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Insider
Information: |
Samuels Steven |
Relationship: |
10% Owner |
City: |
Westport |
State: |
CT |
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Insider
Summary: |
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Companies Owned : |
22 |
|
Direct
Shares |
85,991 |
|
Indirect Shares
|
26,572,593 |
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|
Direct
Value |
$431,045 |
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Indirect Value
|
$42,664,196 |
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Total
Shares |
26,658,584 |
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Total
Value |
$43,095,241 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
104
|
0
|
Stock
price went up :
|
87
|
0
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Stock
price went down : |
17
|
0
|
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Gain/Loss Ratio : |
5.1
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0.0
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Percentage
Gain/Loss : |
7.6%
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0.0%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Special Opportunities Fund Inc |
SPE |
Investment Adviser Pri... |
2015-01-30 |
0 |
2012-09-17 |
0 |
Premium* |
|
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2015-04-23 |
4,148 |
2015-04-23 |
580,825 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
10% Owner |
|
0 |
2015-06-24 |
2,991,124 |
Premium* |
|
Alliance New York Municipal Inco... |
AYN |
10% Owner |
2015-07-20 |
10,900 |
2015-07-20 |
560,212 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
DWS Global High Income Fund |
LBF |
10% Owner |
|
0 |
2016-05-04 |
480,946 |
Premium* |
|
Mfs Intermarket Income Trust I |
CMK |
10% Owner |
2015-09-09 |
14,089 |
2015-09-09 |
1,587,717 |
Premium* |
|
Advent/Claymore Enhanced Growth ... |
LCM |
10% Owner |
|
0 |
2017-05-17 |
927,037 |
Premium* |
|
First Trust Active Dividend Inco... |
FAV |
10% Owner |
|
0 |
2016-10-20 |
1,951,679 |
Premium* |
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Virtus Total Return Fund |
DCA |
10% Owner |
|
0 |
2017-03-22 |
1,553,860 |
Premium* |
|
Nuveen Global Equity Income Fund |
JGV |
10% Owner |
|
0 |
2016-09-28 |
2,194,974 |
Premium* |
|
Neuberger Berman Real Estate Sec... |
NRO |
10% Owner |
2016-05-05 |
0 |
2016-12-15 |
4,295,140 |
Premium* |
|
Pacholder High Yield Fund Inc |
PHF |
10% Owner |
|
0 |
2017-07-07 |
1,408,152 |
Premium* |
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Cushing Renaissance Fund |
SZC |
10% Owner |
2016-08-10 |
0 |
2017-01-17 |
457,550 |
Premium* |
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Nuveen Long/short Commodity Tota... |
CTF |
10% Owner |
2016-10-28 |
0 |
2016-12-08 |
1,179,781 |
Premium* |
|
Putnam High Income Bond Fund |
PCF |
10% Owner |
2018-06-06 |
21,069 |
2018-06-06 |
1,467,199 |
Premium* |
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Korea Equity Fund Inc |
KEF |
10% Owner |
2017-02-08 |
0 |
2017-06-21 |
1,726,574 |
Premium* |
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Jpmorgan China Region Fund Inc |
JFC |
10% Owner |
2017-03-21 |
0 |
2017-09-15 |
845,368 |
Premium* |
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Putnam Municipal Opportunities T... |
PMO |
10% Owner |
|
0 |
2017-08-10 |
0 |
Premium* |
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Urban Select Capital Corp |
CH |
10% Owner |
2017-12-05 |
21,107 |
2017-12-05 |
917,955 |
Premium* |
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Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-04 |
6,875 |
2018-10-04 |
620,173 |
Premium* |
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Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2019-11-26 |
7,803 |
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0 |
Premium* |
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Records found :
699 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 26 of 28
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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|
3m +/- |
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Form |
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-04-27 |
4 |
B |
$4.25 |
$162,280 |
I/I |
38,197 |
3,120,800 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-07-11 |
4 |
B |
$4.54 |
$174,264 |
I/I |
38,358 |
3,604,865 |
1.5 |
- |
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KEF |
Korea Equity Fund Inc |
10% Owner |
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2017-02-16 |
4 |
B |
$8.21 |
$317,283 |
I/I |
38,646 |
932,772 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-04-01 |
4 |
B |
$4.19 |
$164,557 |
I/I |
39,300 |
2,840,058 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-09-23 |
4 |
B |
$9.07 |
$357,550 |
I/I |
39,426 |
1,898,751 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-08-23 |
4 |
B |
$9.13 |
$365,208 |
I/I |
40,000 |
1,674,684 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-01-26 |
4 |
B |
$7.52 |
$304,777 |
I/I |
40,538 |
830,363 |
1.5 |
- |
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IFT |
Imperial Holdings, Llc |
10% Owner |
|
2012-06-15 |
5 |
B |
$3.89 |
$159,511 |
I/I |
41,000 |
1,765,079 |
0 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2018-01-18 |
4 |
B |
$9.10 |
$378,947 |
I/I |
41,643 |
1,526,215 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-09-13 |
4 |
B |
$4.54 |
$190,467 |
I/I |
41,954 |
4,158,023 |
1.5 |
- |
|
LBF |
DWS Global High Income Fu... |
10% Owner |
|
2016-04-26 |
4 |
S |
$8.01 |
$339,981 |
I/I |
(42,448) |
539,710 |
0 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-08-05 |
4 |
B |
$4.55 |
$196,720 |
I/I |
43,200 |
3,807,943 |
1.5 |
- |
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SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2014-03-05 |
4 |
B |
$23.31 |
$1,009,924 |
I/I |
43,328 |
1,054,163 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-14 |
4 |
B |
$4.04 |
$176,314 |
I/I |
43,655 |
2,155,924 |
1.5 |
- |
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LBF |
DWS Global High Income Fu... |
10% Owner |
|
2016-04-27 |
4 |
S |
$8.00 |
$351,720 |
I/I |
(43,965) |
495,745 |
0 |
- |
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NRO |
Neuberger Berman Real Est... |
10% Owner |
|
2016-12-15 |
4 |
S |
$5.30 |
$238,806 |
I/I |
(45,096) |
4,295,140 |
0 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-04-11 |
4 |
B |
$4.13 |
$189,302 |
I/I |
45,848 |
3,014,663 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-04-14 |
4 |
B |
$8.72 |
$419,075 |
I/I |
48,058 |
1,373,628 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-02-11 |
4 |
B |
$7.26 |
$354,054 |
I/I |
48,759 |
1,045,631 |
1.5 |
- |
|
KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-02-09 |
4 |
B |
$8.18 |
$400,002 |
I/I |
48,900 |
886,726 |
1.5 |
- |
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IFT |
Imperial Holdings, Llc |
10% Owner |
|
2012-06-14 |
5 |
B |
$3.98 |
$195,656 |
I/I |
49,187 |
1,724,079 |
0 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-05-03 |
4 |
B |
$4.28 |
$213,380 |
I/I |
49,889 |
3,212,825 |
1.5 |
- |
|
KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-02-08 |
4 |
B |
$8.14 |
$407,000 |
I/I |
50,000 |
837,826 |
1.5 |
- |
|
KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-02-22 |
4 |
B |
$8.30 |
$415,000 |
I/I |
50,000 |
1,013,872 |
1.5 |
- |
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KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-03-01 |
4 |
B |
$8.24 |
$412,000 |
I/I |
50,000 |
1,069,176 |
1.5 |
- |
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699 Records found
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Page 26 of 28 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Aquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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