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Insider Information:   Cohen Jonathan H
Relationship:   Chief Executive Office...
City:   Greenwich
State:   CT
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   7,137,217    

Indirect Shares

   1,102      
Direct Value   $33,463,386    

Indirect Value

   $3,394      
Total Shares   7,138,319      
Total Value   $33,466,781      


TICC Capital Corp $6,999,266 Oxford Lane Capital Corp. $26,464,120 TICC Capital Corp $6,999,266 Oxford Lane Capital Corp. $26,464,120
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    37   
    0    

     Stock price went up :
    7   
    0    
     Stock price went down :
    30   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
   -6.6%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            TICC Capital Corp TICC Chief Executive Office... 2023-06-14 2,272,489 2023-06-14 1,102    Premium*  
            Oxford Lane Capital Corp. OXLC Chief Executive Office... 2024-05-28 4,864,728 0    Premium*  
* Premium Members only  

Records found :    164         Free Registration Required For Full Results.    Limit: 25

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  Page 4 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-02-15 4 B $5.70 $19,224 D/D 3,374 1,278,775 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-02-16 4 B $5.68 $20,939 D/D 3,688 1,282,462 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-02-20 4 B $5.64 $30,963 D/D 5,487 1,287,949 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-02-21 4 B $5.70 $18,917 D/D 3,320 1,291,268 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-02-22 4 B $5.71 $9,251 D/D 1,619 1,292,887 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-02-23 4 B $5.76 $17,087 D/D 2,967 1,295,854 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-02-26 4 B $5.88 $21,685 D/D 3,688 1,299,542 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-02-27 4 B $6.03 $39,811 D/D 6,604 1,306,146 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-02-28 4 B $6.06 $35,429 D/D 5,850 1,311,996 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-01 4 B $6.08 $23,691 D/D 3,900 1,315,896 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-02 4 B $6.07 $26,709 D/D 4,402 1,319,938 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-05 4 B $6.20 $25,029 D/D 4,039 1,323,976 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-06 4 B $6.26 $22,379 D/D 3,578 1,327,554 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-07 4 B $6.27 $17,902 D/D 2,855 1,330,409 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-08 4 B $6.31 $20,694 D/D 3,282 1,333,690 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-09 4 B $6.38 $27,659 D/D 4,338 1,338,028 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-12 4 B $6.36 $26,937 D/D 4,234 1,342,262 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-13 4 B $6.25 $33,479 D/D 5,360 1,347,621 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-14 4 B $6.24 $34,100 D/D 5,469 1,353,090 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-15 4 B $6.08 $32,005 D/D 5,262 1,358,352 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-16 4 B $6.12 $36,162 D/D 5,907 1,364,258 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-19 4 B $6.05 $38,283 D/D 6,329 1,370,587 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-20 4 B $6.13 $22,832 D/D 3,723 1,374,310 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-21 4 B $6.08 $15,625 D/D 2,569 1,376,879 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-22 4 B $6.15 $18,569 D/D 3,017 1,379,896 2.81 -
  164  Records found
  1   2   3   4  5   6   7      
  Page 4 of 7  
 
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  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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