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Insider
Information: |
Goldstein Phillip |
Relationship: |
10% Owner |
City: |
Pleasantville |
State: |
NY |
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Insider
Summary: |
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Companies Owned : |
14 |
|
Direct
Shares |
1,193,329 |
|
Indirect Shares
|
6,538,662 |
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|
Direct
Value |
$2,865,587 |
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Indirect Value
|
$955,795 |
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Total
Shares |
7,731,991 |
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Total
Value |
$3,821,382 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
21
|
57
|
Stock
price went up :
|
13
|
39
|
Stock
price went down : |
8
|
18
|
|
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|
Gain/Loss Ratio : |
1.6
|
2.2
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Percentage
Gain/Loss : |
6.6%
|
1,040.8%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Aberdeen First Israel Fund |
ISL |
Director |
2006-12-27 |
525 |
2005-08-18 |
0 |
Premium* |
|
Aberdeen Emerging Markets |
ETF |
Director |
2007-05-11 |
16,285 |
2007-05-11 |
693,599 |
Premium* |
|
Mexico Equity & Income Fund Inc |
MXE |
Director |
2021-10-15 |
10,002 |
2013-04-29 |
0 |
Premium* |
|
Special Opportunities Fund Inc |
SPE |
Chairman and Secretary... |
2023-12-28 |
31,822 |
2020-07-22 |
1,000 |
Premium* |
|
ASA Gold & Precious Metals Ltd |
ASA |
Director |
2013-06-20 |
2,400 |
2009-12-17 |
0 |
Premium* |
|
Korea Equity Fund Inc |
KEF |
Director |
2010-12-27 |
3,562 |
2010-09-21 |
732,551 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
Director, 10% Owner |
2016-06-02 |
204,976 |
2016-06-02 |
4,285,185 |
Premium* |
|
MVC Capital |
MVC |
|
2020-12-23 |
0 |
2018-10-10 |
0 |
Premium* |
|
Virtus Total Return Fund |
DCA |
See Explanation of Res... |
2016-09-14 |
457,988 |
|
0 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
Brookfield Dtla Fund Office Trus... |
DTLAP |
|
2019-01-02 |
682 |
2019-01-02 |
0 |
Premium* |
|
Swiss Helvetia Fund |
SWZ |
Director |
2021-07-02 |
16,783 |
2019-01-02 |
0 |
Premium* |
|
Putnam High Income Bond Fund |
PCF |
Director |
2023-04-21 |
244,373 |
2019-10-16 |
0 |
Premium* |
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Herzfeld Caribbean |
CUBA |
10% Owner |
2020-04-17 |
203,931 |
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0 |
Premium* |
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Records found :
366 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 6 of 15
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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3m +/- |
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|
Form |
SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2022-02-07 |
4 |
B |
$14.76 |
$29,510 |
D/D |
2,000 |
21,350 |
2.81 |
% |
|
SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2023-01-30 |
4 |
B |
$11.63 |
$23,260 |
D/D |
2,000 |
19,816 |
2.81 |
% |
|
SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2023-02-03 |
4 |
B |
$11.85 |
$23,700 |
D/D |
2,000 |
21,816 |
2.81 |
% |
|
ETF |
Aberdeen Emerging Markets |
Director |
|
2007-05-11 |
4 |
S |
$20.75 |
$45,650 |
I/I |
(2,200) |
693,599 |
0 |
- |
|
CUBA |
Herzfeld Caribbean |
10% Owner |
|
2020-03-30 |
4 |
S |
$3.50 |
$8,106 |
D/D |
(2,316) |
276,476 |
0 |
% |
|
MXE |
Mexico Equity & Income Fu... |
Director |
|
2015-09-29 |
4 |
S |
$10.95 |
$25,601 |
D/D |
(2,338) |
5,000 |
0 |
- |
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IFT |
Imperial Holdings, Llc |
Director |
|
2015-08-25 |
4 |
B |
$5.26 |
$12,408 |
D/D |
2,359 |
225,957 |
3.92 |
- |
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IFT |
Imperial Holdings, Llc |
Director |
|
2014-06-18 |
4 |
B |
$6.33 |
$15,016 |
I/I |
2,369 |
1,080,139 |
2.17 |
- |
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MVC |
MVC Capital |
Director |
|
2017-06-14 |
4 |
S |
$9.80 |
$23,358 |
I/I |
(2,384) |
941,448 |
0 |
- |
|
SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2023-04-05 |
4 |
B |
$10.85 |
$26,040 |
D/D |
2,400 |
26,459 |
2.81 |
% |
|
PCF |
Putnam High Income Bond F... |
Director |
|
2020-09-23 |
4 |
S |
$8.34 |
$20,041 |
D/D |
(2,403) |
103,653 |
0 |
% |
|
SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2018-07-02 |
4 |
B |
$14.95 |
$35,985 |
D/D |
2,407 |
86,088 |
2.81 |
- |
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SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2016-01-06 |
4/A |
B |
$12.95 |
$32,375 |
D/D |
2,500 |
80,639 |
2.81 |
- |
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SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2016-01-06 |
4 |
B |
$12.95 |
$32,375 |
D/D |
2,500 |
80,884 |
2.81 |
- |
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MXE |
Mexico Equity & Income Fu... |
Director |
|
2017-06-02 |
4/A |
B |
$10.97 |
$27,425 |
D/D |
2,500 |
10,600 |
2.39 |
- |
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SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2018-03-27 |
4 |
B |
$14.70 |
$36,750 |
D/D |
2,500 |
77,402 |
2.81 |
- |
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SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2021-12-16 |
4 |
S |
$15.55 |
$39,529 |
D/D |
(2,542) |
19,350 |
0 |
% |
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SWZ |
Swiss Helvetia Fund |
Director |
|
2019-12-19 |
4 |
B |
$8.20 |
$21,410 |
D/D |
2,611 |
74,262 |
2.39 |
- |
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IFT |
Imperial Holdings, Llc |
Director |
|
2015-08-26 |
4 |
B |
$5.26 |
$13,892 |
D/D |
2,641 |
228,598 |
3.92 |
- |
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MXE |
Mexico Equity & Income Fu... |
Director |
|
2015-09-28 |
4 |
S |
$10.95 |
$29,149 |
D/D |
(2,662) |
2,662 |
0 |
- |
|
SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2014-12-24 |
4 |
B |
$15.19 |
$40,998 |
D/D |
2,699 |
61,894 |
2.81 |
- |
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ETF |
Aberdeen Emerging Markets |
officerTitle |
|
2006-01-12 |
4 |
S |
$12.85 |
$35,980 |
I/I |
(2,800) |
710,724 |
|
- |
|
IFT |
Imperial Holdings, Llc |
Director |
|
2013-06-06 |
4 |
A |
$0.00 |
$0 |
D/D |
2,881 |
4,721 |
0 |
- |
|
SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2012-08-31 |
4 |
B |
$15.22 |
$44,077 |
D/D |
2,896 |
32,958 |
2.81 |
- |
|
SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2014-12-22 |
4 |
B |
$15.23 |
$45,690 |
D/D |
3,000 |
53,894 |
2.81 |
- |
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366 Records found
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Page 6 of 15 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Aquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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