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Insider
Information: |
Samuels Steven |
Relationship: |
10% Owner |
City: |
Westport |
State: |
CT |
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Insider
Summary: |
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Companies Owned : |
22 |
|
Direct
Shares |
85,991 |
|
Indirect Shares
|
26,572,593 |
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|
Direct
Value |
$426,469 |
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Indirect Value
|
$41,960,336 |
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|
Total
Shares |
26,658,584 |
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Total
Value |
$42,386,805 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
104
|
0
|
Stock
price went up :
|
87
|
0
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Stock
price went down : |
17
|
0
|
|
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Gain/Loss Ratio : |
5.1
|
0.0
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Percentage
Gain/Loss : |
7.6%
|
0.0%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Special Opportunities Fund Inc |
SPE |
Investment Adviser Pri... |
2015-01-30 |
0 |
2012-09-17 |
0 |
Premium* |
|
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2015-04-23 |
4,148 |
2015-04-23 |
580,825 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
10% Owner |
|
0 |
2015-06-24 |
2,991,124 |
Premium* |
|
Alliance New York Municipal Inco... |
AYN |
10% Owner |
2015-07-20 |
10,900 |
2015-07-20 |
560,212 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
DWS Global High Income Fund |
LBF |
10% Owner |
|
0 |
2016-05-04 |
480,946 |
Premium* |
|
Mfs Intermarket Income Trust I |
CMK |
10% Owner |
2015-09-09 |
14,089 |
2015-09-09 |
1,587,717 |
Premium* |
|
Advent/Claymore Enhanced Growth ... |
LCM |
10% Owner |
|
0 |
2017-05-17 |
927,037 |
Premium* |
|
First Trust Active Dividend Inco... |
FAV |
10% Owner |
|
0 |
2016-10-20 |
1,951,679 |
Premium* |
|
Virtus Total Return Fund |
DCA |
10% Owner |
|
0 |
2017-03-22 |
1,553,860 |
Premium* |
|
Nuveen Global Equity Income Fund |
JGV |
10% Owner |
|
0 |
2016-09-28 |
2,194,974 |
Premium* |
|
Neuberger Berman Real Estate Sec... |
NRO |
10% Owner |
2016-05-05 |
0 |
2016-12-15 |
4,295,140 |
Premium* |
|
Pacholder High Yield Fund Inc |
PHF |
10% Owner |
|
0 |
2017-07-07 |
1,408,152 |
Premium* |
|
Cushing Renaissance Fund |
SZC |
10% Owner |
2016-08-10 |
0 |
2017-01-17 |
457,550 |
Premium* |
|
Nuveen Long/short Commodity Tota... |
CTF |
10% Owner |
2016-10-28 |
0 |
2016-12-08 |
1,179,781 |
Premium* |
|
Putnam High Income Bond Fund |
PCF |
10% Owner |
2018-06-06 |
21,069 |
2018-06-06 |
1,467,199 |
Premium* |
|
Korea Equity Fund Inc |
KEF |
10% Owner |
2017-02-08 |
0 |
2017-06-21 |
1,726,574 |
Premium* |
|
Jpmorgan China Region Fund Inc |
JFC |
10% Owner |
2017-03-21 |
0 |
2017-09-15 |
845,368 |
Premium* |
|
Putnam Municipal Opportunities T... |
PMO |
10% Owner |
|
0 |
2017-08-10 |
0 |
Premium* |
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Urban Select Capital Corp |
CH |
10% Owner |
2017-12-05 |
21,107 |
2017-12-05 |
917,955 |
Premium* |
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Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-04 |
6,875 |
2018-10-04 |
620,173 |
Premium* |
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Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2019-11-26 |
7,803 |
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0 |
Premium* |
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Records found :
699 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 27 of 28
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
3m +/- |
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|
Form |
JFC |
Jpmorgan China Region Fun... |
10% Owner |
|
2017-05-26 |
4 |
B |
$19.67 |
$983,500 |
I/I |
50,000 |
812,868 |
1.5 |
- |
|
KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-06-12 |
4 |
B |
$9.53 |
$476,500 |
I/I |
50,000 |
1,677,674 |
1.5 |
- |
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JGV |
Nuveen Global Equity Inco... |
10% Owner |
|
2016-09-21 |
4 |
B |
$11.85 |
$593,820 |
I/I |
50,100 |
2,175,882 |
1.5 |
- |
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CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-08-24 |
4 |
B |
$8.52 |
$434,530 |
I/I |
51,000 |
1,593,117 |
1.5 |
- |
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CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-08-24 |
4/A |
B |
$8.52 |
$434,530 |
I/I |
51,000 |
1,587,717 |
1.5 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2017-05-15 |
4 |
S |
$8.74 |
$451,748 |
I/I |
(51,701) |
1,027,009 |
0 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-15 |
4 |
B |
$4.03 |
$211,586 |
I/I |
52,474 |
2,208,398 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-01-29 |
4 |
B |
$7.69 |
$417,401 |
I/I |
54,282 |
905,907 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-09-21 |
4 |
B |
$9.00 |
$495,039 |
I/I |
55,000 |
1,793,545 |
1.5 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2014-12-17 |
4 |
B |
$12.93 |
$713,443 |
I/I |
55,159 |
213,920 |
1.5 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-24 |
4 |
B |
$4.10 |
$228,370 |
I/I |
55,700 |
2,660,472 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-09-06 |
4 |
B |
$4.67 |
$263,950 |
I/I |
56,478 |
3,978,432 |
1.5 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-02-03 |
4 |
B |
$8.44 |
$487,384 |
I/I |
57,736 |
1,082,573 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-05-16 |
4 |
B |
$4.30 |
$248,478 |
I/I |
57,799 |
3,433,810 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-03-01 |
4 |
B |
$8.00 |
$512,026 |
I/I |
64,000 |
1,216,265 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-09-22 |
4 |
B |
$9.08 |
$597,210 |
I/I |
65,780 |
1,859,325 |
1.5 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-16 |
4 |
B |
$4.04 |
$270,874 |
I/I |
67,000 |
2,275,398 |
1.5 |
- |
|
LBF |
DWS Global High Income Fu... |
10% Owner |
|
2015-05-29 |
4 |
B |
$8.30 |
$574,660 |
I/I |
69,020 |
544,840 |
1.5 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-08-08 |
4 |
B |
$9.07 |
$664,251 |
I/I |
73,274 |
1,597,795 |
1.5 |
- |
|
NRO |
Neuberger Berman Real Est... |
10% Owner |
|
2016-12-14 |
4 |
S |
$5.32 |
$390,790 |
I/I |
(73,483) |
4,340,236 |
0 |
- |
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PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2017-06-27 |
4 |
B |
$7.93 |
$594,902 |
I/I |
75,000 |
1,392,652 |
1.5 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-04-04 |
4 |
B |
$4.20 |
$330,567 |
I/I |
78,757 |
2,918,815 |
1.5 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-05-17 |
4 |
B |
$4.29 |
$348,060 |
I/I |
81,097 |
3,514,907 |
1.5 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2017-05-17 |
4 |
S |
$8.69 |
$712,255 |
I/I |
(81,508) |
927,037 |
0 |
- |
|
JFC |
Jpmorgan China Region Fun... |
10% Owner |
|
2017-04-03 |
4 |
B |
$18.40 |
$1,501,413 |
I/I |
81,599 |
585,455 |
1.5 |
- |
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699 Records found
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Page 27 of 28 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
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