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Insider Information:   Marxe Austin W & Greenhouse David M
Relationship:   10% Owner
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   45    
Direct Shares   0    

Indirect Shares

  106,569,526      
Direct Value   $0    

Indirect Value

  $198,451,152      
Total Shares   106,569,526      
Total Value   $198,451,152      


                                          Charting Not Avaliable
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    2   
    11    

     Stock price went up :

    0   
    0    
     Stock price went down :
    2   
    11    
   
     Gain/Loss Ratio :
   -2.0   
   -11.0   
     Percentage Gain/Loss :
   -100.0%
 -1,100.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Adept Technology Inc ADEP 10% Owner 0 2014-03-21 1,467,850    Premium*  
            Daegis Inc DAEG 10% Owner 0 2013-12-18 708,806    Premium*  
            Remedent USA Inc /az/ REMI 10% Owner 0 2013-07-24 0    Premium*  
            Trans World Corp TWOC 10% Owner 0 2012-11-08 0    Premium*  
            Bakers Footwear Group Inc BKRSQ 10% Owner 0 2012-10-11 0    Premium*  
            Precision Optics Ord Shs POCI 10% Owner 0 2013-02-12 1,269,213    Premium*  
            Cyclacel Pharmaceuticals Inc CYCC 10% Owner 0 2011-09-23 2,806,900    Premium*  
            Autoscope Technologies Ord Shs AATC 10% Owner 0 2014-08-27 370,754    Premium*  
            Pfsweb Inc PFSW 10% Owner 0 2015-08-25 1,991,258    Premium*  
            Ultra Clean Holdings Inc UCTT 10% Owner 2008-10-31 0 2012-04-23 2,640,275    Premium*  
            Microfinancial Inc MFI 10% Owner 0 2013-11-14 1,409,332    Premium*  
            BTU International Inc BTUI 10% Owner 0 2014-12-15 1,341,837    Premium*  
            Response Genetics Inc RGDX 10% Owner 2009-03-04 0 2013-12-23 2,679,179    Premium*  
            Diversa Corp VRNM 10% Owner 0 2013-10-31 0    Premium*  
            Revolution Lighting Technologies... RVLT 10% Owner 0 2011-03-18 1,609,600    Premium*  
            Enova Systems Inc ENVS 10% Owner 0 2012-06-22 3,085,738    Premium*  
            Overland Storage Inc OVRL 10% Owner 2010-04-23 0 2013-11-22 0    Premium*  
            Westwater Resources Inc WWR 10% Owner 0 2011-03-14 8,890,900    Premium*  
            Turtle Beach Corporation HEAR 10% Owner 2010-10-07 0 2013-02-25 366,635    Premium*  
            Lightbridge Inc LTBR 10% Owner 0 2015-02-10 3,508,789    Premium*  
            Inovio Biomedical Corp INO 10% Owner 0 2012-12-03 3,919,706    Premium*  
            Crumbs Bake Shop Inc CRMB 10% Owner 0 2013-09-19 534,428    Premium*  
            Palatin Technologies Inc PTN 10% Owner 0 2011-10-05 1,800,000    Premium*  
            Alco Stores Inc ALCS 10% Owner 0 2013-04-30 0    Premium*  
            Graymark Productions Inc GRMH 10% Owner 0 2011-06-15 3,571,000    Premium*  
            CDTI Advanced Materials Inc CDTI 10% Owner 0 2012-06-29 689,814    Premium*  
            Ramtron International Corp RMTR 10% Owner 0 2012-10-16 0    Premium*  
            Broadwind Energy Inc BWEN 10% Owner 0 2015-01-09 1,926,572    Premium*  
            Plug Power Inc PLUG 10% Owner 0 2013-02-14 1,511,620    Premium*  
            Magnetek Inc MAG 10% Owner 0 2014-03-03 324,000    Premium*  
            Parkervision Inc PRKR 10% Owner 0 2012-06-06 6,421,317    Premium*  
            CPI Aerostructures Inc CVU 10% Owner 0 2015-01-29 931,040    Premium*  
            World Heart Corp WHRT 10% Owner 2012-08-02 0 2012-08-02 0    Premium*  
            Iteris Inc ITI 10% Owner 2012-10-04 0 2013-02-26 3,340,929    Premium*  
            Genasys Inc GNSS 10% Owner 2013-06-07 0 2013-06-07 4,667,710    Premium*  
            Ecotality Inc ECTYQ 10% Owner 0 2013-08-12 2,500,000    Premium*  
            Avantair Inc AAIRE 10% Owner 2013-06-27 0 2013-07-03 6,331,775    Premium*  
            Healthier Choices Management HCMC 10% Owner 0 2014-02-14 1,616,667    Premium*  
            Ideal Power Inc. IPWR 10% Owner 0 2015-01-30 1,146,935    Premium*  
            Izea Worldwide Inc IZEA 10% Owner 0 2015-02-12 10,857,144    Premium*  
            Crailar Technologies Inc CRLRF 10% Owner 2014-08-11 0 2014-08-12 6,018,600    Premium*  
            Wafergen Bio-Systems Inc. WGBS 10% Owner 0 2015-02-04 1,400,000    Premium*  
            Cellectar Bioscienc CLRB 10% Owner 2014-08-18 0 2014-09-08 1,142,368    Premium*  
            Cache Inc CACH 10% Owner 0 2014-11-17 881,946    Premium*  
            Carbon Natural Gas Company CRBO 10% Owner 0 2015-01-29 10,888,889    Premium*  
* Premium Members only  

