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Insider Information:   Cohen Jonathan H
Relationship:   Chief Executive Office...
City:   Greenwich
State:   CT
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   7,137,217    

Indirect Shares

   1,102      
Direct Value   $33,927,134    

Indirect Value

   $3,383      
Total Shares   7,138,319      
Total Value   $33,930,517      


TICC Capital Corp $6,976,541 Oxford Lane Capital Corp. $26,950,593 TICC Capital Corp $6,976,541 Oxford Lane Capital Corp. $26,950,593
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    37   
    0    

     Stock price went up :
    7   
    0    
     Stock price went down :
    30   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
   -6.6%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            TICC Capital Corp TICC Chief Executive Office... 2023-06-14 2,272,489 2023-06-14 1,102    Premium*  
            Oxford Lane Capital Corp. OXLC Chief Executive Office... 2024-05-28 4,864,728 0    Premium*  
* Premium Members only  

Records found :    164         Free Registration Required For Full Results.    Limit: 25

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  Page 6 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
OXLC Oxford Lane Capital Corp. Chief Executive Officer   •       •      –    2020-03-18 4 B $2.29 $56,642 D/D 24,728 234,728 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2021-08-19 4 B $4.20 $6,929 D/D 1,650 1,413,866 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2021-09-20 4 B $4.03 $4,490 D/D 1,115 1,414,981 2.73 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2021-09-21 4 B $4.07 $16,076 D/D 3,951 1,418,932 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2021-09-22 4 B $4.08 $2,856 D/D 700 1,419,632 2.73 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2021-09-23 4 B $4.09 $51,096 D/D 12,500 1,432,132 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2021-12-17 4 B $3.92 $20,840 D/D 5,316 1,437,448 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2021-12-20 4 B $3.82 $48,472 D/D 12,679 1,450,127 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2021-12-21 4 B $3.87 $39,999 D/D 10,337 1,460,464 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2021-12-22 4 B $3.97 $31,117 D/D 7,835 1,468,299 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2022-03-09 4 B $3.99 $22,915 D/D 5,744 1,474,043 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2022-03-10 4 B $3.93 $35,844 D/D 9,125 1,483,168 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2022-03-11 4 B $3.96 $26,167 D/D 6,600 1,489,768 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2022-03-14 4 B $3.96 $26,759 D/D 6,750 1,496,518 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2022-03-16 4 B $3.99 $38,775 D/D 9,727 1,506,245 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2022-03-17 4 B $4.01 $10,451 D/D 2,606 1,508,851 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2022-03-18 4 B $4.05 $39,015 D/D 9,624 1,518,474 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2022-03-21 4 B $4.10 $410 D/D 100 1,518,574 2.73 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2022-03-22 4 B $4.10 $6,731 D/D 1,643 1,520,217 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2022-03-23 4 B $4.09 $35,388 D/D 8,653 1,528,870 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2022-03-24 4 B $4.10 $19,532 D/D 4,767 1,533,637 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2022-05-02 4 B $4.00 $86,540 D/D 21,635 1,555,272 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2022-05-03 4 B $4.05 $51,930 D/D 12,835 1,568,107 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2022-05-06 4 B $4.09 $51,934 D/D 12,707 1,597,009 2.81 %
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2022-05-09 4 B $3.98 $68,574 D/D 17,247 1,614,256 2.81 %
  164  Records found
  1   2   3   4   5   6  7      
  Page 6 of 7  
 
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  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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