| |
| |
|
| Insider
Information: |
Audette Matthew J |
| Relationship: |
CFO and Head of Busine... |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
195,575 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$12,778,154 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
195,575 |
|
|
| Total
Value |
$12,778,154 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
E Trade Group Inc |
ETFC |
EVP & Chief Financial ... |
2015-02-11 |
181,912 |
|
0 |
Premium* |
|
|
LPL Investment Holdings Inc |
LPLA |
CFO and Head of Busine... |
2024-02-26 |
13,663 |
2015-10-30 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
88 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 3 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2022-10-31 |
4 |
AS |
$254.84 |
$5,141,815 |
D/D |
(20,000) |
12,667 |
0 |
% |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2022-10-31 |
4 |
OE |
$19.85 |
$397,000 |
D/D |
20,000 |
32,667 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2023-02-06 |
4 |
OE |
$19.85 |
$413,079 |
D/D |
20,810 |
33,477 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2023-02-06 |
4 |
AS |
$234.48 |
$4,979,733 |
D/D |
(20,810) |
12,667 |
0 |
% |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2023-02-25 |
4 |
D |
$247.30 |
$2,173,272 |
D/D |
(8,788) |
17,983 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2023-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
15,876 |
19,755 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2023-02-27 |
4 |
AS |
$245.30 |
$1,750,480 |
D/D |
(7,111) |
12,644 |
0 |
% |
|
| ETFC |
E Trade Group Inc |
CHIEF FINANCIAL OFFICEROfficer |
• – – |
2011-01-03 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
81,541 |
|
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2011-10-23 |
4 |
D |
$9.85 |
$896 |
D/D |
(91) |
80,588 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2012-02-09 |
4 |
A |
$0.00 |
$0 |
D/D |
65,717 |
142,817 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2012-02-10 |
4 |
D |
$9.15 |
$6,295 |
D/D |
(688) |
142,129 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2012-02-11 |
4 |
D |
$9.15 |
$35,045 |
D/D |
(3,830) |
138,299 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2013-01-03 |
4 |
D |
$9.20 |
$33,534 |
D/D |
(3,647) |
134,652 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2013-02-06 |
4 |
A |
$0.00 |
$0 |
D/D |
82,455 |
217,107 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2013-02-09 |
4 |
D |
$10.97 |
$66,643 |
D/D |
(6,075) |
211,032 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2013-02-10 |
4 |
D |
$10.97 |
$7,734 |
D/D |
(705) |
210,327 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2013-02-11 |
4 |
D |
$11.03 |
$43,283 |
D/D |
(3,925) |
206,402 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2013-11-27 |
4 |
AS |
$17.88 |
$157,480 |
D/D |
(8,809) |
197,593 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2014-01-03 |
4 |
D |
$20.09 |
$69,773 |
D/D |
(3,473) |
194,120 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2014-01-06 |
4 |
AS |
$20.34 |
$26,322 |
D/D |
(1,294) |
192,826 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2014-02-06 |
4 |
D |
$19.52 |
$148,724 |
D/D |
(7,621) |
185,205 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2014-02-07 |
4 |
AS |
$19.98 |
$61,769 |
D/D |
(3,092) |
182,113 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2014-02-07 |
4 |
A |
$0.00 |
$0 |
D/D |
44,631 |
226,744 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2014-02-09 |
4 |
D |
$20.17 |
$122,482 |
D/D |
(6,074) |
220,670 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2014-02-10 |
4 |
AS |
$20.58 |
$50,720 |
D/D |
(2,464) |
217,501 |
0 |
- |
|
88 Records found
|
|
Page 3 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
