|
|
|
Insider
Information: |
Samuels Steven |
Relationship: |
10% Owner |
City: |
Westport |
State: |
CT |
|
|
Insider
Summary: |
|
|
|
Companies Owned : |
22 |
|
Direct
Shares |
85,991 |
|
Indirect Shares
|
26,572,593 |
|
|
Direct
Value |
$427,471 |
|
|
Indirect Value
|
$42,449,121 |
|
|
Total
Shares |
26,658,584 |
|
|
Total
Value |
$42,876,592 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
104
|
0
|
Stock
price went up :
|
87
|
0
|
Stock
price went down : |
17
|
0
|
|
|
|
Gain/Loss Ratio : |
5.1
|
0.0
|
Percentage
Gain/Loss : |
7.6%
|
0.0%
|
|
|
|
|
|
|
Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
![](../../../Gifs/iconPlus.jpg) |
Special Opportunities Fund Inc |
SPE |
Investment Adviser Pri... |
2015-01-30 |
0 |
2012-09-17 |
0 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2015-04-23 |
4,148 |
2015-04-23 |
580,825 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Imperial Holdings, Llc |
IFT |
10% Owner |
|
0 |
2015-06-24 |
2,991,124 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Alliance New York Municipal Inco... |
AYN |
10% Owner |
2015-07-20 |
10,900 |
2015-07-20 |
560,212 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Crossroads Capital Inc |
XRDC |
10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
DWS Global High Income Fund |
LBF |
10% Owner |
|
0 |
2016-05-04 |
480,946 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Mfs Intermarket Income Trust I |
CMK |
10% Owner |
2015-09-09 |
14,089 |
2015-09-09 |
1,587,717 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Advent/Claymore Enhanced Growth ... |
LCM |
10% Owner |
|
0 |
2017-05-17 |
927,037 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
First Trust Active Dividend Inco... |
FAV |
10% Owner |
|
0 |
2016-10-20 |
1,951,679 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Virtus Total Return Fund |
DCA |
10% Owner |
|
0 |
2017-03-22 |
1,553,860 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Nuveen Global Equity Income Fund |
JGV |
10% Owner |
|
0 |
2016-09-28 |
2,194,974 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Neuberger Berman Real Estate Sec... |
NRO |
10% Owner |
2016-05-05 |
0 |
2016-12-15 |
4,295,140 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Pacholder High Yield Fund Inc |
PHF |
10% Owner |
|
0 |
2017-07-07 |
1,408,152 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Cushing Renaissance Fund |
SZC |
10% Owner |
2016-08-10 |
0 |
2017-01-17 |
457,550 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Nuveen Long/short Commodity Tota... |
CTF |
10% Owner |
2016-10-28 |
0 |
2016-12-08 |
1,179,781 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Putnam High Income Bond Fund |
PCF |
10% Owner |
2018-06-06 |
21,069 |
2018-06-06 |
1,467,199 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Korea Equity Fund Inc |
KEF |
10% Owner |
2017-02-08 |
0 |
2017-06-21 |
1,726,574 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Jpmorgan China Region Fund Inc |
JFC |
10% Owner |
2017-03-21 |
0 |
2017-09-15 |
845,368 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Putnam Municipal Opportunities T... |
PMO |
10% Owner |
|
0 |
2017-08-10 |
0 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Urban Select Capital Corp |
CH |
10% Owner |
2017-12-05 |
21,107 |
2017-12-05 |
917,955 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-04 |
6,875 |
2018-10-04 |
620,173 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2019-11-26 |
7,803 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
Records found :
699 |
Free Registration Required For Full Results. Limit: 25
|
|
Download |
Page 15 of 28
|
Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-03-28 |
4 |
B |
$8.66 |
$194,850 |
I/I |
22,500 |
1,186,684 |
1.5 |
- |
|
KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-03-29 |
4 |
B |
$8.67 |
$1,734 |
I/I |
200 |
1,186,884 |
1.42 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2017-05-17 |
4 |
S |
$8.69 |
$712,255 |
I/I |
(81,508) |
927,037 |
0 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-09-06 |
4 |
B |
$8.69 |
$281,142 |
I/I |
32,371 |
1,081,175 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-09-06 |
4 |
B |
$8.69 |
$26,067 |
D/D |
3,000 |
1,000 |
2.37 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-09-07 |
4 |
B |
$8.69 |
$33,928 |
I/I |
3,904 |
1,085,079 |
1.5 |
- |
|
KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-03-24 |
4 |
B |
$8.70 |
$221,845 |
I/I |
25,500 |
1,164,184 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-09-08 |
4 |
B |
$8.71 |
$158,518 |
I/I |
18,200 |
1,103,279 |
1.5 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-04-14 |
4 |
B |
$8.72 |
$419,075 |
I/I |
48,058 |
1,373,628 |
1.5 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2017-05-15 |
4 |
S |
$8.74 |
$451,748 |
I/I |
(51,701) |
1,027,009 |
0 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-09-11 |
4 |
B |
$8.75 |
$26,250 |
D/D |
3,000 |
2,000 |
2.37 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-09-12 |
4 |
B |
$8.75 |
$7,000 |
I/I |
800 |
1,104,079 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-09-13 |
4 |
B |
$8.75 |
$70,976 |
I/I |
8,108 |
1,112,187 |
1.5 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2015-10-27 |
4 |
S |
$8.77 |
$155,817 |
I/I |
(17,766) |
1,119,833 |
0 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2017-05-16 |
4 |
S |
$8.77 |
$161,903 |
I/I |
(18,464) |
1,008,545 |
0 |
- |
|
KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-03-31 |
4 |
B |
$8.78 |
$50,931 |
I/I |
5,803 |
1,192,687 |
1.5 |
- |
|
KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-04-24 |
4 |
B |
$8.78 |
$87,800 |
I/I |
10,000 |
1,245,178 |
1.5 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2015-10-26 |
4 |
S |
$8.79 |
$25,996 |
I/I |
(2,958) |
1,137,599 |
0 |
- |
|
KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-04-03 |
4 |
B |
$8.79 |
$40,093 |
I/I |
4,559 |
1,197,246 |
1.5 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-06-13 |
4 |
B |
$8.85 |
$885 |
I/I |
100 |
1,414,960 |
1.42 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-04-20 |
4 |
B |
$8.86 |
$174,863 |
I/I |
19,734 |
1,393,362 |
1.5 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-10-20 |
4 |
B |
$8.86 |
$2,658 |
I/I |
300 |
1,951,679 |
1.42 |
- |
|
CH |
Urban Select Capital Corp |
10% Owner |
|
2017-11-08 |
4 |
S |
$8.86 |
$20,371 |
D/D |
(2,300) |
22,820 |
0 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-11-15 |
4 |
B |
$8.86 |
$10,192 |
I/I |
1,150 |
1,240,332 |
1.5 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-06-10 |
4 |
B |
$8.89 |
$10,650 |
I/I |
1,198 |
1,414,860 |
1.5 |
- |
|
699 Records found
|
|
Page 15 of 28 |
|
Free Registration Required For Full Results. Limit: 25
|
|
|
Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
|
|
|
|
|
|