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Insider
Information: |
Samuels Steven |
Relationship: |
10% Owner |
City: |
Westport |
State: |
CT |
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Insider
Summary: |
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|
Companies Owned : |
22 |
|
Direct
Shares |
85,991 |
|
Indirect Shares
|
26,572,593 |
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|
Direct
Value |
$426,469 |
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Indirect Value
|
$41,960,336 |
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|
Total
Shares |
26,658,584 |
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Total
Value |
$42,386,805 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
104
|
0
|
Stock
price went up :
|
87
|
0
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Stock
price went down : |
17
|
0
|
|
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Gain/Loss Ratio : |
5.1
|
0.0
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Percentage
Gain/Loss : |
7.6%
|
0.0%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Special Opportunities Fund Inc |
SPE |
Investment Adviser Pri... |
2015-01-30 |
0 |
2012-09-17 |
0 |
Premium* |
|
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2015-04-23 |
4,148 |
2015-04-23 |
580,825 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
10% Owner |
|
0 |
2015-06-24 |
2,991,124 |
Premium* |
|
Alliance New York Municipal Inco... |
AYN |
10% Owner |
2015-07-20 |
10,900 |
2015-07-20 |
560,212 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
DWS Global High Income Fund |
LBF |
10% Owner |
|
0 |
2016-05-04 |
480,946 |
Premium* |
|
Mfs Intermarket Income Trust I |
CMK |
10% Owner |
2015-09-09 |
14,089 |
2015-09-09 |
1,587,717 |
Premium* |
|
Advent/Claymore Enhanced Growth ... |
LCM |
10% Owner |
|
0 |
2017-05-17 |
927,037 |
Premium* |
|
First Trust Active Dividend Inco... |
FAV |
10% Owner |
|
0 |
2016-10-20 |
1,951,679 |
Premium* |
|
Virtus Total Return Fund |
DCA |
10% Owner |
|
0 |
2017-03-22 |
1,553,860 |
Premium* |
|
Nuveen Global Equity Income Fund |
JGV |
10% Owner |
|
0 |
2016-09-28 |
2,194,974 |
Premium* |
|
Neuberger Berman Real Estate Sec... |
NRO |
10% Owner |
2016-05-05 |
0 |
2016-12-15 |
4,295,140 |
Premium* |
|
Pacholder High Yield Fund Inc |
PHF |
10% Owner |
|
0 |
2017-07-07 |
1,408,152 |
Premium* |
|
Cushing Renaissance Fund |
SZC |
10% Owner |
2016-08-10 |
0 |
2017-01-17 |
457,550 |
Premium* |
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Nuveen Long/short Commodity Tota... |
CTF |
10% Owner |
2016-10-28 |
0 |
2016-12-08 |
1,179,781 |
Premium* |
|
Putnam High Income Bond Fund |
PCF |
10% Owner |
2018-06-06 |
21,069 |
2018-06-06 |
1,467,199 |
Premium* |
|
Korea Equity Fund Inc |
KEF |
10% Owner |
2017-02-08 |
0 |
2017-06-21 |
1,726,574 |
Premium* |
|
Jpmorgan China Region Fund Inc |
JFC |
10% Owner |
2017-03-21 |
0 |
2017-09-15 |
845,368 |
Premium* |
|
Putnam Municipal Opportunities T... |
PMO |
10% Owner |
|
0 |
2017-08-10 |
0 |
Premium* |
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Urban Select Capital Corp |
CH |
10% Owner |
2017-12-05 |
21,107 |
2017-12-05 |
917,955 |
Premium* |
|
Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-04 |
6,875 |
2018-10-04 |
620,173 |
Premium* |
|
Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2019-11-26 |
7,803 |
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0 |
Premium* |
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Records found :
699 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 3 of 28
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2014-02-26 |
4 |
B |
$23.69 |
$6,562 |
I/I |
277 |
998,689 |
1.5 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2014-12-30 |
4 |
B |
$13.25 |
$3,975 |
I/I |
300 |
315,925 |
1.42 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
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2016-03-29 |
4 |
B |
$8.52 |
$2,556 |
I/I |
300 |
1,309,320 |
1.42 |
- |
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PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2016-07-01 |
4 |
S |
$7.15 |
$2,145 |
I/I |
(300) |
1,094,023 |
0 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-08-05 |
4 |
B |
$9.05 |
$2,715 |
I/I |
300 |
1,524,521 |
1.42 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-08-15 |
4 |
B |
$9.13 |
$2,739 |
I/I |
300 |
1,605,250 |
1.42 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-10-20 |
4 |
B |
$8.86 |
$2,658 |
I/I |
300 |
1,951,679 |
1.42 |
- |
|
PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2016-11-11 |
4 |
B |
$6.72 |
$2,017 |
I/I |
300 |
966,830 |
1.42 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-10-19 |
4 |
B |
$8.97 |
$2,691 |
I/I |
300 |
1,148,772 |
1.42 |
- |
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AKP |
Alliance California Munic... |
10% Owner |
|
2018-09-24 |
4 |
B |
$13.45 |
$4,034 |
I/I |
300 |
731,255 |
1.42 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2015-02-24 |
4 |
B |
$13.77 |
$4,833 |
I/I |
351 |
372,181 |
1.42 |
- |
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AYN |
Alliance New York Municip... |
10% Owner |
|
2014-12-03 |
4 |
B |
$12.76 |
$5,102 |
I/I |
400 |
64,593 |
1.5 |
- |
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AYN |
Alliance New York Municip... |
10% Owner |
|
2015-02-20 |
4 |
B |
$13.80 |
$5,520 |
I/I |
400 |
370,193 |
1.5 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2015-02-27 |
4 |
B |
$13.78 |
$5,512 |
I/I |
400 |
377,921 |
1.5 |
- |
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AYN |
Alliance New York Municip... |
10% Owner |
|
2015-03-31 |
4 |
B |
$13.94 |
$5,576 |
I/I |
400 |
409,218 |
1.5 |
- |
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XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-07-08 |
4 |
B |
$4.62 |
$1,848 |
I/I |
400 |
815,327 |
1.42 |
- |
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PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2017-05-15 |
4 |
B |
$7.95 |
$3,180 |
I/I |
400 |
1,174,857 |
1.42 |
- |
|
PMO |
Putnam Municipal Opportun... |
10% Owner |
|
2017-08-10 |
4 |
D |
$22,437.50 |
$8,975,000 |
I/I |
(400) |
0 |
0 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-10-18 |
4 |
B |
$8.95 |
$3,580 |
I/I |
400 |
1,148,472 |
1.42 |
- |
|
KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-03-21 |
4 |
B |
$8.64 |
$3,482 |
I/I |
403 |
1,134,384 |
1.42 |
- |
|
PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2016-06-29 |
4 |
S |
$7.13 |
$2,918 |
I/I |
(409) |
1,095,023 |
0 |
- |
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KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-04-11 |
4 |
B |
$8.47 |
$3,659 |
I/I |
432 |
1,204,678 |
1.42 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-01-28 |
4 |
B |
$7.57 |
$3,407 |
I/I |
450 |
851,625 |
1.42 |
- |
|
SPE |
Special Opportunities Fun... |
Investment Advisor Principal |
|
2011-09-08 |
5 |
B |
$14.73 |
$7,365 |
D/D |
500 |
2,280 |
0 |
- |
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SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2014-03-06 |
4 |
B |
$23.64 |
$11,820 |
I/I |
500 |
1,054,633 |
1.5 |
- |
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699 Records found
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Page 3 of 28 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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