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Insider
Information: |
Royce Charles M |
Relationship: |
Portfolio Manager |
City: |
New York |
State: |
NY |
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Insider
Summary: |
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Companies Owned : |
6 |
|
Direct
Shares |
2,286,686 |
|
Indirect Shares
|
2,870,250 |
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|
Direct
Value |
$17,836,802 |
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Indirect Value
|
$26,482,076 |
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Total
Shares |
5,156,936 |
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Total
Value |
$44,318,878 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
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Total
Filings :
|
5
|
6
|
Stock
price went up :
|
5
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6
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Stock
price went down : |
0
|
0
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Gain/Loss Ratio : |
5.0
|
6.0
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Percentage
Gain/Loss : |
36.5%
|
354.9%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Royce Value Trust Inc |
RVT |
Portfolio Manager |
2021-12-29 |
100,490 |
2021-12-29 |
273,134 |
Premium* |
|
TICC Capital Corp |
TICC |
Director |
2016-06-20 |
478,614 |
2023-06-14 |
392,285 |
Premium* |
|
Royce Micro-Cap Trust Inc |
RMT |
Portfolio Manager |
2021-12-29 |
1,044,038 |
2021-12-29 |
455,542 |
Premium* |
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Royce Focus Trust Inc |
FUND |
President, President -... |
2013-11-29 |
502,294 |
2013-11-29 |
772,178 |
Premium* |
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Oxford Lane Capital Corp. |
OXLC |
Former 10% Owner |
2011-01-25 |
161,250 |
|
0 |
Premium* |
|
Royce Global Value Trust, Inc. |
RGT |
Portfolio Manager |
2021-12-29 |
0 |
2021-12-29 |
977,111 |
Premium* |
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Records found :
159 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 1 of 7
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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|
3m +/- |
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Form |
OXLC |
Oxford Lane Capital Corp. |
10% Owner |
|
2011-01-19 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,250 |
|
- |
|
RGT |
Royce Global Value Trust,... |
CEO - Investment Adviser |
|
2015-08-31 |
4 |
B |
$7.42 |
$37,093 |
I/I |
5,000 |
107,377 |
2.1 |
- |
|
TICC |
TICC Capital Corp |
Director |
|
2003-11-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
69,500 |
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- |
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TICC |
TICC Capital Corp |
Director |
|
2005-01-25 |
4 |
OE |
$14.03 |
$332,431 |
D/D |
23,696 |
95,306 |
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- |
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TICC |
TICC Capital Corp |
Director |
|
2008-06-13 |
4/A |
OE |
$5.20 |
$239,715 |
D/D |
46,099 |
176,213 |
0 |
- |
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TICC |
TICC Capital Corp |
Director |
|
2008-06-13 |
4 |
OE |
$5.20 |
$135,314 |
D/D |
26,022 |
156,136 |
0 |
- |
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TICC |
TICC Capital Corp |
Director |
|
2011-08-09 |
4 |
B |
$8.40 |
$445,078 |
D/D |
53,000 |
314,354 |
2.39 |
- |
|
TICC |
TICC Capital Corp |
Director |
|
2011-08-10 |
4 |
B |
$8.28 |
$199,347 |
D/D |
24,078 |
338,432 |
2.39 |
- |
|
TICC |
TICC Capital Corp |
Director |
|
2011-08-11 |
4 |
B |
$8.30 |
$830 |
D/D |
100 |
338,532 |
2.31 |
- |
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TICC |
TICC Capital Corp |
Director |
|
2011-12-19 |
4 |
B |
$8.48 |
$212,055 |
D/D |
25,000 |
374,932 |
2.39 |
- |
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TICC |
TICC Capital Corp |
Director |
|
2011-12-21 |
4 |
B |
$8.45 |
$16,756 |
D/D |
1,983 |
376,915 |
2.39 |
- |
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TICC |
TICC Capital Corp |
Director |
|
2016-05-05 |
4 |
B |
$5.00 |
$32,019 |
D/D |
6,400 |
121,961 |
2.39 |
- |
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TICC |
TICC Capital Corp |
Director |
|
2016-05-06 |
4 |
B |
$5.02 |
$32,109 |
D/D |
6,400 |
128,361 |
2.39 |
- |
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TICC |
TICC Capital Corp |
Director |
|
2016-05-09 |
4 |
B |
$5.04 |
$42,042 |
D/D |
8,340 |
136,701 |
2.39 |
- |
|
TICC |
TICC Capital Corp |
Director |
|
2016-05-10 |
4 |
B |
$5.08 |
$42,401 |
D/D |
8,340 |
145,041 |
2.39 |
- |
|
TICC |
TICC Capital Corp |
Director |
|
2016-05-11 |
4 |
B |
$5.24 |
$43,677 |
D/D |
8,340 |
153,381 |
2.39 |
- |
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TICC |
TICC Capital Corp |
Director |
|
2016-05-12 |
4 |
B |
$5.30 |
$44,227 |
D/D |
8,340 |
161,721 |
2.39 |
- |
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TICC |
TICC Capital Corp |
Director |
|
2016-05-13 |
4 |
B |
$5.34 |
$36,254 |
D/D |
6,785 |
168,506 |
2.39 |
- |
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TICC |
TICC Capital Corp |
Director |
|
2016-05-16 |
4 |
B |
$5.44 |
$54,795 |
D/D |
10,080 |
178,586 |
2.39 |
- |
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TICC |
TICC Capital Corp |
Director |
|
2016-05-17 |
4 |
B |
$5.43 |
$54,694 |
D/D |
10,080 |
188,666 |
2.39 |
- |
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TICC |
TICC Capital Corp |
Director |
|
2016-05-18 |
4 |
B |
$5.44 |
$54,795 |
D/D |
10,080 |
198,746 |
2.39 |
- |
|
TICC |
TICC Capital Corp |
Director |
|
2016-05-19 |
4 |
B |
$5.29 |
$53,273 |
D/D |
10,080 |
208,826 |
2.39 |
- |
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TICC |
TICC Capital Corp |
Director |
|
2016-05-20 |
4 |
B |
$5.27 |
$53,112 |
D/D |
10,080 |
218,906 |
2.39 |
- |
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TICC |
TICC Capital Corp |
Director |
|
2016-05-23 |
4 |
B |
$5.39 |
$64,404 |
D/D |
11,940 |
230,846 |
2.39 |
- |
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TICC |
TICC Capital Corp |
Director |
|
2016-05-24 |
4 |
B |
$5.60 |
$66,804 |
D/D |
11,940 |
242,786 |
2.39 |
- |
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159 Records found
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Page 1 of 7 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Aquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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