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Insider
Information: |
Dakos Andrew |
Relationship: |
10% Owner |
City: |
Montville |
State: |
NJ |
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Insider
Summary: |
|
|
|
Companies Owned : |
12 |
|
Direct
Shares |
224,040 |
|
Indirect Shares
|
6,369,499 |
|
|
Direct
Value |
$2,169,056 |
|
|
Indirect Value
|
$14,465,499 |
|
|
Total
Shares |
6,593,539 |
|
|
Total
Value |
$16,634,555 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
6
|
17
|
Stock
price went up :
|
1
|
12
|
Stock
price went down : |
5
|
5
|
|
|
|
Gain/Loss Ratio : |
0.0
|
2.4
|
Percentage
Gain/Loss : |
-13.0%
|
55.7%
|
|
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Mexico Equity & Income Fund Inc |
MXE |
Director |
2005-11-23 |
0 |
2013-04-29 |
0 |
Premium* |
|
Special Opportunities Fund Inc |
SPE |
President, Director |
2022-04-05 |
10,162 |
2022-04-05 |
782 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
Director |
2017-07-28 |
42,720 |
2017-07-28 |
3,501,179 |
Premium* |
|
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2014-11-12 |
5,000 |
2014-11-12 |
1,009,716 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
Swiss Helvetia Fund |
SWZ |
President and CEO, Dir... |
2022-03-03 |
64 |
2022-03-03 |
3,000 |
Premium* |
|
Brookfield Dtla Fund Office Trus... |
DTLAP |
|
2018-06-08 |
0 |
2019-01-02 |
0 |
Premium* |
|
Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-08 |
6,875 |
2018-10-08 |
634,121 |
Premium* |
|
Putnam High Income Bond Fund |
PCF |
President, Director |
2021-11-01 |
33,490 |
2019-10-16 |
0 |
Premium* |
|
Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2020-02-28 |
19,889 |
2020-02-28 |
0 |
Premium* |
|
Adams Natural Resources Fund Inc |
PEO |
10% Owner |
2020-07-02 |
31,246 |
|
0 |
Premium* |
|
New Ireland Fund Inc |
IRL |
10% Owner |
2021-02-10 |
74,594 |
2021-04-05 |
394,374 |
Premium* |
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Records found :
120 |
Free Registration Required For Full Results. Limit: 25
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|
Download |
Page 5 of 5
|
Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
MXE |
Mexico Equity & Income Fu... |
Director |
|
2013-04-15 |
4 |
S |
$17.22 |
$449,531 |
I/I |
(26,100) |
3,631 |
0 |
- |
|
XRDC |
Crossroads Capital Inc |
Director |
|
2017-06-07 |
4 |
B |
$2.17 |
$61,799 |
I/I |
28,479 |
826,327 |
2.25 |
- |
|
XRDC |
Crossroads Capital Inc |
Director |
|
2017-06-07 |
4 |
S |
$2.17 |
$61,799 |
I/I |
(28,479) |
797,848 |
0 |
- |
|
PCF |
Putnam High Income Bond F... |
President |
|
2021-11-01 |
4 |
OE |
$8.36 |
$265,388 |
D/D |
31,745 |
33,490 |
0 |
- |
|
SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2014-11-12 |
4 |
S |
$22.66 |
$821,640 |
I/I |
(36,226) |
1,009,716 |
0 |
- |
|
PCF |
Putnam High Income Bond F... |
Director |
|
2021-02-02 |
4 |
OE |
$8.24 |
$321,360 |
D/D |
39,000 |
51,745 |
0 |
- |
|
IFT |
Imperial Holdings, Llc |
Director |
|
2015-12-04 |
4 |
D |
$0.00 |
$0 |
I/I |
(44,385) |
1,807,508 |
0 |
- |
|
DTLAP |
Brookfield Dtla Fund Offi... |
Director |
|
2018-10-01 |
4 |
D |
$0.00 |
$0 |
I/I |
(46,050) |
200,936 |
0 |
- |
|
SPE |
Special Opportunities Fun... |
Director |
|
2010-01-22 |
4 |
S |
$14.18 |
$708,022 |
I/I |
(49,931) |
0 |
0 |
- |
|
SWZ |
Swiss Helvetia Fund |
Director |
|
2018-06-06 |
4 |
D |
$0.00 |
$0 |
I/I |
(54,549) |
1,288,630 |
0 |
- |
|
PCF |
Putnam High Income Bond F... |
Director |
|
2019-03-25 |
4 |
B |
$9.25 |
$647,500 |
D/D |
70,000 |
70,000 |
2.39 |
- |
|
SWZ |
Swiss Helvetia Fund |
Director |
|
2019-01-02 |
4 |
D |
$0.00 |
$0 |
I/I |
(104,660) |
0 |
0 |
- |
|
IFT |
Imperial Holdings, Llc |
Director |
|
2013-12-31 |
4 |
D |
$0.00 |
$0 |
I/I |
(106,596) |
1,043,316 |
0 |
- |
|
DTLAP |
Brookfield Dtla Fund Offi... |
|
|
2019-01-02 |
4 |
D |
$0.00 |
$0 |
I/I |
(200,936) |
0 |
0 |
- |
|
PCF |
Putnam High Income Bond F... |
Director |
|
2019-03-25 |
4 |
S |
$9.25 |
$2,035,000 |
I/I |
(220,000) |
106 |
0 |
- |
|
SWZ |
Swiss Helvetia Fund |
Director |
|
2018-10-19 |
4 |
A |
$0.00 |
$0 |
I/I |
598,378 |
1,887,008 |
0 |
- |
|
PCF |
Putnam High Income Bond F... |
Director |
|
2019-03-19 |
4 |
D |
$9.25 |
$11,535,731 |
I/I |
(1,247,106) |
220,106 |
0 |
- |
|
IFT |
Imperial Holdings, Llc |
Director |
|
2015-06-24 |
4 |
OE |
$5.75 |
$10,234,224 |
I/I |
1,779,865 |
2,224,869 |
0 |
- |
|
SWZ |
Swiss Helvetia Fund |
Director |
|
2018-11-20 |
4 |
D |
$7.86 |
$14,009,255 |
I/I |
(1,782,348) |
104,660 |
0 |
- |
|
IFT |
Imperial Holdings, Llc |
Director |
|
2017-07-28 |
4 |
A |
$0.20 |
$1,064,574 |
I/I |
5,322,872 |
3,501,179 |
0 |
- |
|
120 Records found
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Page 5 of 5 |
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Free Registration Required For Full Results. Limit: 25
|
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Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
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