| |
| |
|
| Insider
Information: |
Goldstein Phillip |
| Relationship: |
10% Owner |
| City: |
Pleasantville |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
14 |
|
| Direct
Shares |
1,193,329 |
|
|
Indirect Shares
|
6,538,662 |
|
|
| Direct
Value |
$2,865,587 |
|
|
|
Indirect Value
|
$955,795 |
|
|
| Total
Shares |
7,731,991 |
|
|
| Total
Value |
$3,821,382 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
21
|
57
|
|
Stock
price went up :
|
13
|
39
|
| Stock
price went down : |
8
|
18
|
| |
|
|
|
Gain/Loss Ratio : |
1.6
|
2.2
|
| Percentage
Gain/Loss : |
 6.6%
|
1,040.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Aberdeen First Israel Fund |
ISL |
Director |
2006-12-27 |
525 |
2005-08-18 |
0 |
Premium* |
|
|
Aberdeen Emerging Markets |
ETF |
Director |
2007-05-11 |
16,285 |
2007-05-11 |
693,599 |
Premium* |
|
|
Mexico Equity & Income Fund Inc |
MXE |
Director |
2021-10-15 |
10,002 |
2013-04-29 |
0 |
Premium* |
|
|
Special Opportunities Fund Inc |
SPE |
Chairman and Secretary... |
2023-12-28 |
31,822 |
2020-07-22 |
1,000 |
Premium* |
|
|
ASA Gold & Precious Metals Ltd |
ASA |
Director |
2013-06-20 |
2,400 |
2009-12-17 |
0 |
Premium* |
|
|
Korea Equity Fund Inc |
KEF |
Director |
2010-12-27 |
3,562 |
2010-09-21 |
732,551 |
Premium* |
|
|
Imperial Holdings, Llc |
IFT |
Director, 10% Owner |
2016-06-02 |
204,976 |
2016-06-02 |
4,285,185 |
Premium* |
|
|
MVC Capital |
MVC |
|
2020-12-23 |
0 |
2018-10-10 |
0 |
Premium* |
|
|
Virtus Total Return Fund |
DCA |
See Explanation of Res... |
2016-09-14 |
457,988 |
|
0 |
Premium* |
|
|
Crossroads Capital Inc |
XRDC |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
|
Brookfield Dtla Fund Office Trus... |
DTLAP |
|
2019-01-02 |
682 |
2019-01-02 |
0 |
Premium* |
|
|
Swiss Helvetia Fund |
SWZ |
Director |
2021-07-02 |
16,783 |
2019-01-02 |
0 |
Premium* |
|
|
Putnam High Income Bond Fund |
PCF |
Director |
2023-04-21 |
244,373 |
2019-10-16 |
0 |
Premium* |
|
|
Herzfeld Caribbean |
CUBA |
10% Owner |
2020-04-17 |
203,931 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
366 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 9 of 15
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| CUBA |
Herzfeld Caribbean |
10% Owner |
– – • |
2020-04-01 |
4 |
S |
$3.44 |
$40,250 |
D/D |
(11,700) |
259,411 |
0 |
% |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2014-12-24 |
4 |
B |
$15.19 |
$40,998 |
D/D |
2,699 |
61,894 |
2.81 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-10-05 |
4 |
S |
$8.23 |
$41,150 |
D/D |
(5,000) |
90,352 |
0 |
% |
|
| ETF |
Aberdeen Emerging Markets |
Director |
– • – |
2007-05-08 |
4 |
S |
$20.65 |
$41,300 |
I/I |
(2,000) |
708,699 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-09-14 |
4 |
S |
$8.40 |
$42,020 |
D/D |
(5,000) |
145,000 |
0 |
% |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2015-10-01 |
4/A |
B |
$14.11 |
$42,330 |
D/D |
3,000 |
9,000 |
2.81 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2013-06-12 |
4 |
B |
$12.65 |
$43,255 |
I/I |
3,420 |
646,570 |
2.1 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-12-08 |
4 |
S |
$8.66 |
$43,300 |
D/D |
(5,000) |
39,481 |
0 |
% |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2018-03-23 |
4 |
B |
$14.55 |
$43,650 |
D/D |
3,000 |
74,902 |
2.81 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2012-08-31 |
4 |
B |
$15.22 |
$44,077 |
D/D |
2,896 |
32,958 |
2.81 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2018-04-13 |
4 |
B |
$14.89 |
$44,670 |
D/D |
3,000 |
80,402 |
2.81 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2015-01-29 |
4 |
B |
$14.98 |
$44,940 |
D/D |
3,000 |
64,894 |
2.81 |
- |
|
| CUBA |
Herzfeld Caribbean |
10% Owner |
– – • |
2020-03-26 |
4 |
S |
$3.56 |
$44,993 |
D/D |
(12,645) |
279,202 |
0 |
% |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2018-05-24 |
4 |
B |
$15.00 |
$45,000 |
D/D |
3,000 |
83,588 |
2.81 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-12-18 |
4 |
S |
$9.02 |
$45,107 |
D/D |
(5,000) |
14,481 |
0 |
% |
|
| SPE |
Special Opportunities Fun... |
Director |
– • – |
2011-08-25 |
4 |
B |
$14.42 |
$45,437 |
D/D |
3,151 |
14,501 |
2.39 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2015-11-02 |
4 |
B |
$14.55 |
$45,585 |
D/D |
3,133 |
68,027 |
2.81 |
- |
|
| ETF |
Aberdeen Emerging Markets |
Director |
– • – |
2007-05-11 |
4 |
S |
$20.75 |
$45,650 |
I/I |
(2,200) |
693,599 |
0 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2014-12-22 |
4 |
B |
$15.23 |
$45,690 |
D/D |
3,000 |
53,894 |
2.81 |
- |
|
| MVC |
MVC Capital |
|
• • – |
2018-10-01 |
4 |
S |
$9.61 |
$46,253 |
I/I |
(4,813) |
539,480 |
0 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2015-11-04 |
4/A |
B |
$14.56 |
$46,592 |
D/D |
3,200 |
13,000 |
2.81 |
- |
|
| ETF |
Aberdeen Emerging Markets |
officerTitle |
– • – |
2006-01-25 |
4 |
S |
$12.95 |
$49,210 |
I/I |
(3,800) |
706,424 |
|
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-06-23 |
4 |
B |
$6.38 |
$51,447 |
D/D |
8,065 |
70,460 |
3.92 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2018-09-21 |
4 |
S |
$9.75 |
$51,587 |
I/I |
(5,291) |
554,504 |
0 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-06-13 |
4 |
B |
$6.37 |
$52,084 |
I/I |
8,158 |
1,076,474 |
2.25 |
- |
|
366 Records found
|
|
Page 9 of 15 |
| |
Free Registration Required For Full Results. Limit: 25
|
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| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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