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Insider
Information: |
Samuels Steven |
Relationship: |
10% Owner |
City: |
Westport |
State: |
CT |
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Insider
Summary: |
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Companies Owned : |
22 |
|
Direct
Shares |
85,991 |
|
Indirect Shares
|
26,572,593 |
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|
Direct
Value |
$427,471 |
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Indirect Value
|
$42,449,121 |
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|
Total
Shares |
26,658,584 |
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Total
Value |
$42,876,592 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
104
|
0
|
Stock
price went up :
|
87
|
0
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Stock
price went down : |
17
|
0
|
|
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|
Gain/Loss Ratio : |
5.1
|
0.0
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Percentage
Gain/Loss : |
7.6%
|
0.0%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Special Opportunities Fund Inc |
SPE |
Investment Adviser Pri... |
2015-01-30 |
0 |
2012-09-17 |
0 |
Premium* |
|
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2015-04-23 |
4,148 |
2015-04-23 |
580,825 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
10% Owner |
|
0 |
2015-06-24 |
2,991,124 |
Premium* |
|
Alliance New York Municipal Inco... |
AYN |
10% Owner |
2015-07-20 |
10,900 |
2015-07-20 |
560,212 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
DWS Global High Income Fund |
LBF |
10% Owner |
|
0 |
2016-05-04 |
480,946 |
Premium* |
|
Mfs Intermarket Income Trust I |
CMK |
10% Owner |
2015-09-09 |
14,089 |
2015-09-09 |
1,587,717 |
Premium* |
|
Advent/Claymore Enhanced Growth ... |
LCM |
10% Owner |
|
0 |
2017-05-17 |
927,037 |
Premium* |
|
First Trust Active Dividend Inco... |
FAV |
10% Owner |
|
0 |
2016-10-20 |
1,951,679 |
Premium* |
|
Virtus Total Return Fund |
DCA |
10% Owner |
|
0 |
2017-03-22 |
1,553,860 |
Premium* |
|
Nuveen Global Equity Income Fund |
JGV |
10% Owner |
|
0 |
2016-09-28 |
2,194,974 |
Premium* |
|
Neuberger Berman Real Estate Sec... |
NRO |
10% Owner |
2016-05-05 |
0 |
2016-12-15 |
4,295,140 |
Premium* |
|
Pacholder High Yield Fund Inc |
PHF |
10% Owner |
|
0 |
2017-07-07 |
1,408,152 |
Premium* |
|
Cushing Renaissance Fund |
SZC |
10% Owner |
2016-08-10 |
0 |
2017-01-17 |
457,550 |
Premium* |
|
Nuveen Long/short Commodity Tota... |
CTF |
10% Owner |
2016-10-28 |
0 |
2016-12-08 |
1,179,781 |
Premium* |
|
Putnam High Income Bond Fund |
PCF |
10% Owner |
2018-06-06 |
21,069 |
2018-06-06 |
1,467,199 |
Premium* |
|
Korea Equity Fund Inc |
KEF |
10% Owner |
2017-02-08 |
0 |
2017-06-21 |
1,726,574 |
Premium* |
|
Jpmorgan China Region Fund Inc |
JFC |
10% Owner |
2017-03-21 |
0 |
2017-09-15 |
845,368 |
Premium* |
|
Putnam Municipal Opportunities T... |
PMO |
10% Owner |
|
0 |
2017-08-10 |
0 |
Premium* |
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Urban Select Capital Corp |
CH |
10% Owner |
2017-12-05 |
21,107 |
2017-12-05 |
917,955 |
Premium* |
|
Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-04 |
6,875 |
2018-10-04 |
620,173 |
Premium* |
|
Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2019-11-26 |
7,803 |
|
0 |
Premium* |
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Records found :
699 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 16 of 28
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
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|
Form |
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-10-19 |
4 |
B |
$8.89 |
$96,901 |
I/I |
10,900 |
1,951,379 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-11-14 |
4 |
B |
$8.89 |
$103,118 |
I/I |
11,600 |
1,239,182 |
1.5 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-10-25 |
4 |
B |
$8.90 |
$57,895 |
I/I |
6,505 |
1,161,073 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-06-21 |
4 |
B |
$8.91 |
$46,951 |
I/I |
5,270 |
1,420,230 |
1.5 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-10-11 |
4 |
B |
$8.91 |
$254,416 |
I/I |
28,546 |
1,148,072 |
1.5 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-10-04 |
4 |
B |
$8.92 |
$65,464 |
I/I |
7,339 |
1,119,526 |
1.5 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-10-23 |
4 |
B |
$8.92 |
$9,817 |
I/I |
1,100 |
1,151,572 |
1.5 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-10-26 |
4 |
B |
$8.92 |
$148,442 |
I/I |
16,645 |
1,177,718 |
1.5 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-10-27 |
4 |
B |
$8.92 |
$24,869 |
I/I |
2,788 |
1,180,506 |
1.5 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-11-10 |
4 |
B |
$8.92 |
$74,912 |
I/I |
8,400 |
1,220,582 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-11-13 |
4 |
B |
$8.92 |
$62,451 |
I/I |
7,000 |
1,227,582 |
1.5 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-11-09 |
4 |
B |
$8.94 |
$118,057 |
I/I |
13,208 |
1,212,182 |
1.5 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-11-17 |
4 |
B |
$8.94 |
$28,284 |
I/I |
3,164 |
1,243,496 |
1.5 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-10-18 |
4 |
B |
$8.95 |
$3,580 |
I/I |
400 |
1,148,472 |
1.42 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-10-24 |
4 |
B |
$8.95 |
$26,814 |
I/I |
2,996 |
1,154,568 |
1.5 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-10-30 |
4 |
B |
$8.95 |
$68,094 |
I/I |
7,609 |
1,188,115 |
1.5 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-08-02 |
4 |
B |
$8.96 |
$23,826 |
I/I |
2,659 |
1,515,176 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-09-16 |
4 |
B |
$8.96 |
$87,798 |
I/I |
9,795 |
1,704,305 |
1.5 |
- |
|
KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-04-28 |
4 |
B |
$8.96 |
$57,308 |
I/I |
6,396 |
1,251,574 |
1.5 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-06-30 |
4 |
B |
$8.97 |
$25,106 |
I/I |
2,800 |
1,440,278 |
1.5 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-10-19 |
4 |
B |
$8.97 |
$2,691 |
I/I |
300 |
1,148,772 |
1.42 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-11-08 |
4 |
B |
$8.97 |
$38,562 |
I/I |
4,299 |
1,198,974 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-12-21 |
4 |
B |
$8.97 |
$19,635 |
I/I |
2,189 |
1,245,685 |
1.5 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-06-08 |
4 |
B |
$8.98 |
$182,288 |
I/I |
20,300 |
1,413,662 |
1.5 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-06-23 |
4 |
B |
$8.98 |
$154,830 |
I/I |
17,248 |
1,437,478 |
1.5 |
- |
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699 Records found
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Page 16 of 28 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
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