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Insider Information:   Marxe Austin W & Greenhouse David M
Relationship:   10% Owner
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   45    
Direct Shares   0    

Indirect Shares

  106,569,526      
Direct Value   $0    

Indirect Value

  $197,445,995      
Total Shares   106,569,526      
Total Value   $197,445,995      


                                          Charting Not Avaliable
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    2   
    11    

     Stock price went up :

    0   
    0    
     Stock price went down :
    2   
    11    
   
     Gain/Loss Ratio :
   -2.0   
   -11.0   
     Percentage Gain/Loss :
   -100.0%
 -1,100.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Adept Technology Inc ADEP 10% Owner 0 2014-03-21 1,467,850    Premium*  
            Daegis Inc DAEG 10% Owner 0 2013-12-18 708,806    Premium*  
            Remedent USA Inc /az/ REMI 10% Owner 0 2013-07-24 0    Premium*  
            Trans World Corp TWOC 10% Owner 0 2012-11-08 0    Premium*  
            Bakers Footwear Group Inc BKRSQ 10% Owner 0 2012-10-11 0    Premium*  
            Precision Optics Ord Shs POCI 10% Owner 0 2013-02-12 1,269,213    Premium*  
            Cyclacel Pharmaceuticals Inc CYCC 10% Owner 0 2011-09-23 2,806,900    Premium*  
            Autoscope Technologies Ord Shs AATC 10% Owner 0 2014-08-27 370,754    Premium*  
            Pfsweb Inc PFSW 10% Owner 0 2015-08-25 1,991,258    Premium*  
            Ultra Clean Holdings Inc UCTT 10% Owner 2008-10-31 0 2012-04-23 2,640,275    Premium*  
            Microfinancial Inc MFI 10% Owner 0 2013-11-14 1,409,332    Premium*  
            BTU International Inc BTUI 10% Owner 0 2014-12-15 1,341,837    Premium*  
            Response Genetics Inc RGDX 10% Owner 2009-03-04 0 2013-12-23 2,679,179    Premium*  
            Diversa Corp VRNM 10% Owner 0 2013-10-31 0    Premium*  
            Revolution Lighting Technologies... RVLT 10% Owner 0 2011-03-18 1,609,600    Premium*  
            Enova Systems Inc ENVS 10% Owner 0 2012-06-22 3,085,738    Premium*  
            Overland Storage Inc OVRL 10% Owner 2010-04-23 0 2013-11-22 0    Premium*  
            Westwater Resources Inc WWR 10% Owner 0 2011-03-14 8,890,900    Premium*  
            Turtle Beach Corporation HEAR 10% Owner 2010-10-07 0 2013-02-25 366,635    Premium*  
            Lightbridge Inc LTBR 10% Owner 0 2015-02-10 3,508,789    Premium*  
            Inovio Biomedical Corp INO 10% Owner 0 2012-12-03 3,919,706    Premium*  
            Crumbs Bake Shop Inc CRMB 10% Owner 0 2013-09-19 534,428    Premium*  
            Palatin Technologies Inc PTN 10% Owner 0 2011-10-05 1,800,000    Premium*  
            Alco Stores Inc ALCS 10% Owner 0 2013-04-30 0    Premium*  
            Graymark Productions Inc GRMH 10% Owner 0 2011-06-15 3,571,000    Premium*  
            CDTI Advanced Materials Inc CDTI 10% Owner 0 2012-06-29 689,814    Premium*  
            Ramtron International Corp RMTR 10% Owner 0 2012-10-16 0    Premium*  
            Broadwind Energy Inc BWEN 10% Owner 0 2015-01-09 1,926,572    Premium*  
            Plug Power Inc PLUG 10% Owner 0 2013-02-14 1,511,620    Premium*  
            Magnetek Inc MAG 10% Owner 0 2014-03-03 324,000    Premium*  
            Parkervision Inc PRKR 10% Owner 0 2012-06-06 6,421,317    Premium*  
            CPI Aerostructures Inc CVU 10% Owner 0 2015-01-29 931,040    Premium*  
            World Heart Corp WHRT 10% Owner 2012-08-02 0 2012-08-02 0    Premium*  
            Iteris Inc ITI 10% Owner 2012-10-04 0 2013-02-26 3,340,929    Premium*  
            Genasys Inc GNSS 10% Owner 2013-06-07 0 2013-06-07 4,667,710    Premium*  
            Ecotality Inc ECTYQ 10% Owner 0 2013-08-12 2,500,000    Premium*  
            Avantair Inc AAIRE 10% Owner 2013-06-27 0 2013-07-03 6,331,775    Premium*  
            Healthier Choices Management HCMC 10% Owner 0 2014-02-14 1,616,667    Premium*  
            Ideal Power Inc. IPWR 10% Owner 0 2015-01-30 1,146,935    Premium*  
            Izea Worldwide Inc IZEA 10% Owner 0 2015-02-12 10,857,144    Premium*  
            Crailar Technologies Inc CRLRF 10% Owner 2014-08-11 0 2014-08-12 6,018,600    Premium*  
            Wafergen Bio-Systems Inc. WGBS 10% Owner 0 2015-02-04 1,400,000    Premium*  
            Cellectar Bioscienc CLRB 10% Owner 2014-08-18 0 2014-09-08 1,142,368    Premium*  
            Cache Inc CACH 10% Owner 0 2014-11-17 881,946    Premium*  
            Carbon Natural Gas Company CRBO 10% Owner 0 2015-01-29 10,888,889    Premium*  
* Premium Members only  

