |
$14.56 |
$11,648 |
D/D |
800 |
9,800 |
2.81 |
- |
|
366 Records found
|
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Page 6 of 15 |
| |
Free Registration Required For Full Results. Limit: 25
|
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| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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