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Insider
Information: |
Goldstein Phillip |
Relationship: |
10% Owner |
City: |
Pleasantville |
State: |
NY |
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Insider
Summary: |
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Companies Owned : |
14 |
|
Direct
Shares |
1,193,329 |
|
Indirect Shares
|
6,538,662 |
|
|
Direct
Value |
$2,893,353 |
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Indirect Value
|
$955,645 |
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Total
Shares |
7,731,991 |
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Total
Value |
$3,848,998 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
21
|
57
|
Stock
price went up :
|
13
|
39
|
Stock
price went down : |
8
|
18
|
|
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Gain/Loss Ratio : |
1.6
|
2.2
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Percentage
Gain/Loss : |
6.6%
|
1,040.8%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Aberdeen First Israel Fund |
ISL |
Director |
2006-12-27 |
525 |
2005-08-18 |
0 |
Premium* |
|
Aberdeen Emerging Markets |
ETF |
Director |
2007-05-11 |
16,285 |
2007-05-11 |
693,599 |
Premium* |
|
Mexico Equity & Income Fund Inc |
MXE |
Director |
2021-10-15 |
10,002 |
2013-04-29 |
0 |
Premium* |
|
Special Opportunities Fund Inc |
SPE |
Chairman and Secretary... |
2023-12-28 |
31,822 |
2020-07-22 |
1,000 |
Premium* |
|
ASA Gold & Precious Metals Ltd |
ASA |
Director |
2013-06-20 |
2,400 |
2009-12-17 |
0 |
Premium* |
|
Korea Equity Fund Inc |
KEF |
Director |
2010-12-27 |
3,562 |
2010-09-21 |
732,551 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
Director, 10% Owner |
2016-06-02 |
204,976 |
2016-06-02 |
4,285,185 |
Premium* |
|
MVC Capital |
MVC |
|
2020-12-23 |
0 |
2018-10-10 |
0 |
Premium* |
|
Virtus Total Return Fund |
DCA |
See Explanation of Res... |
2016-09-14 |
457,988 |
|
0 |
Premium* |
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Crossroads Capital Inc |
XRDC |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
Brookfield Dtla Fund Office Trus... |
DTLAP |
|
2019-01-02 |
682 |
2019-01-02 |
0 |
Premium* |
|
Swiss Helvetia Fund |
SWZ |
Director |
2021-07-02 |
16,783 |
2019-01-02 |
0 |
Premium* |
|
Putnam High Income Bond Fund |
PCF |
Director |
2023-04-21 |
244,373 |
2019-10-16 |
0 |
Premium* |
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Herzfeld Caribbean |
CUBA |
10% Owner |
2020-04-17 |
203,931 |
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0 |
Premium* |
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Records found :
366 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 9 of 15
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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3m +/- |
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|
Form |
XRDC |
Crossroads Capital Inc |
Director |
|
2017-06-07 |
4 |
S |
$2.17 |
$61,799 |
I/I |
(28,479) |
797,848 |
0 |
- |
|
MVC |
MVC Capital |
Director |
|
2017-06-13 |
4 |
S |
$9.82 |
$269,729 |
I/I |
(27,469) |
943,832 |
0 |
- |
|
MVC |
MVC Capital |
Director |
|
2017-06-14 |
4 |
S |
$9.80 |
$23,358 |
I/I |
(2,384) |
941,448 |
0 |
- |
|
SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2017-08-01 |
4 |
|
$15.41 |
$92 |
D/D |
6 |
67,676 |
0 |
- |
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SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2017-08-03 |
4 |
B |
$15.52 |
$24,770 |
D/D |
1,596 |
69,272 |
2.81 |
- |
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MVC |
MVC Capital |
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|
2017-08-23 |
4 |
D |
$10.40 |
$3,969,191 |
I/I |
(381,653) |
559,795 |
0 |
- |
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MVC |
MVC Capital |
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2017-08-23 |
4 |
D |
$10.40 |
$157,050 |
D/D |
(15,101) |
22,149 |
0 |
- |
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SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2018-02-02 |
4 |
B |
$15.14 |
$15,140 |
D/D |
1,000 |
70,272 |
2.81 |
- |
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SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2018-02-27 |
4 |
B |
$14.92 |
$14,920 |
D/D |
1,000 |
71,272 |
2.81 |
- |
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MXE |
Mexico Equity & Income Fu... |
Director |
|
2018-02-28 |
4 |
D |
$12.15 |
$24,118 |
D/D |
(1,985) |
8,615 |
0 |
- |
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SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2018-03-22 |
4 |
B |
$14.74 |
$9,286 |
D/D |
630 |
71,902 |
2.81 |
- |
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SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2018-03-23 |
4 |
B |
$14.55 |
$43,650 |
D/D |
3,000 |
74,902 |
2.81 |
- |
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SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2018-03-27 |
4 |
B |
$14.70 |
$36,750 |
D/D |
2,500 |
77,402 |
2.81 |
- |
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SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2018-04-13 |
4 |
B |
$14.89 |
$44,670 |
D/D |
3,000 |
80,402 |
2.81 |
- |
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SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2018-05-11 |
4 |
B |
$15.03 |
$2,796 |
D/D |
186 |
80,588 |
2.73 |
- |
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SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2018-05-24 |
4 |
B |
$15.00 |
$45,000 |
D/D |
3,000 |
83,588 |
2.81 |
- |
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DTLAP |
Brookfield Dtla Fund Offi... |
Director |
|
2018-06-08 |
4 |
B |
$24.79 |
$28,635 |
I/I |
1,155 |
246,986 |
2.1 |
- |
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SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2018-06-28 |
4 |
B |
$14.95 |
$1,390 |
D/D |
93 |
83,681 |
2.73 |
- |
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SPE |
Special Opportunities Fun... |
Chairman and Secretary |
|
2018-07-02 |
4 |
B |
$14.95 |
$35,985 |
D/D |
2,407 |
86,088 |
2.81 |
- |
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MVC |
MVC Capital |
Director |
|
2018-09-21 |
4 |
S |
$9.75 |
$51,587 |
I/I |
(5,291) |
554,504 |
0 |
- |
|
MVC |
MVC Capital |
Director |
|
2018-09-24 |
4 |
S |
$9.78 |
$34,338 |
I/I |
(3,511) |
550,993 |
0 |
- |
|
MVC |
MVC Capital |
|
|
2018-09-25 |
4 |
S |
$9.75 |
$65,325 |
I/I |
(6,700) |
544,293 |
0 |
- |
|
DTLAP |
Brookfield Dtla Fund Offi... |
Director |
|
2018-10-01 |
4 |
D |
$0.00 |
$0 |
I/I |
(46,050) |
200,936 |
0 |
- |
|
MVC |
MVC Capital |
|
|
2018-10-01 |
4 |
S |
$9.61 |
$46,253 |
I/I |
(4,813) |
539,480 |
0 |
- |
|
MVC |
MVC Capital |
|
|
2018-10-02 |
4 |
S |
$9.58 |
$134,522 |
I/I |
(14,042) |
525,438 |
0 |
- |
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366 Records found
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Page 9 of 15 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Aquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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