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Insider Information:   Klein Mark D
Relationship:   Director
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   8    
Direct Shares   3,514,994    

Indirect Shares

   1,963,388      
Direct Value   $19,264,252    

Indirect Value

   $6,318,319      
Total Shares   5,478,382      
Total Value   $25,582,570      


Ladenburg Thalmann Financial Services Inc $7,777,777 B. Riley Financial Inc $4,429,725 Suro Capital Inc $6,955,262 National Holdings Corp $101,488 Ladenburg Thalmann Financial Services Inc $7,777,777 B. Riley Financial Inc $4,429,725 Suro Capital Inc $6,955,262 National Holdings Corp $101,488
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    0   
    0    

     Stock price went up :
    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Ladenburg Thalmann Financial Ser... LTS Officer, Director 2005-04-01 2,222,222 0    Premium*  
            B. Riley Financial Inc RILY Director 2012-04-30 184,880 2009-07-17 2    Premium*  
            Crumbs Bake Shop Inc CRMB Officer, Director 0 2010-05-19 171,761    Premium*  
            Suro Capital Inc SSSS Chairman, CEO and Pres... 2024-02-12 1,076,666 2017-09-27 1,667    Premium*  
            Atlantic Alliance Partnership Co... AAPC Director 0 2016-11-01 344,259    Premium*  
            National Holdings Corp NHLD 2015-11-30 31,226 2015-11-30 482,277    Premium*  
            Churchill Capital Corp Iii CCXX Director 2020-10-06 0 2020-10-07 481,711    Premium*  
            Multiplan Ord Shs Class A MPLN Director 2020-10-06 0 2020-10-07 481,711    Premium*  
* Premium Members only  

Records found :    90         Free Registration Required For Full Results.    Limit: 25

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  Page 3 of 4
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
AAPC Atlantic Alliance Partner... Director   –       •      –    2015-08-20 4 A $0.00 $0 I/I 2,500 299,694 0 -
AAPC Atlantic Alliance Partner... Director   –       •      –    2016-11-01 4 A $10.00 $707,993 I/I 68,610 344,259 0 -
SSSS Suro Capital Inc CEO and President   •       •      –    2021-02-10 4 A $0.00 $0 D/D 154,362 443,612 0 -
SSSS Suro Capital Inc CEO and President   •       •      –    2021-05-10 4 B $15.02 $56,896 D/D 3,788 447,400 2.81 -
SSSS Suro Capital Inc CEO and President   •       •      –    2021-05-11 4 B $14.34 $42,303 D/D 2,950 450,350 2.81 -
CCXX Churchill Capital Corp Ii... Director   –       •      –    2020-10-07 4 B $10.30 $2,694,760 I/I 261,711 481,711 2.1 -
MPLN Multiplan Ord Shs Class A Director   –       •      –    2020-10-07 4 B $10.30 $2,694,760 I/I 261,711 481,711 2.1 -
NHLD National Holdings Corp   –       –      –    2015-11-30 3 IO $0.00 $0 I/I 0 482,277 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2021-06-30 4 A $0.00 $0 D/D 49,907 500,257 0 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2021-08-09 4 B $15.10 $98,150 D/D 6,500 506,757 2.81 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2021-09-30 4 A $0.00 $0 D/D 57,939 564,696 0 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2021-12-10 4 A $0.00 $0 D/D 125,000 689,696 0 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2021-12-13 4 B $11.76 $117,600 D/D 10,000 699,696 2.81 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2021-12-14 4 B $11.37 $131,892 D/D 11,600 711,296 2.81 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2021-12-30 4 A $0.00 $0 D/D 58,690 769,986 0 -
SSSS Suro Capital Inc Chariman, CEO and President   •       •      –    2022-02-10 4/A D $11.88 $486,237 D/D (40,929) 921,848 0 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2022-02-10 4 D $11.88 $486,237 D/D (40,929) 922,485 0 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2022-11-11 4 B $4.34 $108,500 D/D 25,000 947,485 2.81 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2023-02-10 4 D $3.86 $157,415 D/D (40,781) 957,496 0 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2022-02-09 4 A $0.00 $0 D/D 192,791 962,777 0 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2023-11-17 4 B $3.90 $35,100 D/D 9,000 966,496 2.81 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2023-11-28 4 B $3.96 $9,504 D/D 2,400 968,896 2.81 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2022-11-14 4 B $4.18 $104,500 D/D 25,000 972,485 2.81 -
SSSS Suro Capital Inc See Remark   •       •      –    2022-12-05 4 B $3.90 $6,026 D/D 1,545 974,030 2.81 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2023-11-29 4 B $4.00 $76,000 D/D 19,000 987,896 2.81 -
  90  Records found
  1   2   3  4      
  Page 3 of 4  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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