| |
| |
|
| Insider
Information: |
Marxe Austin W & Greenhouse David M |
| Relationship: |
10% Owner |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
45 |
|
| Direct
Shares |
0 |
|
|
Indirect Shares
|
106,569,526 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$194,207,371 |
|
|
| Total
Shares |
106,569,526 |
|
|
| Total
Value |
$194,207,371 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
2
|
11
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
2
|
11
|
| |
|
|
|
Gain/Loss Ratio : |
-2.0
|
-11.0
|
| Percentage
Gain/Loss : |
 -100.0%
|
-1,100.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Adept Technology Inc |
ADEP |
10% Owner |
|
0 |
2014-03-21 |
1,467,850 |
Premium* |
|
|
Daegis Inc |
DAEG |
10% Owner |
|
0 |
2013-12-18 |
708,806 |
Premium* |
|
|
Remedent USA Inc /az/ |
REMI |
10% Owner |
|
0 |
2013-07-24 |
0 |
Premium* |
|
|
Trans World Corp |
TWOC |
10% Owner |
|
0 |
2012-11-08 |
0 |
Premium* |
|
|
Bakers Footwear Group Inc |
BKRSQ |
10% Owner |
|
0 |
2012-10-11 |
0 |
Premium* |
|
|
Precision Optics Ord Shs |
POCI |
10% Owner |
|
0 |
2013-02-12 |
1,269,213 |
Premium* |
|
|
Cyclacel Pharmaceuticals Inc |
CYCC |
10% Owner |
|
0 |
2011-09-23 |
2,806,900 |
Premium* |
|
|
Autoscope Technologies Ord Shs |
AATC |
10% Owner |
|
0 |
2014-08-27 |
370,754 |
Premium* |
|
|
Pfsweb Inc |
PFSW |
10% Owner |
|
0 |
2015-08-25 |
1,991,258 |
Premium* |
|
|
Ultra Clean Holdings Inc |
UCTT |
10% Owner |
2008-10-31 |
0 |
2012-04-23 |
2,640,275 |
Premium* |
|
|
Microfinancial Inc |
MFI |
10% Owner |
|
0 |
2013-11-14 |
1,409,332 |
Premium* |
|
|
BTU International Inc |
BTUI |
10% Owner |
|
0 |
2014-12-15 |
1,341,837 |
Premium* |
|
|
Response Genetics Inc |
RGDX |
10% Owner |
2009-03-04 |
0 |
2013-12-23 |
2,679,179 |
Premium* |
|
|
Diversa Corp |
VRNM |
10% Owner |
|
0 |
2013-10-31 |
0 |
Premium* |
|
|
Revolution Lighting Technologies... |
RVLT |
10% Owner |
|
0 |
2011-03-18 |
1,609,600 |
Premium* |
|
|
Enova Systems Inc |
ENVS |
10% Owner |
|
0 |
2012-06-22 |
3,085,738 |
Premium* |
|
|
Overland Storage Inc |
OVRL |
10% Owner |
2010-04-23 |
0 |
2013-11-22 |
0 |
Premium* |
|
|
Westwater Resources Inc |
WWR |
10% Owner |
|
0 |
2011-03-14 |
8,890,900 |
Premium* |
|
|
Turtle Beach Corporation |
HEAR |
10% Owner |
2010-10-07 |
0 |
2013-02-25 |
366,635 |
Premium* |
|
|
Lightbridge Inc |
LTBR |
10% Owner |
|
0 |
2015-02-10 |
3,508,789 |
Premium* |
|
|
Inovio Biomedical Corp |
INO |
10% Owner |
|
0 |
2012-12-03 |
3,919,706 |
Premium* |
|
|
Crumbs Bake Shop Inc |
CRMB |
10% Owner |
|
0 |
2013-09-19 |
534,428 |
Premium* |
|
|
Palatin Technologies Inc |
PTN |
10% Owner |
|
0 |
2011-10-05 |
1,800,000 |
Premium* |
|
|
Alco Stores Inc |
ALCS |
10% Owner |
|
0 |
2013-04-30 |
0 |
Premium* |
|
|
Graymark Productions Inc |
