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Insider Information:   Rothenberg Michael
Relationship:   See Footnote 1, 10% Ow...
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   4    
Direct Shares   1,474,742    

Indirect Shares

  1,626,730      
Direct Value   $37,723,900    

Indirect Value

  $40,623,158      
Total Shares   3,101,472      
Total Value   $78,347,058      


Capital Southwest Corp
 $37,723,900 Capital Southwest Corp
 $37,723,900
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    0    

     Stock price went up :

    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Cadus Corp KDUS 10% Owner 2013-03-06 0 2013-09-24 0    Premium*  
            Mac-Gray Corp TUC Director 2014-01-09 0 2014-01-09 0    Premium*  
            Capital Southwest Corp CSWC 10% Owner 2017-08-28 1,474,742 2017-08-28 1,573,594    Premium*  
            Perceptron Inc PRCP See Footnote 1, 10% Ow... 0 2016-07-15 53,136    Premium*  
* Premium Members only  

Records found :    42         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 2
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
TUC Mac-Gray Corp Director   –       •      –    2013-06-05 3 IO $0.00 $0 I/I 0 1,338,127 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2016-01-06 3 IO $0.00 $0 I/I 0 1,558,332 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2016-01-06 3 IO $0.00 $0 I/I 0 1,561,838 -
PRCP Perceptron Inc 10% Owner   –       –       •   2016-06-28 3 IO $0.00 $0 I/I 0 830,898 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2017-01-13 4 S $16.73 $1,673 I/I (100) 1,630,852 0 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2017-01-13 4 S $16.73 $1,673 D/D (100) 1,529,071 0 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2017-04-10 4 S $17.02 $1,702 I/I (100) 1,626,864 0 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2017-04-10 4 S $17.02 $1,702 D/D (100) 1,525,083 0 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2017-03-29 4 S $16.84 $3,368 D/D (200) 1,528,871 0 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2017-03-29 4 S $16.84 $3,368 I/I (200) 1,630,652 0 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2017-04-04 4 S $16.92 $3,993 D/D (236) 1,526,685 0 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2017-04-04 4 S $16.92 $3,993 I/I (236) 1,628,466 0 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2017-03-31 4 S $16.84 $6,736 D/D (400) 1,528,471 0 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2017-03-31 4 S $16.84 $6,736 I/I (400) 1,630,252 0 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2016-01-11 4 B $14.12 $7,060 I/I 500 1,568,138 1.5 -
TUC Mac-Gray Corp Director   –       •      –    2013-10-02 4 A $14.56 $7,498 D/D 515 1,048 0 -
TUC Mac-Gray Corp Director   –       •      –    2013-07-02 4 A $14.07 $7,499 D/D 533 533 0 -
TUC Mac-Gray Corp Director   –       •      –    2014-01-09 4 D $0.00 $0 D/D (1,048) 0 0 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2016-01-15 4 B $13.72 $15,092 I/I 1,100 1,660,113 1.5 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2017-08-28 4 S $17.40 $23,020 D/D (1,323) 1,474,742 0 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2017-08-28 4 S $17.40 $24,360 I/I (1,400) 1,573,594 0 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2017-04-05 4 S $16.95 $25,459 D/D (1,502) 1,525,183 0 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2017-04-05 4 S $16.95 $25,459 I/I (1,502) 1,626,964 0 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2017-04-03 4 S $16.84 $26,168 D/D (1,550) 1,526,921 0 -
CSWC Capital Southwest Corp 10% Owner   –       –       •   2017-04-03 4 S $16.84 $26,168 I/I (1,550) 1,628,702 0 -

  42  Records found
  1  2      
  Page 1 of 2  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed