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Insider Information:   Marxe Austin W & Greenhouse David M
Relationship:   10% Owner
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   45    
Direct Shares   0    

Indirect Shares

   106,569,526      
Direct Value   $0    

Indirect Value

   $198,451,152      
Total Shares   106,569,526      
Total Value   $198,451,152      


                                          Charting Not Avaliable
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    2   
    11    

     Stock price went up :
    0   
    0    
     Stock price went down :
    2   
    11    
   
     Gain/Loss Ratio :
   -2.0   
   -11.0   
     Percentage Gain/Loss :
   -100.0%
 -1,100.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Adept Technology Inc ADEP 10% Owner 0 2014-03-21 1,467,850    Premium*  
            Daegis Inc DAEG 10% Owner 0 2013-12-18 708,806    Premium*  
            Remedent USA Inc /az/ REMI 10% Owner 0 2013-07-24 0    Premium*  
            Trans World Corp TWOC 10% Owner 0 2012-11-08 0    Premium*  
            Bakers Footwear Group Inc BKRSQ 10% Owner 0 2012-10-11 0    Premium*  
            Precision Optics Ord Shs POCI 10% Owner 0 2013-02-12 1,269,213    Premium*  
            Cyclacel Pharmaceuticals Inc CYCC 10% Owner 0 2011-09-23 2,806,900    Premium*  
            Autoscope Technologies Ord Shs AATC 10% Owner 0 2014-08-27 370,754    Premium*  
            Pfsweb Inc PFSW 10% Owner 0 2015-08-25 1,991,258    Premium*  
            Ultra Clean Holdings Inc UCTT 10% Owner 2008-10-31 0 2012-04-23 2,640,275    Premium*  
            Microfinancial Inc MFI 10% Owner 0 2013-11-14 1,409,332    Premium*  
            BTU International Inc BTUI 10% Owner 0 2014-12-15 1,341,837    Premium*  
            Response Genetics Inc RGDX 10% Owner 2009-03-04 0 2013-12-23 2,679,179    Premium*  
            Diversa Corp VRNM 10% Owner 0 2013-10-31 0    Premium*  
            Revolution Lighting Technologies... RVLT 10% Owner 0 2011-03-18 1,609,600    Premium*  
            Enova Systems Inc ENVS 10% Owner 0 2012-06-22 3,085,738    Premium*  
            Overland Storage Inc OVRL 10% Owner 2010-04-23 0 2013-11-22 0    Premium*  
            Westwater Resources Inc WWR 10% Owner 0 2011-03-14 8,890,900    Premium*  
            Turtle Beach Corporation HEAR 10% Owner 2010-10-07 0 2013-02-25 366,635    Premium*  
            Lightbridge Inc LTBR 10% Owner 0 2015-02-10 3,508,789    Premium*  
            Inovio Biomedical Corp INO 10% Owner 0 2012-12-03 3,919,706    Premium*  
            Crumbs Bake Shop Inc CRMB 10% Owner 0 2013-09-19 534,428    Premium*  
            Palatin Technologies Inc PTN 10% Owner 0 2011-10-05 1,800,000    Premium*  
            Alco Stores Inc ALCS 10% Owner 0 2013-04-30 0    Premium*  
            Graymark Productions Inc GRMH 10% Owner 0 2011-06-15 3,571,000    Premium*  
            CDTI Advanced Materials Inc CDTI 10% Owner 0 2012-06-29 689,814    Premium*  
            Ramtron International Corp RMTR 10% Owner 0 2012-10-16 0    Premium*  
            Broadwind Energy Inc BWEN 10% Owner 0 2015-01-09 1,926,572    Premium*  
            Plug Power Inc PLUG 10% Owner 0 2013-02-14 1,511,620    Premium*  
            Magnetek Inc MAG 10% Owner 0 2014-03-03 324,000    Premium*  
            Parkervision Inc PRKR 10% Owner 0 2012-06-06 6,421,317    Premium*  
            CPI Aerostructures Inc CVU 10% Owner 0 2015-01-29 931,040    Premium*  
            World Heart Corp WHRT 10% Owner 2012-08-02 0 2012-08-02 0    Premium*  
            Iteris Inc ITI 10% Owner 2012-10-04 0 2013-02-26 3,340,929    Premium*  
            Genasys Inc GNSS 10% Owner 2013-06-07 0 2013-06-07 4,667,710    Premium*  
            Ecotality Inc ECTYQ 10% Owner 0 2013-08-12 2,500,000    Premium*  
            Avantair Inc AAIRE 10% Owner 2013-06-27 0 2013-07-03 6,331,775    Premium*  
            Healthier Choices Management HCMC 10% Owner 0 2014-02-14 1,616,667    Premium*  
            Ideal Power Inc. IPWR 10% Owner 0 2015-01-30 1,146,935    Premium*  
            Izea Worldwide Inc IZEA 10% Owner 0 2015-02-12 10,857,144    Premium*  
            Crailar Technologies Inc CRLRF 10% Owner 2014-08-11 0 2014-08-12 6,018,600    Premium*  
            Wafergen Bio-Systems Inc. WGBS 10% Owner 0 2015-02-04 1,400,000    Premium*  
            Cellectar Bioscienc CLRB 10% Owner 2014-08-18 0 2014-09-08 1,142,368    Premium*  
            Cache Inc CACH 10% Owner 0 2014-11-17 881,946    Premium*  
            Carbon Natural Gas Company CRBO 10% Owner 0 2015-01-29 10,888,889    Premium*  
* Premium Members only  