GRMH |
10% Owner |
|
0 |
2011-06-15 |
3,571,000 |
Premium* |
|
|
CDTI Advanced Materials Inc |
CDTI |
10% Owner |
|
0 |
2012-06-29 |
689,814 |
Premium* |
|
|
Ramtron International Corp |
RMTR |
10% Owner |
|
0 |
2012-10-16 |
0 |
Premium* |
|
|
Broadwind Energy Inc |
BWEN |
10% Owner |
|
0 |
2015-01-09 |
1,926,572 |
Premium* |
|
|
Plug Power Inc |
PLUG |
10% Owner |
|
0 |
2013-02-14 |
1,511,620 |
Premium* |
|
|
Magnetek Inc |
MAG |
10% Owner |
|
0 |
2014-03-03 |
324,000 |
Premium* |
|
|
Parkervision Inc |
PRKR |
10% Owner |
|
0 |
2012-06-06 |
6,421,317 |
Premium* |
|
|
CPI Aerostructures Inc |
CVU |
10% Owner |
|
0 |
2015-01-29 |
931,040 |
Premium* |
|
|
World Heart Corp |
WHRT |
10% Owner |
2012-08-02 |
0 |
2012-08-02 |
0 |
Premium* |
|
|
Iteris Inc |
ITI |
10% Owner |
2012-10-04 |
0 |
2013-02-26 |
3,340,929 |
Premium* |
|
|
Genasys Inc |
GNSS |
10% Owner |
2013-06-07 |
0 |
2013-06-07 |
4,667,710 |
Premium* |
|
|
Ecotality Inc |
ECTYQ |
10% Owner |
|
0 |
2013-08-12 |
2,500,000 |
Premium* |
|
|
Avantair Inc |
AAIRE |
10% Owner |
2013-06-27 |
0 |
2013-07-03 |
6,331,775 |
Premium* |
|
|
Healthier Choices Management |
HCMC |
10% Owner |
|
0 |
2014-02-14 |
1,616,667 |
Premium* |
|
|
Ideal Power Inc. |
IPWR |
10% Owner |
|
0 |
2015-01-30 |
1,146,935 |
Premium* |
|
|
Izea Worldwide Inc |
IZEA |
10% Owner |
|
0 |
2015-02-12 |
10,857,144 |
Premium* |
|
|
Crailar Technologies Inc |
CRLRF |
10% Owner |
2014-08-11 |
0 |
2014-08-12 |
6,018,600 |
Premium* |
|
|
Wafergen Bio-Systems Inc. |
WGBS |
10% Owner |
|
0 |
2015-02-04 |
1,400,000 |
Premium* |
|
|
Cellectar Bioscienc |
CLRB |
10% Owner |
2014-08-18 |
0 |
2014-09-08 |
1,142,368 |
Premium* |
|
|
Cache Inc |
CACH |
10% Owner |
|
0 |
2014-11-17 |
881,946 |
Premium* |
|
|
Carbon Natural Gas Company |
CRBO |
10% Owner |
|
0 |
2015-01-29 |
10,888,889 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
1902 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 55 of 77
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| VRNM |
Diversa Corp |
10% Owner |
– – • |
2010-12-29 |
4 |
S |
$3.27 |
$163,515 |
I/I |
(50,000) |
1,171,705 |
0 |
- |
|
| BKRSQ |
Bakers Footwear Group Inc |
10% Owner |
– – • |
2010-12-30 |
4 |
S |
$0.90 |
$108,000 |
I/I |
(120,000) |
2,142,344 |
0 |
- |
|
| VRNM |
Diversa Corp |
10% Owner |
– – • |
2010-12-30 |
4 |
S |
$3.19 |
$117,992 |
I/I |
(36,958) |
1,134,747 |
0 |
- |
|
| BKRSQ |
Bakers Footwear Group Inc |
10% Owner |
– – • |
2010-12-31 |
4 |
S |
$0.81 |
$161,300 |
I/I |
(200,000) |
1,942,344 |
0 |
- |
|
| DOVR |
Dover Saddlery Inc |
10% Owner |
– – • |
2010-12-31 |
4 |
S |
$2.45 |
$830,550 |
I/I |
(339,000) |
364,376 |
0 |
- |
|
| POCI |
Precision Optics Ord Shs |
10% Owner |
– – • |
2010-12-31 |
4 |
S |
$0.01 |
$474 |
I/I |
