| |
| |
|
| Insider
Information: |
Cohen Jonathan H |
| Relationship: |
Chief Executive Office... |
| City: |
Greenwich |
| State: |
CT |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
7,137,217 |
|
|
Indirect Shares
|
1,102 |
|
|
| Direct
Value |
$33,463,386 |
|
|
|
Indirect Value
|
$3,394 |
|
|
| Total
Shares |
7,138,319 |
|
|
| Total
Value |
$33,466,781 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
37
|
0
|
|
Stock
price went up :
|
7
|
0
|
| Stock
price went down : |
30
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
 -6.6%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
TICC Capital Corp |
TICC |
Chief Executive Office... |
2023-06-14 |
2,272,489 |
2023-06-14 |
1,102 |
Premium* |
|
|
Oxford Lane Capital Corp. |
OXLC |
Chief Executive Office... |
2024-05-28 |
4,864,728 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
164 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 7 of 7
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| TICC |
TICC Capital Corp |
Chief Executive Officer |
• • – |
2022-05-25 |
4 |
B |
$4.00 |
$3,328 |
D/D |
832 |
1,702,595 |
2.73 |
% |
|
| TICC |
TICC Capital Corp |
Chief Executive Officer |
• • – |
2022-05-27 |
4 |
B |
$4.03 |
$7,143 |
D/D |
1,773 |
1,704,368 |
2.81 |
% |
|
| OXLC |
Oxford Lane Capital Corp. |
Chief Executive Officer |
• • – |
2024-05-28 |
4 |
B |
$5.40 |
$25,002,000 |
D/D |
4,630,000 |
4,864,728 |
2.81 |
% |
|
| OXLC |
Oxford Lane Capital Corp. |
Chief Executive Officer |
• • – |
2020-03-12 |
4 |
D |
$25.06 |
$538,078 |
D/D |
(21,474) |
42,970 |
0 |
- |
|
| TICC |
TICC Capital Corp |
CEO, President and DirectorOff |
• • – |
2003-11-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
139,100 |
|
- |
|
| OXLC |
Oxford Lane Capital Corp. |
Chief Executive OfficerOfficer |
• • – |
2011-01-19 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,500 |
|
- |
|
| TICC |
TICC Capital Corp |
CEO |
• • – |
2005-01-25 |
4 |
OE |
$14.03 |
$16,835 |
D/D |
1,200 |
140,300 |
|
- |
|
| TICC |
TICC Capital Corp |
Chief Executive Officer |
• • – |
2008-06-13 |
4/A |
OE |
$5.20 |
$276,916 |
D/D |
53,253 |
203,694 |
0 |
- |
|
| TICC |
TICC Capital Corp |
Chief Executive Officer |
• • – |
2008-06-13 |
4 |
OE |
$5.20 |
$156,312 |
D/D |
30,060 |
180,501 |
0 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
Chief Executive Officer |
• • – |
2011-08-26 |
4 |
OE |
$15.00 |
$199,995 |
D/D |
13,333 |
53,333 |
0 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
Chief Executive Officer |
• • – |
2012-04-27 |
4 |
OE |
$13.75 |
$641,671 |
D/D |
46,667 |
100,000 |
0 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
Chief Executive Officer |
• • – |
2013-02-25 |
4 |
OE |
$14.50 |
$1,450,000 |
D/D |
100,000 |
200,000 |
0 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
Chief Executive Officer |
• – – |
2014-03-11 |
4 |
OE |
$17.00 |
$170,000 |
D/D |
10,000 |
210,000 |
0 |
- |
|
| TICC |
TICC Capital Corp |
Chief Executive Officer |
• • – |
2023-06-14 |
4 |
OE |
$2.66 |
$1,511,205 |
D/D |
568,122 |
2,272,489 |
0 |
- |
|
164 Records found
|
|
Page 7 of 7 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
