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Insider Information:   Rosenthal Saul B
Relationship:   President, Director
City:   Greenwich
State:   CT
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   4,571,663    

Indirect Shares

   2,316,102      
Direct Value   $20,086,721    

Indirect Value

   $12,643,305      
Total Shares   6,887,765      
Total Value   $32,730,026      


TICC Capital Corp $6,355,438 Oxford Lane Capital Corp. $13,731,283 TICC Capital Corp $6,355,438 Oxford Lane Capital Corp. $13,731,283
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    39   
    0    

     Stock price went up :
    8   
    0    
     Stock price went down :
    31   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
   -6.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            TICC Capital Corp TICC President and COO 2023-06-14 2,056,776 2023-06-14 1,102    Premium*  
            Oxford Lane Capital Corp. OXLC President, Director 2024-05-28 2,514,887 2024-05-28 2,315,000    Premium*  
* Premium Members only  

Records found :    168         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
TICC TICC Capital Corp President & COO   •       –      –    2005-01-25 4 OE $14.03 $15,895 D/D 1,133 4,533 -
TICC TICC Capital Corp President and COO   •       –      –    2007-11-26 4 B $10.21 $51,114 D/D 5,000 9,662 2.74 -
TICC TICC Capital Corp President and COO   •       –      –    2008-06-13 4 OE $5.20 $9,911 D/D 1,906 11,581 0 -
TICC TICC Capital Corp President and COO   •       –      –    2008-06-13 4/A OE $5.20 $13,541 D/D 2,604 12,279 0 -
TICC TICC Capital Corp President and COO   •       –      –    2008-06-20 4 B $4.97 $126,890 D/D 25,000 37,279 2.74 -
TICC TICC Capital Corp President and COO   •       –      –    2008-09-17 4 B $4.67 $117,027 D/D 25,000 62,279 2.74 -
TICC TICC Capital Corp President and COO   •       –      –    2008-11-11 4 B $3.02 $57,602 D/D 18,960 81,251 2.74 -
TICC TICC Capital Corp President and COO   •       –      –    2008-11-12 4 B $3.05 $18,422 D/D 6,040 87,291 2.74 -
OXLC Oxford Lane Capital Corp. President   •       •      –    2011-01-25 4 B $20.00 $750,000 D/D 37,500 40,000 2.81 -
OXLC Oxford Lane Capital Corp. President   •       •      –    2011-08-26 4 OE $15.00 $60,000 D/D 4,000 44,000 0 -
TICC TICC Capital Corp President and COO   •       –      –    2011-12-19 4 B $8.50 $169,964 D/D 20,000 107,355 2.74 -
OXLC Oxford Lane Capital Corp. President   •       •      –    2012-04-27 4 OE $13.75 $247,500 D/D 18,000 62,000 0 -
OXLC Oxford Lane Capital Corp. President   •       •      –    2013-02-25 4 OE $14.50 $551,000 D/D 38,000 100,000 0 -
OXLC Oxford Lane Capital Corp. President   •       •      –    2013-11-18 4 B $22.50 $499,995 D/D 22,222 22,222 2.81 -
OXLC Oxford Lane Capital Corp. President   •       •      –    2014-03-11 4 OE $17.00 $170,000 D/D 10,000 110,000 0 -
TICC TICC Capital Corp President and COO   •       –      –    2016-05-05 4 B $5.00 $64,038 D/D 12,800 120,344 2.74 -
TICC TICC Capital Corp President and COO   •       –      –    2016-05-06 4 B $5.02 $64,218 D/D 12,800 133,144 2.74 -
TICC TICC Capital Corp President and COO   •       –      –    2016-05-09 4 B $5.04 $84,084 D/D 16,680 149,824 2.74 -
TICC TICC Capital Corp President and COO   •       –      –    2016-05-10 4 B $5.08 $84,801 D/D 16,680 166,504 2.74 -
TICC TICC Capital Corp President and COO   •       –      –    2016-05-11 4 B $5.24 $87,353 D/D 16,680 183,184 2.74 -
TICC TICC Capital Corp President and COO   •       –      –    2016-05-12 4 B $5.30 $88,454 D/D 16,680 199,864 2.74 -
TICC TICC Capital Corp President and COO   •       –      –    2016-05-13 4 B $5.34 $72,509 D/D 13,571 213,435 2.74 -
TICC TICC Capital Corp President and COO   •       –      –    2016-05-16 4 B $5.44 $109,590 D/D 20,160 233,595 2.74 -
TICC TICC Capital Corp President and COO   •       –      –    2016-05-17 4 B $5.43 $109,388 D/D 20,160 253,755 2.74 -
TICC TICC Capital Corp President and COO   •       –      –    2016-05-18 4 B $5.44 $109,590 D/D 20,160 273,915 2.74 -
  168  Records found
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  Page 1 of 7  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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