| |
| |
|
| Insider
Information: |
Asher Daniel |
| Relationship: |
10% Owner |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
4 |
|
| Direct
Shares |
3,931,067 |
|
|
Indirect Shares
|
9,094,369 |
|
|
| Direct
Value |
$53,447,875 |
|
|
|
Indirect Value
|
$54,363,422 |
|
|
| Total
Shares |
13,025,436 |
|
|
| Total
Value |
$107,811,297 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
6
|
2
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
6
|
2
|
| |
|
|
|
Gain/Loss Ratio : |
-6.0
|
-2.0
|
| Percentage
Gain/Loss : |
 -17.1%
|
-37.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
B. Riley Financial Inc |
RILY |
10% Owner |
2017-05-22 |
2,344,193 |
2022-05-23 |
2,161,293 |
Premium* |
|
|
Vivaldi Opportunities Fund |
VAM |
10% Owner |
2018-06-28 |
0 |
2019-06-21 |
2,399,832 |
Premium* |
|
|
National Holdings Corp |
NHLD |
10% Owner |
2019-02-04 |
1,586,874 |
2020-12-29 |
3,027,841 |
Premium* |
|
|
Angel Oak Financial Strategies I... |
FINS |
10% Owner |
2020-06-09 |
0 |
2021-02-11 |
1,505,403 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
96 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 4 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2018-12-18 |
4 |
S |
$14.40 |
$1,440 |
I/I |
(100) |
267,692 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2018-12-20 |
4 |
S |
$14.30 |
$23,693 |
I/I |
(1,641) |
266,051 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2018-12-31 |
4 |
S |
$14.21 |
$36,949 |
I/I |
(2,600) |
563,451 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-01-03 |
4 |
S |
$14.15 |
$5,658 |
I/I |
(400) |
563,051 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-01-07 |
4 |
S |
$14.15 |
$1,415 |
I/I |
(100) |
562,951 |
0 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2019-01-15 |
4 |
S |
$3.27 |
$654 |
D/D |
(200) |
1,574,657 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-13 |
4/A |
S |
$14.20 |
$2,840 |
I/I |
(200) |
33,076 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-13 |
4 |
S |
$14.20 |
$2,840 |
I/I |
(200) |
562,751 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-14 |
4 |
S |
$14.20 |
$2,840 |
I/I |
(200) |
562,551 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-14 |
4/A |
S |
$14.20 |
$2,840 |
I/I |
(200) |
32,876 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-18 |
4/A |
S |
$14.15 |
$2,830 |
I/I |
(200) |
32,676 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-18 |
4 |
S |
$14.15 |
$2,830 |
I/I |
(200) |
562,351 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-19 |
4 |
S |
$14.15 |
$40,837 |
I/I |
(2,886) |
559,465 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-19 |
4/A |
S |
$14.15 |
$40,837 |
I/I |
(2,886) |
29,790 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-21 |
4 |
S |
$14.19 |
$22,421 |
I/I |
(1,580) |
557,885 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-21 |
4/A |
S |
$14.19 |
$22,421 |
I/I |
(1,580) |
28,210 |
0 |
- |
|
| FINS |
Angel Oak Financial Strat... |
10% Owner |
– – • |
2020-06-19 |
4 |
S |
$17.11 |
$9,564 |
I/I |
(559) |
17,693 |
0 |
- |
|
| FINS |
Angel Oak Financial Strat... |
10% Owner |
– – • |
2020-06-30 |
4 |
S |
$16.93 |
$29,679 |
I/I |
(1,753) |
1,079,454 |
0 |
- |
|
| FINS |
Angel Oak Financial Strat... |
10% Owner |
– – • |
2021-02-11 |
4 |
S |
$17.45 |
$872,500 |
I/I |
(50,000) |
1,029,454 |
0 |
- |
|
| RILY |
B. Riley Financial Inc |
10% Owner |
– – • |
2022-05-17 |
4 |
S |
$51.00 |
$15,300 |
I/I |
(300) |
1,323,593 |
0 |
% |
|
| RILY |
B. Riley Financial Inc |
10% Owner |
– – • |
2022-05-20 |
4 |
S |
$50.00 |
$6,275,000 |
I/I |
(125,500) |
1,245,293 |
0 |
% |
|
96 Records found
|
|
Page 4 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