Records found :    1902         Free Registration Required For Full Results.    Limit: 25

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  Page 18 of 77
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
EMRI Emrise Corp 10% Owner   –       –       •   2006-09-21 4 B $0.78 $152,782 I/I 195,578 4,127,314 1.5 -
CBMX CombiMatrix Corp 10% Owner   –       –       •   2007-01-25 4 S $0.78 $81,701 I/I (105,000) 6,344,700 0 -
CBMX CombiMatrix Corp 10% Owner   –       –       •   2007-01-24 4 S $0.79 $79,618 I/I (100,300) 6,449,700 0 -
EMRI Emrise Corp 10% Owner   –       –       •   2006-09-12 4 B $0.80 $87,100 I/I 108,875 3,924,736 -
EMRI Emrise Corp 10% Owner   –       –       •   2006-09-20 4 B $0.80 $5,600 I/I 7,000 3,931,736 1.5 -
CBMX CombiMatrix Corp 10% Owner   –       –       •   2007-01-23 4 S $0.81 $40,500 I/I (50,000) 6,550,000 0 -
EMRI Emrise Corp 10% Owner   –       –       •   2007-11-16 4 S $0.81 $27,628 I/I (34,000) 3,900,822 0 -
BKRSQ Bakers Footwear Group Inc 10% Owner   –       –       •   2010-12-31 4 S $0.81 $161,300 I/I (200,000) 1,942,344 0 -
EMRI Emrise Corp 10% Owner   –       –       •   2007-11-13 4 S $0.83 $11,173 I/I (13,500) 3,940,022 0 -
CYCC Cyclacel Pharmaceuticals ... 10% Owner   –       –       •   2009-09-02 4 B $0.83 $158,600 I/I 190,400 3,946,724 1.5 -
EMRI Emrise Corp 10% Owner   –       –       •   2007-11-14 4 S $0.84 $4,368 I/I (5,200) 3,934,822 0 -
CYCC Cyclacel Pharmaceuticals ... 10% Owner   –       –       •   2009-08-31 4 B $0.84 $33,023 I/I 39,266 3,686,324 1.5 -
CYCC Cyclacel Pharmaceuticals ... 10% Owner   –       –       •   2009-09-01 4 B $0.84 $58,611 I/I 70,000 3,756,324 1.5 -
CYCC Cyclacel Pharmaceuticals ... 10% Owner   –       –       •   2009-09-03 4 B $0.84 $32,760 I/I 39,000 3,985,724 1.5 -
CYCC Cyclacel Pharmaceuticals ... 10% Owner   –       –       •   2009-09-04 4 B $0.84 $4,956 I/I 5,900 3,991,624 1.42 -
CYCC Cyclacel Pharmaceuticals ... 10% Owner   –       –       •   2009-10-08 4 B $0.84 $840 I/I 1,000 3,992,624 1.42 -
DAEG Daegis Inc 10% Owner   –       –       •   2013-12-06 4 S $0.85 $942,141 I/I (1,107,619) 828,008 0 -
EMRI Emrise Corp 10% Owner   –       –       •   2008-02-19 4 S $0.86 $114,022 I/I (132,460) 3,768,362 0 -
WHRT World Heart Corp 10% Owner   –       –       •   2006-04-05 4 B $0.87 $297,166 I/I 339,968 12,638,338 1.5 -
OVRL Overland Storage Inc 10% Owner   –       –       •   2013-11-22 4 S $0.87 $2,239,209 I/I (2,573,803) 0 0 -
OVRL Overland Storage Inc 10% Owner   –       –       •   2013-11-18 4 S $0.88 $22,373 I/I (25,191) 2,574,403 0 -
EMRI Emrise Corp 10% Owner   –       –       •   2006-09-27 4 B $0.89 $17,472 I/I 19,734 4,147,048 1.5 -
PIIID Peco II Inc 10% Owner   –       –       •   2007-01-11 4 B $0.89 $94,011 I/I 105,500 3,299,113 1.5 -
EMRI Emrise Corp 10% Owner   –       –       •   2007-10-12 4 S $0.89 $25,306 I/I (28,360) 3,970,477 0 -
RMKR Rainmaker Systems Inc 10% Owner   –       –       •   2004-11-23 4 S $0.90 $810,000 I/I (900,000) 4,885,080 -

  1902  Records found
  1   2   3   4   5   6   7   8   9   10   11   12   13   14   15   16   17   18  19   20   21   22   23   24   25   26   27   28   29   30   31   32   33   34   35   36   37   38   39   40   41   42   43   44   45   46   47   48   49   50   51   52   53   54   55   56   57   58   59   60   61   62   63   64   65   66   67   68   69   70   71   72   73   74   75   76   77      
  Page 18 of 77  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed