| |
| |
|
| Insider
Information: |
Goldstein Phillip |
| Relationship: |
10% Owner |
| City: |
Pleasantville |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
14 |
|
| Direct
Shares |
1,193,329 |
|
|
Indirect Shares
|
6,538,662 |
|
|
| Direct
Value |
$2,865,587 |
|
|
|
Indirect Value
|
$955,795 |
|
|
| Total
Shares |
7,731,991 |
|
|
| Total
Value |
$3,821,382 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
21
|
57
|
|
Stock
price went up :
|
13
|
39
|
| Stock
price went down : |
8
|
18
|
| |
|
|
|
Gain/Loss Ratio : |
1.6
|
2.2
|
| Percentage
Gain/Loss : |
 6.6%
|
1,040.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Aberdeen First Israel Fund |
ISL |
Director |
2006-12-27 |
525 |
2005-08-18 |
0 |
Premium* |
|
|
Aberdeen Emerging Markets |
ETF |
Director |
2007-05-11 |
16,285 |
2007-05-11 |
693,599 |
Premium* |
|
|
Mexico Equity & Income Fund Inc |
MXE |
Director |
2021-10-15 |
10,002 |
2013-04-29 |
0 |
Premium* |
|
|
Special Opportunities Fund Inc |
SPE |
Chairman and Secretary... |
2023-12-28 |
31,822 |
2020-07-22 |
1,000 |
Premium* |
|
|
ASA Gold & Precious Metals Ltd |
ASA |
Director |
2013-06-20 |
2,400 |
2009-12-17 |
0 |
Premium* |
|
|
Korea Equity Fund Inc |
KEF |
Director |
2010-12-27 |
3,562 |
2010-09-21 |
732,551 |
Premium* |
|
|
Imperial Holdings, Llc |
IFT |
Director, 10% Owner |
2016-06-02 |
204,976 |
2016-06-02 |
4,285,185 |
Premium* |
|
|
MVC Capital |
MVC |
|
2020-12-23 |
0 |
2018-10-10 |
0 |
Premium* |
|
|
Virtus Total Return Fund |
DCA |
See Explanation of Res... |
2016-09-14 |
457,988 |
|
0 |
Premium* |
|
|
Crossroads Capital Inc |
XRDC |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
|
Brookfield Dtla Fund Office Trus... |
DTLAP |
|
2019-01-02 |
682 |
2019-01-02 |
0 |
Premium* |
|
|
Swiss Helvetia Fund |
SWZ |
Director |
2021-07-02 |
16,783 |
2019-01-02 |
0 |
Premium* |
|
|
Putnam High Income Bond Fund |
PCF |
Director |
2023-04-21 |
244,373 |
2019-10-16 |
0 |
Premium* |
|
|
Herzfeld Caribbean |
CUBA |
10% Owner |
2020-04-17 |
203,931 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
366 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 7 of 15
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-09-23 |
4 |
S |
$8.34 |
$20,041 |
D/D |
(2,403) |
103,653 |
0 |
% |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-12-09 |
4 |
B |
$6.25 |
$20,625 |
D/D |
3,300 |
128,154 |
3.92 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2019-12-19 |
4 |
B |
$8.20 |
$21,410 |
D/D |
2,611 |
74,262 |
2.39 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2015-11-11 |
4 |
B |
$4.42 |
$22,100 |
D/D |
5,000 |
233,598 |
3.92 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2015-11-12 |
4 |
B |
$4.42 |
$22,100 |
I/I |
5,000 |
2,013,845 |
2.17 |
- |
|
| ASA |
ASA Gold & Precious Metal... |
Director |
– • – |
2009-12-17 |
4 |
B |
$75.00 |
$22,500 |
D/D |
300 |
300 |
2.39 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2023-01-30 |
4 |
B |
$11.63 |
$23,260 |
D/D |
2,000 |
19,816 |
2.81 |
% |
|
| MVC |
MVC Capital |
Director |
– • – |
2017-06-14 |
4 |
S |
$9.80 |
$23,358 |
I/I |
(2,384) |
941,448 |
0 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2023-02-03 |
4 |
B |
$11.85 |
$23,700 |
D/D |
2,000 |
21,816 |
2.81 |
% |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2018-02-28 |
4 |
D |
$12.15 |
$24,118 |
D/D |
(1,985) |
8,615 |
0 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-11-14 |
4 |
B |
$6.30 |
$24,658 |
D/D |
3,914 |
123,154 |
3.92 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2017-08-03 |
4 |
B |
$15.52 |
$24,770 |
D/D |
1,596 |
69,272 |
2.81 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2023-03-17 |
4 |
B |
$6.28 |
$25,120 |
D/D |
4,000 |
214,863 |
2.39 |
% |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2013-02-07 |
4/A |
S |
$15.74 |
$25,178 |
I/I |
(1,600) |
24,594 |
0 |
- |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2015-09-29 |
4 |
S |
$10.95 |
$25,601 |
D/D |
(2,338) |
5,000 |
0 |
- |
|
| CUBA |
Herzfeld Caribbean |
10% Owner |
– – • |
2019-08-27 |
4 |
A |
$6.15 |
$25,830 |
D/D |
4,200 |
396,087 |
0 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2023-04-05 |
4 |
B |
$10.85 |
$26,040 |
D/D |
2,400 |
26,459 |
2.81 |
% |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2015-10-02 |
4/A |
B |
$14.05 |
$26,695 |
D/D |
1,900 |
13,969 |
2.81 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-06-12 |
4 |
B |
$6.29 |
$27,016 |
D/D |
4,295 |
57,395 |
3.92 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2015-11-03 |
4 |
B |
$14.55 |
$27,165 |
D/D |
1,867 |
69,894 |
2.81 |
- |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2017-06-02 |
4/A |
B |
$10.97 |
$27,425 |
D/D |
2,500 |
10,600 |
2.39 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-08-08 |
5 |
B |
$6.48 |
$27,482 |
D/D |
4,241 |
130,426 |
0 |
- |
|
| DTLAP |
Brookfield Dtla Fund Offi... |
Director |
– • – |
2018-06-08 |
4 |
B |
$24.79 |
$28,635 |
I/I |
1,155 |
246,986 |
2.1 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-03-31 |
5 |
B |
$5.75 |
$28,750 |
I/I |
5,000 |
1,121,792 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-10-12 |
4 |
S |
$8.42 |
$28,897 |
D/D |
(3,432) |
70,624 |
0 |
% |
|
366 Records found
|
|
Page 7 of 15 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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|
