| |
| |
|
| Insider
Information: |
Dakos Andrew |
| Relationship: |
10% Owner |
| City: |
Montville |
| State: |
NJ |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
12 |
|
| Direct
Shares |
224,040 |
|
|
Indirect Shares
|
6,369,499 |
|
|
| Direct
Value |
$2,154,183 |
|
|
|
Indirect Value
|
$14,464,589 |
|
|
| Total
Shares |
6,593,539 |
|
|
| Total
Value |
$16,618,771 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
6
|
17
|
|
Stock
price went up :
|
1
|
12
|
| Stock
price went down : |
5
|
5
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
2.4
|
| Percentage
Gain/Loss : |
 -13.0%
|
 55.7%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Mexico Equity & Income Fund Inc |
MXE |
Director |
2005-11-23 |
0 |
2013-04-29 |
0 |
Premium* |
|
|
Special Opportunities Fund Inc |
SPE |
President, Director |
2022-04-05 |
10,162 |
2022-04-05 |
782 |
Premium* |
|
|
Imperial Holdings, Llc |
IFT |
Director |
2017-07-28 |
42,720 |
2017-07-28 |
3,501,179 |
Premium* |
|
|
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2014-11-12 |
5,000 |
2014-11-12 |
1,009,716 |
Premium* |
|
|
Crossroads Capital Inc |
XRDC |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
|
Swiss Helvetia Fund |
SWZ |
President and CEO, Dir... |
2022-03-03 |
64 |
2022-03-03 |
3,000 |
Premium* |
|
|
Brookfield Dtla Fund Office Trus... |
DTLAP |
|
2018-06-08 |
0 |
2019-01-02 |
0 |
Premium* |
|
|
Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-08 |
6,875 |
2018-10-08 |
634,121 |
Premium* |
|
|
Putnam High Income Bond Fund |
PCF |
President, Director |
2021-11-01 |
33,490 |
2019-10-16 |
0 |
Premium* |
|
|
Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2020-02-28 |
19,889 |
2020-02-28 |
0 |
Premium* |
|
|
Adams Natural Resources Fund Inc |
PEO |
10% Owner |
2020-07-02 |
31,246 |
|
0 |
Premium* |
|
|
New Ireland Fund Inc |
IRL |
10% Owner |
2021-02-10 |
74,594 |
2021-04-05 |
394,374 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
120 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 3 of 5
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2013-02-07 |
4/A |
S |
$15.74 |
$25,178 |
I/I |
(1,600) |
24,594 |
0 |
- |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2007-08-31 |
4 |
A |
$36.24 |
$834,861 |
I/I |
23,037 |
24,937 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-12-16 |
4 |
S |
$8.83 |
$44,150 |
D/D |
(5,000) |
25,299 |
0 |
% |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2013-02-06 |
4 |
S |
$15.79 |
$225,839 |
I/I |
(14,306) |
26,194 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-10-14 |
4 |
S |
$8.40 |
$42,001 |
D/D |
(5,000) |
30,299 |
0 |
% |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2013-02-05 |
4 |
S |
$15.87 |
$6,347 |
I/I |
(400) |
30,784 |
0 |
- |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2015-06-24 |
4 |
OE |
$5.75 |
$68,793 |
D/D |
11,964 |
31,212 |
0 |
- |
|
| PEO |
Adams Natural Resources F... |
10% Owner |
– – • |
2020-07-02 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
31,246 |
|
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-09-14 |
4 |
S |
$9.95 |
$99,502 |
D/D |
(10,000) |
31,745 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
President |
• • – |
2021-11-01 |
4 |
OE |
$8.36 |
$265,388 |
D/D |
31,745 |
33,490 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-10-13 |
4 |
S |
$8.35 |
$23,539 |
D/D |
(2,819) |
35,299 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-09-30 |
4 |
S |
$8.33 |
$24,094 |
D/D |
(2,892) |
38,118 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-09-29 |
4 |
S |
$8.33 |
$20,800 |
D/D |
(2,497) |
41,010 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-09-13 |
4 |
S |
$9.94 |
$99,401 |
D/D |
(10,000) |
41,745 |
0 |
% |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2016-06-02 |
4 |
A |
$0.00 |
$0 |
D/D |
11,508 |
42,720 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-09-28 |
4 |
S |
$8.33 |
$83,311 |
D/D |
(10,000) |
43,507 |
0 |
% |
|
| SPE |
Special Opportunities Fun... |
Director |
– • – |
2009-08-12 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
49,931 |
|
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-02-02 |
4 |
OE |
$8.24 |
$321,360 |
D/D |
39,000 |
51,745 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-09-21 |
4 |
S |
$8.45 |
$44,810 |
D/D |
(5,303) |
53,507 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-09-18 |
4 |
S |
$8.54 |
$10,160 |
D/D |
(1,190) |
58,810 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2020-09-17 |
4 |
S |
$8.61 |
$86,140 |
D/D |
(10,000) |
60,000 |
0 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2019-03-25 |
4 |
B |
$9.25 |
$647,500 |
D/D |
70,000 |
70,000 |
2.39 |
- |
|
| IRL |
New Ireland Fund Inc |
10% Owner |
– – • |
2021-02-10 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
74,594 |
|
% |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2018-11-20 |
4 |
D |
$7.86 |
$14,009,255 |
I/I |
(1,782,348) |
104,660 |
0 |
- |
|
| DTLAP |
Brookfield Dtla Fund Offi... |
Director |
– • – |
2018-10-01 |
4 |
D |
$0.00 |
$0 |
I/I |
(46,050) |
200,936 |
0 |
- |
|
120 Records found
|
|
Page 3 of 5 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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