| |
| |
|
| Insider
Information: |
Goldstein Phillip |
| Relationship: |
10% Owner |
| City: |
Pleasantville |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
14 |
|
| Direct
Shares |
1,193,329 |
|
|
Indirect Shares
|
6,538,662 |
|
|
| Direct
Value |
$2,893,353 |
|
|
|
Indirect Value
|
$955,645 |
|
|
| Total
Shares |
7,731,991 |
|
|
| Total
Value |
$3,848,998 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
21
|
57
|
|
Stock
price went up :
|
13
|
39
|
| Stock
price went down : |
8
|
18
|
| |
|
|
|
Gain/Loss Ratio : |
1.6
|
2.2
|
| Percentage
Gain/Loss : |
 6.7%
|
1,040.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Aberdeen First Israel Fund |
ISL |
Director |
2006-12-27 |
525 |
2005-08-18 |
0 |
Premium* |
|
|
Aberdeen Emerging Markets |
ETF |
Director |
2007-05-11 |
16,285 |
2007-05-11 |
693,599 |
Premium* |
|
|
Mexico Equity & Income Fund Inc |
MXE |
Director |
2021-10-15 |
10,002 |
2013-04-29 |
0 |
Premium* |
|
|
Special Opportunities Fund Inc |
SPE |
Chairman and Secretary... |
2023-12-28 |
31,822 |
2020-07-22 |
1,000 |
Premium* |
|
|
ASA Gold & Precious Metals Ltd |
ASA |
Director |
2013-06-20 |
2,400 |
2009-12-17 |
0 |
Premium* |
|
|
Korea Equity Fund Inc |
KEF |
Director |
2010-12-27 |
3,562 |
2010-09-21 |
732,551 |
Premium* |
|
|
Imperial Holdings, Llc |
IFT |
Director, 10% Owner |
2016-06-02 |
204,976 |
2016-06-02 |
4,285,185 |
Premium* |
|
|
MVC Capital |
MVC |
|
2020-12-23 |
0 |
2018-10-10 |
0 |
Premium* |
|
|
Virtus Total Return Fund |
DCA |
See Explanation of Res... |
2016-09-14 |
457,988 |
|
0 |
Premium* |
|
|
Crossroads Capital Inc |
XRDC |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
|
Brookfield Dtla Fund Office Trus... |
DTLAP |
|
2019-01-02 |
682 |
2019-01-02 |
0 |
Premium* |
|
|
Swiss Helvetia Fund |
SWZ |
Director |
2021-07-02 |
16,783 |
2019-01-02 |
0 |
Premium* |
|
|
Putnam High Income Bond Fund |
PCF |
Director |
2023-04-21 |
244,373 |
2019-10-16 |
0 |
Premium* |
|
|
Herzfeld Caribbean |
CUBA |
10% Owner |
2020-04-17 |
203,931 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
366 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 9 of 15
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2015-11-11 |
4 |
B |
$4.42 |
$22,100 |
D/D |
5,000 |
233,598 |
3.92 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2015-11-12 |
4 |
B |
$4.42 |
$22,100 |
I/I |
5,000 |
2,013,845 |
2.17 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2018-12-19 |
4 |
B |
$11.61 |
$58,050 |
D/D |
5,000 |
97,088 |
2.81 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2020-02-27 |
4 |
B |
$7.99 |
$39,950 |
D/D |
5,000 |
0 |
2.39 |
% |
|
| CUBA |
Herzfeld Caribbean |
10% Owner |
– – • |
2020-03-19 |
4 |
S |
$2.82 |
$14,100 |
D/D |
(5,000) |
361,849 |
0 |
% |
|
| CUBA |
Herzfeld Caribbean |
10% Owner |
– – • |
2020-03-20 |
4 |
S |
$3.00 |
$15,000 |
D/D |
(5,000) |
356,849 |
0 |
% |
|
| CUBA |
Herzfeld Caribbean |
10% Owner |
– – • |
2020-04-08 |
4 |
S |
$3.50 |
$17,500 |
D/D |
(5,000) |
210,697 |
0 |
% |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2020-04-23 |
4 |
B |
$7.35 |
$36,750 |
D/D |
5,000 |
115,247 |
2.39 |
% |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2020-07-21 |
4/A |
B |
$11.85 |
$59,250 |
D/D |
5,000 |
108,747 |
2.81 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2020-07-21 |
4 |
B |
$11.85 |
$59,250 |
D/D |
5,000 |
118,721 |
2.81 |
% |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2020-07-22 |
4 |
B |
$11.80 |
$59,000 |
D/D |
5,000 |
123,721 |
2.81 |
% |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2020-07-22 |
4/A |
B |
$11.80 |
$59,000 |
D/D |
5,000 |
113,747 |
2.81 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-09-14 |
4 |
S |
$8.40 |
$42,020 |
D/D |
(5,000) |
145,000 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-10-05 |
4 |
S |
$8.23 |
$41,150 |
D/D |
(5,000) |
90,352 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-12-08 |
4 |
S |
$8.66 |
$43,300 |
D/D |
(5,000) |
39,481 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-12-18 |
4 |
S |
$9.02 |
$45,107 |
D/D |
(5,000) |
14,481 |
0 |
% |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2023-04-06 |
4 |
B |
$10.85 |
$54,250 |
D/D |
5,000 |
31,459 |
2.81 |
% |
|
| CUBA |
Herzfeld Caribbean |
10% Owner |
– – • |
2020-04-09 |
4 |
S |
$3.65 |
$18,889 |
D/D |
(5,177) |
205,520 |
0 |
% |
|
| MVC |
MVC Capital |
Director |
– • – |
2018-09-21 |
4 |
S |
$9.75 |
$51,587 |
I/I |
(5,291) |
554,504 |
0 |
- |
|
| CUBA |
Herzfeld Caribbean |
10% Owner |
– – • |
2020-03-31 |
4 |
S |
$3.55 |
$19,046 |
D/D |
(5,365) |
271,111 |
0 |
% |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2021-06-24 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,475 |
21,892 |
0 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-10-01 |
4 |
B |
$6.36 |
$34,859 |
I/I |
5,481 |
1,116,292 |
2.25 |
- |
|
| SPE |
Special Opportunities Fun... |
Chairman and Secretary |
• • – |
2015-01-30 |
4 |
B |
$14.92 |
$82,060 |
D/D |
5,500 |
6,000 |
2.81 |
- |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2020-02-06 |
4 |
D |
$12.02 |
$67,108 |
D/D |
(5,583) |
0 |
0 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2014-06-11 |
4 |
B |
$6.29 |
$36,784 |
D/D |
5,705 |
53,100 |
3.92 |
- |
|
366 Records found
|
|
Page 9 of 15 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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