(47,398) |
343,699 |
0 |
- |
|
| WWR |
Westwater Resources Inc |
10% Owner |
– – • |
2011-01-03 |
4 |
S |
$3.51 |
$350,880 |
I/I |
(100,000) |
9,900,000 |
0 |
- |
|
| WWR |
Westwater Resources Inc |
10% Owner |
– – • |
2011-01-04 |
4 |
S |
$3.53 |
$32,123 |
I/I |
(9,100) |
9,890,900 |
0 |
- |
|
| UCTT |
Ultra Clean Holdings Inc |
10% Owner |
– – • |
2011-01-14 |
4 |
S |
$12.43 |
$621,250 |
I/I |
(50,000) |
3,144,167 |
0 |
- |
|
| UCTT |
Ultra Clean Holdings Inc |
10% Owner |
– – • |
2011-01-18 |
4 |
S |
$12.50 |
$452,200 |
I/I |
(36,000) |
3,108,167 |
0 |
- |
|
| REMI |
Remedent USA Inc /az/ |
10% Owner |
– – • |
2011-01-19 |
4 |
B |
$0.52 |
$15,216 |
I/I |
29,000 |
4,509,434 |
1.5 |
- |
|
| REMI |
Remedent USA Inc /az/ |
10% Owner |
– – • |
2011-01-20 |
4 |
B |
$0.64 |
$23,724 |
I/I |
37,000 |
4,546,434 |
1.5 |
- |
|
| REMI |
Remedent USA Inc /az/ |
10% Owner |
– – • |
2011-01-21 |
4 |
B |
$0.65 |
$4,875 |
I/I |
7,500 |
4,553,934 |
1.42 |
- |
|
| REMI |
Remedent USA Inc /az/ |
10% Owner |
– – • |
2011-01-24 |
4 |
B |
$0.65 |
$1,234 |
I/I |
1,899 |
4,555,833 |
1.42 |
- |
|
| INO |
Inovio Biomedical Corp |
10% Owner |
– – • |
2011-01-24 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
21,130,400 |
|
- |
|
| REMI |
Remedent USA Inc /az/ |
10% Owner |
– – • |
2011-01-27 |
4 |
B |
$0.75 |
$18,703 |
I/I |
25,000 |
4,580,833 |
1.5 |
- |
|
| LTBR |
Lightbridge Inc |
10% Owner |
– – • |
2011-01-28 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,223,392 |
|
- |
|
| REMI |
Remedent USA Inc /az/ |
10% Owner |
– – • |
2011-01-31 |
4 |
B |
$0.65 |
$325 |
I/I |
500 |
4,581,333 |
1.42 |
- |
|
| ENVS |
Enova Systems Inc |
10% Owner |
– – • |
2011-02-01 |
4 |
B |
$2.76 |
$237,412 |
I/I |
86,100 |
1,376,900 |
1.5 |
- |
|
| ENVS |
Enova Systems Inc |
10% Owner |
– – • |
2011-02-02 |
4 |
B |
$2.61 |
$130,390 |
I/I |
50,000 |
1,326,900 |
1.5 |
- |
|
| INO |
Inovio Biomedical Corp |
10% Owner |
– – • |
2011-02-02 |
4 |
S |
$1.34 |
$679,450 |
I/I |
(505,000) |
20,625,400 |
0 |
- |
|
| CRMB |
Crumbs Bake Shop Inc |
10% Owner |
– – • |
2011-02-02 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
248,900 |
|
- |
|
| AXPW |
Axion Power International... |
10% Owner |
– – • |
2011-02-04 |
4 |
S |
$0.62 |
$186,360 |
I/I |
(300,000) |
8,471,930 |
0 |
- |
|
| GNSS |
Genasys Inc |
10% Owner |
– – • |
2011-02-04 |
4 |
A |
$2.67 |
$2,104,200 |
I/I |
788,090 |
3,985,271 |
0 |
- |
|
| UCTT |
Ultra Clean Holdings Inc |
10% Owner |
– – • |
2011-02-07 |
4 |
S |
$13.00 |
$772,580 |
I/I |
(59,167) |
3,049,000 |
0 |
- |
|
1902 Records found
|
|
Page 55 of 77 |
| |
Free Registration Required For Full Results. Limit: 25
|
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| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
|
|
