|
|
|
Insider
Information: |
Samuels Steven |
Relationship: |
10% Owner |
City: |
Westport |
State: |
CT |
|
|
Insider
Summary: |
|
|
|
Companies Owned : |
22 |
|
Direct
Shares |
85,991 |
|
Indirect Shares
|
26,572,593 |
|
|
Direct
Value |
$426,469 |
|
|
Indirect Value
|
$41,960,336 |
|
|
Total
Shares |
26,658,584 |
|
|
Total
Value |
$42,386,805 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
104
|
0
|
Stock
price went up :
|
87
|
0
|
Stock
price went down : |
17
|
0
|
|
|
|
Gain/Loss Ratio : |
5.1
|
0.0
|
Percentage
Gain/Loss : |
7.6%
|
0.0%
|
|
|
|
|
|
|
Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Special Opportunities Fund Inc |
SPE |
Investment Adviser Pri... |
2015-01-30 |
0 |
2012-09-17 |
0 |
Premium* |
|
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2015-04-23 |
4,148 |
2015-04-23 |
580,825 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
10% Owner |
|
0 |
2015-06-24 |
2,991,124 |
Premium* |
|
Alliance New York Municipal Inco... |
AYN |
10% Owner |
2015-07-20 |
10,900 |
2015-07-20 |
560,212 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
DWS Global High Income Fund |
LBF |
10% Owner |
|
0 |
2016-05-04 |
480,946 |
Premium* |
|
Mfs Intermarket Income Trust I |
CMK |
10% Owner |
2015-09-09 |
14,089 |
2015-09-09 |
1,587,717 |
Premium* |
|
Advent/Claymore Enhanced Growth ... |
LCM |
10% Owner |
|
0 |
2017-05-17 |
927,037 |
Premium* |
|
First Trust Active Dividend Inco... |
FAV |
10% Owner |
|
0 |
2016-10-20 |
1,951,679 |
Premium* |
|
Virtus Total Return Fund |
DCA |
10% Owner |
|
0 |
2017-03-22 |
1,553,860 |
Premium* |
|
Nuveen Global Equity Income Fund |
JGV |
10% Owner |
|
0 |
2016-09-28 |
2,194,974 |
Premium* |
|
Neuberger Berman Real Estate Sec... |
NRO |
10% Owner |
2016-05-05 |
0 |
2016-12-15 |
4,295,140 |
Premium* |
|
Pacholder High Yield Fund Inc |
PHF |
10% Owner |
|
0 |
2017-07-07 |
1,408,152 |
Premium* |
|
Cushing Renaissance Fund |
SZC |
10% Owner |
2016-08-10 |
0 |
2017-01-17 |
457,550 |
Premium* |
|
Nuveen Long/short Commodity Tota... |
CTF |
10% Owner |
2016-10-28 |
0 |
2016-12-08 |
1,179,781 |
Premium* |
|
Putnam High Income Bond Fund |
PCF |
10% Owner |
2018-06-06 |
21,069 |
2018-06-06 |
1,467,199 |
Premium* |
|
Korea Equity Fund Inc |
KEF |
10% Owner |
2017-02-08 |
0 |
2017-06-21 |
1,726,574 |
Premium* |
|
Jpmorgan China Region Fund Inc |
JFC |
10% Owner |
2017-03-21 |
0 |
2017-09-15 |
845,368 |
Premium* |
|
Putnam Municipal Opportunities T... |
PMO |
10% Owner |
|
0 |
2017-08-10 |
0 |
Premium* |
|
Urban Select Capital Corp |
CH |
10% Owner |
2017-12-05 |
21,107 |
2017-12-05 |
917,955 |
Premium* |
|
Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-04 |
6,875 |
2018-10-04 |
620,173 |
Premium* |
|
Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2019-11-26 |
7,803 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
Records found :
699 |
Free Registration Required For Full Results. Limit: 25
|
|
Download |
Page 6 of 28
|
Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
AKP |
Alliance California Munic... |
10% Owner |
|
2018-10-01 |
4 |
B |
$13.61 |
$15,107 |
I/I |
1,110 |
585,100 |
1.5 |
- |
|
PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2016-08-30 |
4 |
S |
$7.22 |
$8,094 |
I/I |
(1,121) |
993,845 |
0 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-11-15 |
4 |
B |
$8.86 |
$10,192 |
I/I |
1,150 |
1,240,332 |
1.5 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-06-10 |
4 |
B |
$8.89 |
$10,650 |
I/I |
1,198 |
1,414,860 |
1.5 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-04-15 |
4 |
B |
$4.19 |
$5,022 |
I/I |
1,200 |
3,035,861 |
1.5 |
- |
|
SZC |
Cushing Renaissance Fund |
10% Owner |
|
2016-08-18 |
4 |
B |
$16.41 |
$19,957 |
I/I |
1,216 |
445,678 |
1.5 |
- |
|
PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2017-05-24 |
4 |
B |
$7.94 |
$9,830 |
I/I |
1,238 |
1,227,768 |
1.5 |
- |
|
CTF |
Nuveen Long/short Commodi... |
10% Owner |
|
2016-12-08 |
4 |
B |
$13.13 |
$16,635 |
I/I |
1,267 |
1,179,781 |
1.5 |
- |
|
CTF |
Nuveen Long/short Commodi... |
10% Owner |
|
2016-12-06 |
4 |
B |
$13.13 |
$17,423 |
I/I |
1,327 |
1,178,514 |
1.5 |
- |
|
PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2017-04-28 |
4 |
B |
$7.87 |
$10,554 |
I/I |
1,341 |
1,145,385 |
1.5 |
- |
|
CTF |
Nuveen Long/short Commodi... |
10% Owner |
|
2016-11-01 |
4 |
B |
$13.19 |
$17,965 |
I/I |
1,362 |
1,077,742 |
1.5 |
- |
|
SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2015-01-30 |
4 |
S |
$15.95 |
$21,947 |
I/I |
(1,376) |
732,537 |
0 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-01-14 |
4 |
B |
$7.91 |
$11,014 |
I/I |
1,392 |
759,896 |
1.5 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-08-30 |
4 |
B |
$9.11 |
$12,754 |
I/I |
1,400 |
1,690,324 |
1.5 |
- |
|
KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-03-08 |
4 |
B |
$8.06 |
$11,284 |
I/I |
1,400 |
1,120,978 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2018-01-10 |
4 |
B |
$9.12 |
$12,923 |
I/I |
1,417 |
1,247,302 |
1.5 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2015-02-25 |
4 |
B |
$13.78 |
$20,036 |
I/I |
1,454 |
373,635 |
1.5 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-01-21 |
4 |
B |
$7.66 |
$11,360 |
I/I |
1,483 |
783,120 |
1.5 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-07-21 |
4 |
B |
$9.20 |
$13,795 |
I/I |
1,500 |
1,487,641 |
1.5 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-10-05 |
4 |
B |
$9.11 |
$13,670 |
I/I |
1,500 |
1,940,479 |
1.5 |
- |
|
SPE |
Special Opportunities Fun... |
Investment Adviser Principal |
|
2014-02-19 |
5 |
A |
$0.00 |
$0 |
D/D |
1,515 |
3,079 |
0 |
- |
|
PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2017-04-13 |
4 |
B |
$7.84 |
$11,940 |
I/I |
1,523 |
1,127,745 |
1.5 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-02-05 |
4 |
B |
$7.65 |
$11,666 |
I/I |
1,525 |
952,120 |
1.5 |
- |
|
SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2014-12-01 |
4 |
S |
$22.53 |
$35,824 |
I/I |
(1,590) |
992,195 |
0 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-01-05 |
4 |
B |
$8.41 |
$13,585 |
I/I |
1,615 |
752,363 |
1.5 |
- |
|
699 Records found
|
|
Page 6 of 28 |
|
Free Registration Required For Full Results. Limit: 25
|
|
|
Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
|
|
|
|
|
|