| |
| |
|
| Insider
Information: |
Audette Matthew J |
| Relationship: |
CFO and Head of Busine... |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
195,575 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$12,846,742 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
195,575 |
|
|
| Total
Value |
$12,846,742 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
E Trade Group Inc |
ETFC |
EVP & Chief Financial ... |
2015-02-11 |
181,912 |
|
0 |
Premium* |
|
|
LPL Investment Holdings Inc |
LPLA |
CFO and Head of Busine... |
2024-02-26 |
13,663 |
2015-10-30 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
88 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 2 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2014-02-11 |
4 |
AS |
$20.85 |
$5,963 |
D/D |
(286) |
217,215 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2014-02-28 |
4 |
AS |
$22.31 |
$713,716 |
D/D |
(31,989) |
185,226 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2014-08-25 |
4 |
AS |
$22.62 |
$999,884 |
D/D |
(44,210) |
174,703 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2014-08-25 |
4 |
OE |
$9.25 |
$404,860 |
D/D |
33,687 |
218,913 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2015-01-03 |
4 |
D |
$24.12 |
$82,490 |
D/D |
(3,420) |
171,283 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2015-01-05 |
4 |
AS |
$23.84 |
$30,849 |
D/D |
(1,294) |
169,989 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2015-02-06 |
4 |
A |
$0.00 |
$0 |
D/D |
56,186 |
226,175 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2015-02-06 |
4 |
D |
$25.72 |
$195,993 |
D/D |
(7,621) |
218,554 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2015-02-07 |
4 |
D |
$25.72 |
$159,088 |
D/D |
(6,186) |
212,368 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2015-02-09 |
4 |
D |
$25.20 |
$213,498 |
D/D |
(8,473) |
203,895 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2015-02-10 |
4 |
D |
$25.42 |
$24,988 |
D/D |
(983) |
202,912 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2015-02-11 |
4 |
AS |
$25.44 |
$534,230 |
D/D |
(21,000) |
181,912 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2015-10-30 |
4 |
A |
$0.00 |
$0 |
D/D |
17,605 |
17,605 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2016-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
14,641 |
32,246 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2016-10-30 |
4 |
D |
$31.28 |
$69,004 |
D/D |
(2,206) |
30,040 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2017-02-25 |
4 |
D |
$39.13 |
$57,873 |
D/D |
(1,479) |
28,561 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2017-03-13 |
4 |
A |
$0.00 |
$0 |
D/D |
7,916 |
36,477 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2017-10-30 |
4 |
D |
$49.44 |
$151,435 |
D/D |
(3,063) |
33,414 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2018-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
5,131 |
38,545 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2018-02-25 |
4 |
D |
$65.50 |
$88,622 |
D/D |
(1,353) |
37,192 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2018-03-13 |
4 |
D |
$64.99 |
$85,072 |
D/D |
(1,309) |
35,883 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2018-10-30 |
4 |
D |
$58.64 |
$170,584 |
D/D |
(2,909) |
32,974 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2019-02-23 |
4 |
D |
$77.04 |
$47,457 |
D/D |
(616) |
32,358 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2019-02-25 |
4 |
D |
$77.53 |
$186,460 |
D/D |
(2,405) |
29,953 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2019-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
4,299 |
34,252 |
0 |
- |
|
88 Records found
|
|
Page 2 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
