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Insider Information:   Cohen Jonathan H
Relationship:   Chief Executive Office...
City:   Greenwich
State:   CT
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   7,137,217    

Indirect Shares

   1,102      
Direct Value   $33,414,739    

Indirect Value

   $3,394      
Total Shares   7,138,319      
Total Value   $33,418,133      


TICC Capital Corp $6,999,266 Oxford Lane Capital Corp. $26,415,473 TICC Capital Corp $6,999,266 Oxford Lane Capital Corp. $26,415,473
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    37   
    0    

     Stock price went up :
    7   
    0    
     Stock price went down :
    30   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
   -6.6%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            TICC Capital Corp TICC Chief Executive Office... 2023-06-14 2,272,489 2023-06-14 1,102    Premium*  
            Oxford Lane Capital Corp. OXLC Chief Executive Office... 2024-05-28 4,864,728 0    Premium*  
* Premium Members only  

Records found :    164         Free Registration Required For Full Results.    Limit: 25

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  Page 5 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-23 4 B $6.21 $12,204 D/D 1,966 1,381,862 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-26 4 B $6.15 $25,205 D/D 4,100 1,385,962 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-27 4 B $5.99 $32,975 D/D 5,504 1,391,016 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-28 4 B $6.03 $23,707 D/D 3,930 1,394,946 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-03-29 4 B $6.14 $20,315 D/D 3,309 1,398,254 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-04-02 4 B $6.12 $13,394 D/D 2,188 1,400,442 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-04-03 4 B $6.19 $11,239 D/D 1,817 1,402,258 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-04-06 4 B $6.20 $1,999 D/D 323 1,402,581 2.73 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-04-11 4 B $6.11 $1,102 D/D 181 1,402,761 2.73 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-04-12 4 B $6.13 $1,410 D/D 230 1,402,991 2.73 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-04-13 4 B $6.12 $4,764 D/D 778 1,403,769 2.73 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-04-16 4 B $6.14 $7,384 D/D 1,204 1,404,973 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2018-04-17 4 B $6.13 $671 D/D 110 1,405,099 2.73 -
OXLC Oxford Lane Capital Corp. Chief Executive Officer   •       •      –    2019-11-25 4 B $25.48 $509,604 D/D 20,000 64,444 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2020-03-13 4 B $2.66 $20,352 D/D 7,662 1,412,068 2.81 %
OXLC Oxford Lane Capital Corp. Chief Executive Officer   •       •      –    2020-03-18 4 B $2.29 $56,642 D/D 24,728 234,728 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2021-08-19 4 B $4.20 $6,929 D/D 1,650 1,413,866 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2021-09-20 4 B $4.03 $4,490 D/D 1,115 1,414,981 2.73 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2021-09-21 4 B $4.07 $16,076 D/D 3,951 1,418,932 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2021-09-22 4 B $4.08 $2,856 D/D 700 1,419,632 2.73 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2021-09-23 4 B $4.09 $51,096 D/D 12,500 1,432,132 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2021-12-17 4 B $3.92 $20,840 D/D 5,316 1,437,448 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2021-12-20 4 B $3.82 $48,472 D/D 12,679 1,450,127 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2021-12-21 4 B $3.87 $39,999 D/D 10,337 1,460,464 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2021-12-22 4 B $3.97 $31,117 D/D 7,835 1,468,299 2.81 %
  164  Records found
  1   2   3   4   5  6   7      
  Page 5 of 7  
 
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  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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