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Insider Information:   Cohen Jonathan H
Relationship:   Chief Executive Office...
City:   Greenwich
State:   CT
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   7,137,217    

Indirect Shares

   1,102      
Direct Value   $33,583,406    

Indirect Value

   $3,405      
Total Shares   7,138,319      
Total Value   $33,586,811      


TICC Capital Corp $7,021,991 Oxford Lane Capital Corp. $26,561,415 TICC Capital Corp $7,021,991 Oxford Lane Capital Corp. $26,561,415
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    37   
    0    

     Stock price went up :
    7   
    0    
     Stock price went down :
    30   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
   -6.6%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            TICC Capital Corp TICC Chief Executive Office... 2023-06-14 2,272,489 2023-06-14 1,102    Premium*  
            Oxford Lane Capital Corp. OXLC Chief Executive Office... 2024-05-28 4,864,728 0    Premium*  
* Premium Members only  

Records found :    164         Free Registration Required For Full Results.    Limit: 25

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  Page 3 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2016-06-20 4 B $5.46 $156,042 D/D 28,600 1,036,514 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-08-10 4 B $6.64 $33,498 D/D 5,043 1,041,632 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-08-11 4 B $6.58 $62,451 D/D 9,489 1,051,121 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-08-14 4 B $6.62 $17,366 D/D 2,622 1,053,742 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-08-18 4 B $6.65 $2,983 D/D 449 1,054,191 2.73 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-08-21 4 B $6.65 $34,237 D/D 5,150 1,059,341 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-08-22 4 B $6.68 $29,548 D/D 4,423 1,063,763 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-08-23 4 B $6.69 $7,493 D/D 1,121 1,064,884 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-08-24 4 B $6.69 $23,005 D/D 3,438 1,068,322 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-08-25 4 B $6.69 $20,668 D/D 3,091 1,071,413 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-08-28 4 B $6.69 $24,391 D/D 3,645 1,075,058 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-08-29 4 B $6.70 $6,433 D/D 961 1,076,018 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-08-30 4 B $6.67 $33,873 D/D 5,077 1,081,095 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-11-06 4 B $5.85 $154,561 D/D 26,431 1,109,086 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-11-07 4 B $5.99 $126,047 D/D 21,050 1,130,136 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-11-08 4 B $5.99 $34,927 D/D 5,835 1,135,971 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-11-13 4 B $6.02 $77,771 D/D 12,916 1,148,886 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-11-14 4 B $6.04 $24,917 D/D 4,129 1,153,015 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-11-15 4 B $6.03 $51,121 D/D 8,485 1,161,499 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-11-16 4 B $6.07 $17,938 D/D 2,956 1,164,455 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-11-17 4 B $6.06 $13,584 D/D 2,243 1,166,698 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-11-20 4 B $6.08 $11,370 D/D 1,869 1,168,567 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-11-21 4 B $6.09 $6,393 D/D 1,050 1,169,617 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-11-22 4 B $6.10 $122 D/D 20 1,169,637 2.73 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2017-12-11 4 B $6.10 $2,745 D/D 450 1,170,087 2.73 -
  164  Records found
  1   2   3  4   5   6   7      
  Page 3 of 7  
 
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  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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