Records found :    1902         Free Registration Required For Full Results.    Limit: 25

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  Page 40 of 77
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
THRM Gentherm Inc 10% Owner   –       –       •   2005-08-12 4 S $4.30 $182,521 I/I (42,200) 1,889,900 -
THRM Gentherm Inc 10% Owner   –       –       •   2005-08-15 4 S $4.46 $12,930 I/I (2,900) 1,887,000 -
THRM Gentherm Inc 10% Owner   –       –       •   2005-08-17 4 S $4.62 $8,307 I/I (1,800) 1,885,200 -
THRM Gentherm Inc 10% Owner   –       –       •   2005-08-23 4 S $4.62 $96,478 I/I (20,500) 1,864,700 -
THRM Gentherm Inc 10% Owner   –       –       •   2005-08-24 4 S $4.59 $333,504 I/I (72,200) 1,792,500 -
THRM Gentherm Inc 10% Owner   –       –       •   2005-08-25 4 S $4.61 $142,783 I/I (31,000) 1,761,500 -
THRM Gentherm Inc 10% Owner   –       –       •   2005-08-29 4 S $4.60 $57,500 I/I (12,500) 1,749,000 -
THRM Gentherm Inc 10% Owner   –       –       •   2005-08-31 4 S $4.65 $34,851 I/I (7,500) 1,741,500 -
THRM Gentherm Inc 10% Owner   –       –       •   2005-09-02 4 S $4.60 $64,597 I/I (14,000) 1,727,500 -
THRM Gentherm Inc 10% Owner   –       –       •   2005-09-06 4 S $4.85 $121,250 I/I (25,000) 1,702,500 -
THRM Gentherm Inc 10% Owner   –       –       •   2005-09-07 4 S $4.90 $147,000 I/I (30,000) 1,672,500 -
THRM Gentherm Inc 10% Owner   –       –       •   2005-09-08 4 S $5.08 $379,925 I/I (73,427) 1,599,073 -
THRM Gentherm Inc 10% Owner   –       –       •   2005-09-09 4 S $5.46 $19,125 I/I (3,500) 1,595,573 -
APSN Applied Neurosolutions 10% Owner   –       –       •   2005-09-09 4 S $0.37 $3,650 I/I (10,000) 10,069,000 -
APSN Applied Neurosolutions 10% Owner   –       –       •   2005-09-12 4 S $0.37 $3,700 I/I (10,000) 10,680,000 -
AYRO Ayro Inc 10% Owner   –       –       •   2005-09-12 4 S $8.24 $82,352 I/I (10,000) 6,654,334 -
THRM Gentherm Inc 10% Owner   –       –       •   2005-09-12 4 S $5.39 $296,740 I/I (55,000) 1,540,573 -
AYRO Ayro Inc 10% Owner   –       –       •   2005-09-13 4 S $8.66 $199,067 I/I (23,000) 6,631,334 -
THRM Gentherm Inc 10% Owner   –       –       •   2005-09-13 4 S $5.79 $52,131 I/I (9,000) 1,531,573 -
AYRO Ayro Inc 10% Owner   –       –       •   2005-09-14 4 S $9.04 $18,080 I/I (2,000) 900,167 -
APSN Applied Neurosolutions 10% Owner   –       –       •   2005-09-15 4 S $0.36 $25,403 I/I (70,000) 10,610,000 -
APSN Applied Neurosolutions 10% Owner   –       –       •   2005-09-16 4 S $0.36 $9,000 I/I (25,000) 10,585,000 -
APSN Applied Neurosolutions 10% Owner   –       –       •   2005-09-22 4 S $0.36 $21,600 I/I (60,000) 10,525,000 -
APSN Applied Neurosolutions 10% Owner   –       –       •   2005-09-26 4 S $0.38 $75,000 I/I (200,000) 10,325,000 -
APSN Applied Neurosolutions 10% Owner   –       –       •   2005-10-12 4 S $0.38 $375,000 I/I (1,000,000) 9,325,000 -

  1902  Records found
  1   2   3   4   5   6   7   8   9   10   11   12   13   14   15   16   17   18   19   20   21   22   23   24   25   26   27   28   29   30   31   32   33   34   35   36   37   38   39   40  41   42   43   44   45   46   47   48   49   50   51   52   53   54   55   56   57   58   59   60   61   62   63   64   65   66   67   68   69   70   71   72   73   74   75   76   77      
  Page 40 of 77  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed