| |
| |
|
| Insider
Information: |
Rosenthal Saul B |
| Relationship: |
President, Director |
| City: |
Greenwich |
| State: |
CT |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
4,571,663 |
|
|
Indirect Shares
|
2,316,102 |
|
|
| Direct
Value |
$20,015,855 |
|
|
|
Indirect Value
|
$12,596,994 |
|
|
| Total
Shares |
6,887,765 |
|
|
| Total
Value |
$32,612,850 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
39
|
0
|
|
Stock
price went up :
|
8
|
0
|
| Stock
price went down : |
31
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
 -6.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
TICC Capital Corp |
TICC |
President and COO |
2023-06-14 |
2,056,776 |
2023-06-14 |
1,102 |
Premium* |
|
|
Oxford Lane Capital Corp. |
OXLC |
President, Director |
2024-05-28 |
2,514,887 |
2024-05-28 |
2,315,000 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
168 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 7 of 7
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2022-03-24 |
4 |
B |
$4.10 |
$19,532 |
D/D |
4,767 |
1,371,851 |
2.74 |
% |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2022-05-02 |
4 |
B |
$4.00 |
$86,540 |
D/D |
21,635 |
1,393,486 |
2.74 |
% |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2022-05-03 |
4 |
B |
$4.05 |
$51,930 |
D/D |
12,835 |
1,406,321 |
2.74 |
% |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2022-05-06 |
4 |
B |
$4.09 |
$51,934 |
D/D |
12,707 |
1,435,223 |
2.74 |
% |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2022-05-09 |
4 |
B |
$3.98 |
$68,574 |
D/D |
17,247 |
1,452,470 |
2.74 |
% |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2022-05-10 |
4 |
B |
$4.00 |
$36,467 |
D/D |
9,119 |
1,461,589 |
2.74 |
% |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2022-05-11 |
4 |
B |
$3.98 |
$16,947 |
D/D |
4,256 |
1,465,845 |
2.74 |
% |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2022-05-12 |
4 |
B |
$3.89 |
$106,248 |
D/D |
27,292 |
1,493,137 |
2.74 |
% |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2022-05-13 |
4 |
B |
$3.98 |
$36,915 |
D/D |
9,282 |
1,502,419 |
2.74 |
% |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2022-05-16 |
4 |
B |
$4.03 |
$55,590 |
D/D |
13,801 |
1,516,220 |
2.74 |
% |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2022-05-17 |
4 |
B |
$4.08 |
$17,943 |
D/D |
4,401 |
1,520,621 |
2.74 |
% |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2022-05-18 |
4 |
B |
$4.09 |
$40,960 |
D/D |
10,027 |
1,530,648 |
2.74 |
% |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2022-05-20 |
4 |
B |
$3.99 |
$17,465 |
D/D |
4,374 |
1,535,022 |
2.74 |
% |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2022-05-23 |
4 |
B |
$4.00 |
$2,995 |
D/D |
749 |
1,535,771 |
2.66 |
% |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2022-05-24 |
4 |
B |
$3.99 |
$16,786 |
D/D |
4,206 |
1,539,977 |
2.74 |
% |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2022-05-25 |
4 |
B |
$4.00 |
$3,328 |
D/D |
832 |
1,540,809 |
2.66 |
% |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2022-05-27 |
4 |
B |
$4.03 |
$7,143 |
D/D |
1,773 |
1,542,582 |
2.74 |
% |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2023-06-14 |
4 |
OE |
$2.66 |
$1,367,756 |
D/D |
514,194 |
2,056,776 |
0 |
- |
|
168 Records found
|
|
Page 7 of 7 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
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|
