|
|
|
Insider
Information: |
Samuels Steven |
Relationship: |
10% Owner |
City: |
Westport |
State: |
CT |
|
|
Insider
Summary: |
|
|
|
Companies Owned : |
22 |
|
Direct
Shares |
85,991 |
|
Indirect Shares
|
26,572,593 |
|
|
Direct
Value |
$431,045 |
|
|
Indirect Value
|
$42,664,196 |
|
|
Total
Shares |
26,658,584 |
|
|
Total
Value |
$43,095,241 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
104
|
0
|
Stock
price went up :
|
87
|
0
|
Stock
price went down : |
17
|
0
|
|
|
|
Gain/Loss Ratio : |
5.1
|
0.0
|
Percentage
Gain/Loss : |
7.6%
|
0.0%
|
|
|
|
|
|
|
Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
![](../../../Gifs/iconPlus.jpg) |
Special Opportunities Fund Inc |
SPE |
Investment Adviser Pri... |
2015-01-30 |
0 |
2012-09-17 |
0 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2015-04-23 |
4,148 |
2015-04-23 |
580,825 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Imperial Holdings, Llc |
IFT |
10% Owner |
|
0 |
2015-06-24 |
2,991,124 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Alliance New York Municipal Inco... |
AYN |
10% Owner |
2015-07-20 |
10,900 |
2015-07-20 |
560,212 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Crossroads Capital Inc |
XRDC |
10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
DWS Global High Income Fund |
LBF |
10% Owner |
|
0 |
2016-05-04 |
480,946 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Mfs Intermarket Income Trust I |
CMK |
10% Owner |
2015-09-09 |
14,089 |
2015-09-09 |
1,587,717 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Advent/Claymore Enhanced Growth ... |
LCM |
10% Owner |
|
0 |
2017-05-17 |
927,037 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
First Trust Active Dividend Inco... |
FAV |
10% Owner |
|
0 |
2016-10-20 |
1,951,679 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Virtus Total Return Fund |
DCA |
10% Owner |
|
0 |
2017-03-22 |
1,553,860 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Nuveen Global Equity Income Fund |
JGV |
10% Owner |
|
0 |
2016-09-28 |
2,194,974 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Neuberger Berman Real Estate Sec... |
NRO |
10% Owner |
2016-05-05 |
0 |
2016-12-15 |
4,295,140 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Pacholder High Yield Fund Inc |
PHF |
10% Owner |
|
0 |
2017-07-07 |
1,408,152 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Cushing Renaissance Fund |
SZC |
10% Owner |
2016-08-10 |
0 |
2017-01-17 |
457,550 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Nuveen Long/short Commodity Tota... |
CTF |
10% Owner |
2016-10-28 |
0 |
2016-12-08 |
1,179,781 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Putnam High Income Bond Fund |
PCF |
10% Owner |
2018-06-06 |
21,069 |
2018-06-06 |
1,467,199 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Korea Equity Fund Inc |
KEF |
10% Owner |
2017-02-08 |
0 |
2017-06-21 |
1,726,574 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Jpmorgan China Region Fund Inc |
JFC |
10% Owner |
2017-03-21 |
0 |
2017-09-15 |
845,368 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Putnam Municipal Opportunities T... |
PMO |
10% Owner |
|
0 |
2017-08-10 |
0 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Urban Select Capital Corp |
CH |
10% Owner |
2017-12-05 |
21,107 |
2017-12-05 |
917,955 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-04 |
6,875 |
2018-10-04 |
620,173 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2019-11-26 |
7,803 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
Records found :
699 |
Free Registration Required For Full Results. Limit: 25
|
|
Download |
Page 3 of 28
|
Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
AYN |
Alliance New York Municip... |
10% Owner |
|
2014-12-10 |
4 |
B |
$12.86 |
$118,074 |
I/I |
9,180 |
95,439 |
1.5 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2014-12-11 |
4 |
B |
$12.86 |
$65,452 |
I/I |
5,088 |
100,527 |
1.5 |
- |
|
SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2014-12-12 |
4 |
S |
$19.16 |
$177,519 |
I/I |
(9,264) |
827,938 |
0 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2014-12-12 |
4 |
B |
$12.86 |
$284,384 |
I/I |
22,109 |
122,636 |
1.5 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2014-12-15 |
4 |
B |
$12.89 |
$142,946 |
I/I |
11,092 |
133,728 |
1.5 |
- |
|
SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2014-12-15 |
4 |
S |
$19.15 |
$38,051 |
I/I |
(1,987) |
825,951 |
0 |
- |
|
SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2014-12-16 |
4 |
S |
$19.10 |
$59,210 |
I/I |
(3,100) |
822,851 |
0 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2014-12-16 |
4 |
B |
$12.91 |
$323,103 |
I/I |
25,033 |
158,761 |
1.5 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2014-12-17 |
4 |
B |
$12.93 |
$713,443 |
I/I |
55,159 |
213,920 |
1.5 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2014-12-18 |
4 |
B |
$12.98 |
$439,596 |
I/I |
33,869 |
247,289 |
1.5 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2014-12-19 |
4 |
B |
$13.00 |
$22,438 |
I/I |
1,726 |
249,515 |
1.5 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2014-12-22 |
4 |
B |
$13.06 |
$237,878 |
I/I |
18,220 |
267,735 |
1.5 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2014-12-23 |
4 |
B |
$13.14 |
$291,375 |
I/I |
22,176 |
289,911 |
1.5 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2014-12-24 |
4 |
B |
$13.15 |
$127,079 |
I/I |
9,663 |
299,574 |
1.5 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2014-12-26 |
4 |
B |
$13.16 |
$112,137 |
I/I |
8,524 |
308,098 |
1.5 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2014-12-29 |
4 |
B |
$13.20 |
$99,376 |
I/I |
7,527 |
315,625 |
1.5 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2014-12-30 |
4 |
B |
$13.25 |
$3,975 |
I/I |
300 |
315,925 |
1.42 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2015-01-08 |
4 |
B |
$13.70 |
$269,905 |
I/I |
19,705 |
335,630 |
1.5 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2015-01-12 |
4 |
B |
$13.76 |
$91,290 |
I/I |
6,634 |
342,264 |
1.5 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2015-01-13 |
4 |
B |
$13.74 |
$45,631 |
I/I |
3,321 |
345,585 |
1.5 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2015-01-14 |
4 |
B |
$13.90 |
$28,426 |
I/I |
2,045 |
347,630 |
1.5 |
- |
|
SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2015-01-15 |
4 |
S |
$18.60 |
$278,740 |
I/I |
(14,984) |
807,867 |
0 |
- |
|
SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2015-01-16 |
4 |
S |
$18.50 |
$96,977 |
I/I |
(5,242) |
802,625 |
0 |
- |
|
SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2015-01-20 |
4 |
S |
$18.52 |
$341,185 |
I/I |
(18,423) |
784,202 |
0 |
- |
|
SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2015-01-21 |
4 |
S |
$18.41 |
$633,626 |
I/I |
(34,422) |
749,780 |
0 |
- |
|
699 Records found
|
|
Page 3 of 28 |
|
Free Registration Required For Full Results. Limit: 25
|
|
|
Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
|
|
|
|
|
|