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Insider
Information: |
Samuels Steven |
Relationship: |
10% Owner |
City: |
Westport |
State: |
CT |
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Insider
Summary: |
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Companies Owned : |
22 |
|
Direct
Shares |
85,991 |
|
Indirect Shares
|
26,572,593 |
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|
Direct
Value |
$431,045 |
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Indirect Value
|
$42,664,196 |
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Total
Shares |
26,658,584 |
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Total
Value |
$43,095,241 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
104
|
0
|
Stock
price went up :
|
87
|
0
|
Stock
price went down : |
17
|
0
|
|
|
|
Gain/Loss Ratio : |
5.1
|
0.0
|
Percentage
Gain/Loss : |
7.6%
|
0.0%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
![](../../../Gifs/iconPlus.jpg) |
Special Opportunities Fund Inc |
SPE |
Investment Adviser Pri... |
2015-01-30 |
0 |
2012-09-17 |
0 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2015-04-23 |
4,148 |
2015-04-23 |
580,825 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Imperial Holdings, Llc |
IFT |
10% Owner |
|
0 |
2015-06-24 |
2,991,124 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Alliance New York Municipal Inco... |
AYN |
10% Owner |
2015-07-20 |
10,900 |
2015-07-20 |
560,212 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Crossroads Capital Inc |
XRDC |
10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
DWS Global High Income Fund |
LBF |
10% Owner |
|
0 |
2016-05-04 |
480,946 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Mfs Intermarket Income Trust I |
CMK |
10% Owner |
2015-09-09 |
14,089 |
2015-09-09 |
1,587,717 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Advent/Claymore Enhanced Growth ... |
LCM |
10% Owner |
|
0 |
2017-05-17 |
927,037 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
First Trust Active Dividend Inco... |
FAV |
10% Owner |
|
0 |
2016-10-20 |
1,951,679 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Virtus Total Return Fund |
DCA |
10% Owner |
|
0 |
2017-03-22 |
1,553,860 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Nuveen Global Equity Income Fund |
JGV |
10% Owner |
|
0 |
2016-09-28 |
2,194,974 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Neuberger Berman Real Estate Sec... |
NRO |
10% Owner |
2016-05-05 |
0 |
2016-12-15 |
4,295,140 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Pacholder High Yield Fund Inc |
PHF |
10% Owner |
|
0 |
2017-07-07 |
1,408,152 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Cushing Renaissance Fund |
SZC |
10% Owner |
2016-08-10 |
0 |
2017-01-17 |
457,550 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Nuveen Long/short Commodity Tota... |
CTF |
10% Owner |
2016-10-28 |
0 |
2016-12-08 |
1,179,781 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Putnam High Income Bond Fund |
PCF |
10% Owner |
2018-06-06 |
21,069 |
2018-06-06 |
1,467,199 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Korea Equity Fund Inc |
KEF |
10% Owner |
2017-02-08 |
0 |
2017-06-21 |
1,726,574 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Jpmorgan China Region Fund Inc |
JFC |
10% Owner |
2017-03-21 |
0 |
2017-09-15 |
845,368 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Putnam Municipal Opportunities T... |
PMO |
10% Owner |
|
0 |
2017-08-10 |
0 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Urban Select Capital Corp |
CH |
10% Owner |
2017-12-05 |
21,107 |
2017-12-05 |
917,955 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-04 |
6,875 |
2018-10-04 |
620,173 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2019-11-26 |
7,803 |
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0 |
Premium* |
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Records found :
699 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 19 of 28
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
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|
Form |
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2015-09-29 |
4 |
B |
$8.13 |
$203,340 |
I/I |
25,000 |
1,139,857 |
1.5 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2015-09-30 |
4 |
B |
$8.19 |
$5,730 |
I/I |
700 |
1,140,557 |
1.5 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2015-10-26 |
4 |
S |
$8.79 |
$25,996 |
I/I |
(2,958) |
1,137,599 |
0 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2015-10-27 |
4 |
S |
$8.77 |
$155,817 |
I/I |
(17,766) |
1,119,833 |
0 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2016-01-13 |
4 |
S |
$7.86 |
$105,655 |
I/I |
(13,443) |
1,106,390 |
0 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2016-01-14 |
4 |
S |
$7.92 |
$146,169 |
I/I |
(18,466) |
1,087,924 |
0 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2016-01-15 |
4 |
S |
$7.70 |
$40,941 |
I/I |
(5,317) |
1,082,607 |
0 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2016-05-10 |
4 |
S |
$8.43 |
$1,096 |
I/I |
(130) |
1,082,477 |
0 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2016-05-11 |
4 |
S |
$8.21 |
$30,945 |
I/I |
(3,767) |
1,078,710 |
0 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2017-05-15 |
4 |
S |
$8.74 |
$451,748 |
I/I |
(51,701) |
1,027,009 |
0 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2017-05-16 |
4 |
S |
$8.77 |
$161,903 |
I/I |
(18,464) |
1,008,545 |
0 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2017-05-17 |
4 |
S |
$8.69 |
$712,255 |
I/I |
(81,508) |
927,037 |
0 |
- |
|
NRO |
Neuberger Berman Real Est... |
10% Owner |
|
2016-05-05 |
4 |
B |
$5.27 |
$58,194 |
I/I |
11,043 |
4,363,851 |
1.5 |
- |
|
NRO |
Neuberger Berman Real Est... |
10% Owner |
|
2016-05-06 |
4 |
B |
$5.31 |
$98,515 |
I/I |
18,552 |
4,382,403 |
1.5 |
- |
|
NRO |
Neuberger Berman Real Est... |
10% Owner |
|
2016-05-09 |
4 |
B |
$5.35 |
$179,549 |
I/I |
33,580 |
4,415,983 |
1.5 |
- |
|
NRO |
Neuberger Berman Real Est... |
10% Owner |
|
2016-05-10 |
4 |
B |
$5.35 |
$82,314 |
I/I |
15,387 |
4,431,370 |
1.5 |
- |
|
NRO |
Neuberger Berman Real Est... |
10% Owner |
|
2016-12-13 |
4 |
S |
$5.35 |
$94,419 |
I/I |
(17,651) |
4,413,719 |
0 |
- |
|
NRO |
Neuberger Berman Real Est... |
10% Owner |
|
2016-12-14 |
4 |
S |
$5.32 |
$390,790 |
I/I |
(73,483) |
4,340,236 |
0 |
- |
|
NRO |
Neuberger Berman Real Est... |
10% Owner |
|
2016-12-15 |
4 |
S |
$5.30 |
$238,806 |
I/I |
(45,096) |
4,295,140 |
0 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-01-25 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
931,038 |
|
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-01-26 |
4 |
B |
$8.42 |
$280,463 |
I/I |
33,310 |
964,348 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-01-27 |
4 |
B |
$8.47 |
$89,042 |
I/I |
10,508 |
974,856 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-01-30 |
4 |
B |
$8.38 |
$84,374 |
I/I |
10,068 |
984,924 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-01-31 |
4 |
B |
$8.38 |
$182,208 |
I/I |
21,744 |
1,006,668 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-02-01 |
4 |
B |
$8.41 |
$71,569 |
I/I |
8,511 |
1,015,179 |
1.5 |
- |
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699 Records found
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Page 19 of 28 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
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