Records found :    1902         Free Registration Required For Full Results.    Limit: 25

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  Page 23 of 77
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
RGDX Response Genetics Inc 10% Owner   –       –       •   2009-07-16 4 B $1.14 $1,940 I/I 1,700 3,351,001 1.42 -
WHRT World Heart Corp Director   –       •       •   2009-07-16 4 B $2.85 $462 I/I 162 3,059,935 2.17 -
RGDX Response Genetics Inc 10% Owner   –       –       •   2009-07-22 4 B $1.20 $240 I/I 200 3,351,201 1.42 -
WHRT World Heart Corp Director   –       •       •   2009-07-24 4 B $3.25 $975 I/I 300 3,060,235 2.17 -
CYCC Cyclacel Pharmaceuticals ... 10% Owner   –       –       •   2009-08-31 4 B $0.84 $33,023 I/I 39,266 3,686,324 1.5 -
CYCC Cyclacel Pharmaceuticals ... 10% Owner   –       –       •   2009-09-01 4 B $0.84 $58,611 I/I 70,000 3,756,324 1.5 -
CYCC Cyclacel Pharmaceuticals ... 10% Owner   –       –       •   2009-09-02 4 B $0.83 $158,600 I/I 190,400 3,946,724 1.5 -
CYCC Cyclacel Pharmaceuticals ... 10% Owner   –       –       •   2009-09-03 4 B $0.84 $32,760 I/I 39,000 3,985,724 1.5 -
CYCC Cyclacel Pharmaceuticals ... 10% Owner   –       –       •   2009-09-04 4 B $0.84 $4,956 I/I 5,900 3,991,624 1.42 -
CYCC Cyclacel Pharmaceuticals ... 10% Owner   –       –       •   2009-10-08 4 B $0.84 $840 I/I 1,000 3,992,624 1.42 -
WHRT World Heart Corp 10% Owner   –       –       •   2010-01-26 4 B $5.15 $2,000,003 I/I 388,350 3,449,685 1.5 -
WHRT World Heart Corp Director   –       •       •   2010-03-24 4 B $2.35 $56,400 I/I 24,000 3,473,685 2.25 -
WHRT World Heart Corp Director   –       •       •   2010-03-25 4 B $2.30 $738,256 I/I 316,200 3,789,885 2.25 -
AATC Autoscope Technologies Or... 10% Owner   –       –       •   2010-04-16 4 B $12.25 $1,776,250 I/I 145,000 1,071,420 1.5 -
AATC Autoscope Technologies Or... 10% Owner   –       –       •   2010-04-23 4 B $13.41 $30,843 I/I 2,300 1,073,720 1.5 -
AATC Autoscope Technologies Or... 10% Owner   –       –       •   2010-04-26 4 B $13.41 $87,185 I/I 6,500 1,080,220 1.5 -
AATC Autoscope Technologies Or... 10% Owner   –       –       •   2010-04-27 4 B $13.40 $44,215 I/I 3,300 1,083,520 1.5 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2010-05-25 4 B $3.50 $3,500,000 I/I 1,000,000 2,716,297 1.5 -
WHRT World Heart Corp 10% Owner   –       –       •   2010-07-06 4 B $2.33 $33,074 I/I 14,195 3,804,080 1.5 -
WHRT World Heart Corp 10% Owner   –       –       •   2010-07-08 4 B $2.51 $75,817 I/I 30,206 3,834,286 1.5 -
WHRT World Heart Corp 10% Owner   –       –       •   2010-07-13 4 B $2.66 $7,980 I/I 3,000 3,837,286 1.5 -
WHRT World Heart Corp 10% Owner   –       –       •   2010-07-15 4 B $2.76 $27,512 I/I 9,968 3,847,254 1.5 -
HEAR Turtle Beach Corporation 10% Owner   –       –       •   2010-10-07 4 B $0.30 $75,246 I/I 250,819 1,849,411 1.5 -
HEAR Turtle Beach Corporation 10% Owner   –       –       •   2010-10-13 4 B $0.29 $38,280 I/I 132,000 1,981,411 1.5 -
WHRT World Heart Corp 10% Owner   –       –       •   2010-10-19 4 B $2.01 $4,948,268 I/I 2,461,825 6,309,079 1.5 -
  1902  Records found
  1   2   3   4   5   6   7   8   9   10   11   12   13   14   15   16   17   18   19   20   21   22   23  24   25   26   27   28   29   30   31   32   33   34   35   36   37   38   39   40   41   42   43   44   45   46   47   48   49   50   51   52   53   54   55   56   57   58   59   60   61   62   63   64   65   66   67   68   69   70   71   72   73   74   75   76   77      
  Page 23 of 77  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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