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Insider
Information: |
Samuels Steven |
Relationship: |
10% Owner |
City: |
Westport |
State: |
CT |
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Insider
Summary: |
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Companies Owned : |
22 |
|
Direct
Shares |
85,991 |
|
Indirect Shares
|
26,572,593 |
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|
Direct
Value |
$426,469 |
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Indirect Value
|
$41,960,336 |
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Total
Shares |
26,658,584 |
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Total
Value |
$42,386,805 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
104
|
0
|
Stock
price went up :
|
87
|
0
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Stock
price went down : |
17
|
0
|
|
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|
Gain/Loss Ratio : |
5.1
|
0.0
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Percentage
Gain/Loss : |
7.6%
|
0.0%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Special Opportunities Fund Inc |
SPE |
Investment Adviser Pri... |
2015-01-30 |
0 |
2012-09-17 |
0 |
Premium* |
|
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2015-04-23 |
4,148 |
2015-04-23 |
580,825 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
10% Owner |
|
0 |
2015-06-24 |
2,991,124 |
Premium* |
|
Alliance New York Municipal Inco... |
AYN |
10% Owner |
2015-07-20 |
10,900 |
2015-07-20 |
560,212 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
DWS Global High Income Fund |
LBF |
10% Owner |
|
0 |
2016-05-04 |
480,946 |
Premium* |
|
Mfs Intermarket Income Trust I |
CMK |
10% Owner |
2015-09-09 |
14,089 |
2015-09-09 |
1,587,717 |
Premium* |
|
Advent/Claymore Enhanced Growth ... |
LCM |
10% Owner |
|
0 |
2017-05-17 |
927,037 |
Premium* |
|
First Trust Active Dividend Inco... |
FAV |
10% Owner |
|
0 |
2016-10-20 |
1,951,679 |
Premium* |
|
Virtus Total Return Fund |
DCA |
10% Owner |
|
0 |
2017-03-22 |
1,553,860 |
Premium* |
|
Nuveen Global Equity Income Fund |
JGV |
10% Owner |
|
0 |
2016-09-28 |
2,194,974 |
Premium* |
|
Neuberger Berman Real Estate Sec... |
NRO |
10% Owner |
2016-05-05 |
0 |
2016-12-15 |
4,295,140 |
Premium* |
|
Pacholder High Yield Fund Inc |
PHF |
10% Owner |
|
0 |
2017-07-07 |
1,408,152 |
Premium* |
|
Cushing Renaissance Fund |
SZC |
10% Owner |
2016-08-10 |
0 |
2017-01-17 |
457,550 |
Premium* |
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Nuveen Long/short Commodity Tota... |
CTF |
10% Owner |
2016-10-28 |
0 |
2016-12-08 |
1,179,781 |
Premium* |
|
Putnam High Income Bond Fund |
PCF |
10% Owner |
2018-06-06 |
21,069 |
2018-06-06 |
1,467,199 |
Premium* |
|
Korea Equity Fund Inc |
KEF |
10% Owner |
2017-02-08 |
0 |
2017-06-21 |
1,726,574 |
Premium* |
|
Jpmorgan China Region Fund Inc |
JFC |
10% Owner |
2017-03-21 |
0 |
2017-09-15 |
845,368 |
Premium* |
|
Putnam Municipal Opportunities T... |
PMO |
10% Owner |
|
0 |
2017-08-10 |
0 |
Premium* |
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Urban Select Capital Corp |
CH |
10% Owner |
2017-12-05 |
21,107 |
2017-12-05 |
917,955 |
Premium* |
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Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-04 |
6,875 |
2018-10-04 |
620,173 |
Premium* |
|
Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2019-11-26 |
7,803 |
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0 |
Premium* |
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Records found :
25 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 1 of 1
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
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|
Form |
DCA |
Virtus Total Return Fund |
10% Owner |
|
2017-03-22 |
4 |
S |
$4.87 |
$12,842,253 |
I/I |
(2,636,634) |
1,553,860 |
0 |
- |
|
SPE |
Special Opportunities Fun... |
Investment Advisor Principal |
|
2010-01-22 |
5 |
S |
$14.18 |
$28,140,692 |
I/I |
(1,984,534) |
0 |
0 |
- |
|
IFT |
Imperial Holdings, Llc |
10% Owner |
|
2015-06-24 |
4 |
OE |
$5.75 |
$7,508,632 |
I/I |
1,305,849 |
2,991,124 |
0 |
- |
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CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-07-22 |
4 |
B |
$8.64 |
$4,322,592 |
I/I |
500,300 |
1,516,017 |
1.5 |
- |
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CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-07-22 |
4/A |
B |
$8.64 |
$4,322,592 |
I/I |
500,300 |
1,510,617 |
1.5 |
- |
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KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-06-07 |
4 |
B |
$9.53 |
$2,382,500 |
I/I |
250,000 |
1,627,674 |
1.5 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2018-01-17 |
4 |
B |
$9.10 |
$1,989,129 |
I/I |
218,600 |
1,484,572 |
1.5 |
- |
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AKP |
Alliance California Munic... |
10% Owner |
|
2018-10-01 |
4 |
D |
$0.00 |
$0 |
I/I |
(149,565) |
583,990 |
0 |
- |
|
SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2014-12-04 |
4 |
S |
$19.60 |
$2,882,062 |
I/I |
(147,044) |
837,202 |
0 |
- |
|
SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2015-02-02 |
4 |
D |
$23.27 |
$2,962,622 |
I/I |
(127,314) |
605,223 |
0 |
- |
|
AYN |
Alliance New York Municip... |
10% Owner |
|
2015-07-16 |
4 |
B |
$14.03 |
$1,539,568 |
I/I |
109,734 |
545,056 |
1.5 |
- |
|
IFT |
Imperial Holdings, Llc |
10% Owner |
|
2013-12-31 |
5 |
D |
$0.00 |
$0 |
I/I |
(106,596) |
1,685,275 |
0 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-09-08 |
4 |
B |
$4.66 |
$471,635 |
I/I |
101,268 |
4,079,069 |
1.5 |
- |
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CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-07-15 |
4/A |
B |
$8.52 |
$852,000 |
I/I |
100,000 |
915,317 |
1.5 |
- |
|
CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-07-15 |
4 |
B |
$8.52 |
$852,000 |
I/I |
100,000 |
920,717 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-18 |
4 |
B |
$4.12 |
$412,230 |
I/I |
100,000 |
2,464,526 |
1.5 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-28 |
4 |
B |
$4.08 |
$408,430 |
I/I |
100,000 |
2,760,472 |
1.5 |
- |
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KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-06-05 |
4 |
B |
$9.54 |
$954,000 |
I/I |
100,000 |
1,377,174 |
1.5 |
- |
|
CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-07-17 |
4/A |
B |
$8.65 |
$822,954 |
I/I |
95,000 |
1,010,317 |
1.5 |
- |
|
CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-07-17 |
4 |
B |
$8.65 |
$822,954 |
I/I |
95,000 |
1,015,717 |
1.5 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2018-06-06 |
4 |
D |
$0.00 |
$0 |
I/I |
(90,422) |
1,467,199 |
0 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-17 |
4 |
B |
$4.11 |
$366,628 |
I/I |
89,128 |
2,364,526 |
1.5 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-22 |
4 |
B |
$4.11 |
$347,211 |
I/I |
84,500 |
2,572,172 |
1.5 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-05-12 |
4 |
B |
$4.31 |
$358,614 |
I/I |
83,267 |
3,365,311 |
1.5 |
- |
|
JFC |
Jpmorgan China Region Fun... |
10% Owner |
|
2017-04-03 |
4 |
B |
$18.40 |
$1,501,413 |
I/I |
81,599 |
585,455 |
1.5 |
- |
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25 Records found
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1
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Page 1 of 1 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Aquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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