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Insider Information:   Marxe Austin W & Greenhouse David M
Relationship:   10% Owner
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   45    
Direct Shares   0    

Indirect Shares

   106,569,526      
Direct Value   $0    

Indirect Value

   $197,600,382      
Total Shares   106,569,526      
Total Value   $197,600,382      


                                          Charting Not Avaliable
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    2   
    11    

     Stock price went up :
    0   
    0    
     Stock price went down :
    2   
    11    
   
     Gain/Loss Ratio :
   -2.0   
   -11.0   
     Percentage Gain/Loss :
   -100.0%
 -1,100.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Adept Technology Inc ADEP 10% Owner 0 2014-03-21 1,467,850    Premium*  
            Daegis Inc DAEG 10% Owner 0 2013-12-18 708,806    Premium*  
            Remedent USA Inc /az/ REMI 10% Owner 0 2013-07-24 0    Premium*  
            Trans World Corp TWOC 10% Owner 0 2012-11-08 0    Premium*  
            Bakers Footwear Group Inc BKRSQ 10% Owner 0 2012-10-11 0    Premium*  
            Precision Optics Ord Shs POCI 10% Owner 0 2013-02-12 1,269,213    Premium*  
            Cyclacel Pharmaceuticals Inc CYCC 10% Owner 0 2011-09-23 2,806,900    Premium*  
            Autoscope Technologies Ord Shs AATC 10% Owner 0 2014-08-27 370,754    Premium*  
            Pfsweb Inc PFSW 10% Owner 0 2015-08-25 1,991,258    Premium*  
            Ultra Clean Holdings Inc UCTT 10% Owner 2008-10-31 0 2012-04-23 2,640,275    Premium*  
            Microfinancial Inc MFI 10% Owner 0 2013-11-14 1,409,332    Premium*  
            BTU International Inc BTUI 10% Owner 0 2014-12-15 1,341,837    Premium*  
            Response Genetics Inc RGDX 10% Owner 2009-03-04 0 2013-12-23 2,679,179    Premium*  
            Diversa Corp VRNM 10% Owner 0 2013-10-31 0    Premium*  
            Revolution Lighting Technologies... RVLT 10% Owner 0 2011-03-18 1,609,600    Premium*  
            Enova Systems Inc ENVS 10% Owner 0 2012-06-22 3,085,738    Premium*  
            Overland Storage Inc OVRL 10% Owner 2010-04-23 0 2013-11-22 0    Premium*  
            Westwater Resources Inc WWR 10% Owner 0 2011-03-14 8,890,900    Premium*  
            Turtle Beach Corporation HEAR 10% Owner 2010-10-07 0 2013-02-25 366,635    Premium*  
            Lightbridge Inc LTBR 10% Owner 0 2015-02-10 3,508,789    Premium*  
            Inovio Biomedical Corp INO 10% Owner 0 2012-12-03 3,919,706    Premium*  
            Crumbs Bake Shop Inc CRMB 10% Owner 0 2013-09-19 534,428    Premium*  
            Palatin Technologies Inc PTN 10% Owner 0 2011-10-05 1,800,000    Premium*  
            Alco Stores Inc ALCS 10% Owner 0 2013-04-30 0    Premium*  
            Graymark Productions Inc GRMH 10% Owner 0 2011-06-15 3,571,000    Premium*  
            CDTI Advanced Materials Inc CDTI 10% Owner 0 2012-06-29 689,814    Premium*  
            Ramtron International Corp RMTR 10% Owner 0 2012-10-16 0    Premium*  
            Broadwind Energy Inc BWEN 10% Owner 0 2015-01-09 1,926,572    Premium*  
            Plug Power Inc PLUG 10% Owner 0 2013-02-14 1,511,620    Premium*  
            Magnetek Inc MAG 10% Owner 0 2014-03-03 324,000    Premium*  
            Parkervision Inc PRKR 10% Owner 0 2012-06-06 6,421,317    Premium*  
            CPI Aerostructures Inc CVU 10% Owner 0 2015-01-29 931,040    Premium*  
            World Heart Corp WHRT 10% Owner 2012-08-02 0 2012-08-02 0    Premium*  
            Iteris Inc ITI 10% Owner 2012-10-04 0 2013-02-26 3,340,929    Premium*  
            Genasys Inc GNSS 10% Owner 2013-06-07 0 2013-06-07 4,667,710    Premium*  
            Ecotality Inc ECTYQ 10% Owner 0 2013-08-12 2,500,000    Premium*  
            Avantair Inc AAIRE 10% Owner 2013-06-27 0 2013-07-03 6,331,775    Premium*  
            Healthier Choices Management HCMC 10% Owner 0 2014-02-14 1,616,667    Premium*  
            Ideal Power Inc. IPWR 10% Owner 0 2015-01-30 1,146,935    Premium*  
            Izea Worldwide Inc IZEA 10% Owner 0 2015-02-12 10,857,144    Premium*  
            Crailar Technologies Inc CRLRF 10% Owner 2014-08-11 0 2014-08-12 6,018,600    Premium*  
            Wafergen Bio-Systems Inc. WGBS 10% Owner 0 2015-02-04 1,400,000    Premium*  
            Cellectar Bioscienc CLRB 10% Owner 2014-08-18 0 2014-09-08 1,142,368    Premium*  
            Cache Inc CACH 10% Owner 0 2014-11-17 881,946    Premium*  
            Carbon Natural Gas Company CRBO 10% Owner 0 2015-01-29 10,888,889    Premium*  
* Premium Members only  

Records found :    1902         Free Registration Required For Full Results.    Limit: 25

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  Page 66 of 77
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2013-08-21 4 S $6.00 $286,941 I/I (47,817) 2,866,246 0 -
INVI Integral Vision Inc 10% Owner   –       –       •   2006-03-24 4 B $1.67 $287,240 I/I 172,000 6,648,529 1.5 -
HCMC Healthier Choices Managem... 10% Owner   –       –       •   2014-02-14 4 S $5.76 $288,170 I/I (50,000) 1,616,667 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2011-03-28 4 S $5.05 $291,641 I/I (57,808) 2,491,906 0 -
ADEP Adept Technology Inc 10% Owner   –       –       •   2013-11-26 4 S $11.57 $291,844 I/I (25,036) 1,863,841 0 -
INO Inovio Biomedical Corp 10% Owner   –       –       •   2011-03-30 4 S $1.17 $292,500 I/I (250,000) 20,375,400 0 -
INO Inovio Biomedical Corp 10% Owner   –       –       •   2011-06-29 4 S $0.59 $295,050 I/I (500,000) 17,075,400 0 -
ARMP Armata Pharmaceuticals, I... 10% Owner   –       –       •   2009-10-08 4 S $0.26 $296,591 I/I (1,120,481) 875,000 0 -
THRM Gentherm Inc 10% Owner   –       –       •   2005-09-12 4 S $5.39 $296,740 I/I (55,000) 1,540,573 -
ADEP Adept Technology Inc 10% Owner   –       –       •   2013-12-24 4 S $14.85 $297,030 I/I (20,000) 1,697,580 0 -
WHRT World Heart Corp 10% Owner   –       –       •   2006-04-05 4 B $0.87 $297,166 I/I 339,968 12,638,338 1.5 -
LPSN LivePerson Inc 10% Owner   –       –       •   2003-07-25 4 S $2.67 $298,230 I/I (110,000) 4,014,854 -
RNVA Rennova Health Inc 10% Owner   –       –       •   2004-01-31 4 S $3.38 $298,878 I/I (88,300) 4,105,926 -
ADEP Adept Technology Inc 10% Owner   –       –       •   2013-12-06 4 S $12.00 $300,000 I/I (25,000) 1,776,391 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2010-12-13 4 S $3.55 $300,101 I/I (84,483) 2,608,714 0 -
AATC Autoscope Technologies Or... 10% Owner   –       –       •   2008-01-11 4 B $16.99 $300,745 I/I 17,706 828,553 1.5 -
CYCC Cyclacel Pharmaceuticals ... 10% Owner   –       –       •   2011-09-22 4 S $0.60 $302,350 I/I (500,000) 3,456,900 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2014-03-31 4 S $12.10 $302,430 I/I (25,000) 2,190,943 0 -
INO Inovio Biomedical Corp 10% Owner   –       –       •   2012-11-08 4 S $0.61 $306,200 I/I (500,000) 8,373,747 0 -
CYCC Cyclacel Pharmaceuticals ... 10% Owner   –       –       •   2010-10-08 4 S $1.67 $307,728 I/I (183,982) 4,306,900 0 -
CDTI CDTI Advanced Materials I... 10% Owner   –       –       •   2011-10-13 4 S $4.31 $310,026 I/I (71,900) 1,642,415 0 -
BTUI BTU International Inc 10% Owner   –       –       •   2011-05-03 4 S $12.00 $312,023 I/I (26,000) 1,123,045 0 -
YONG Yongye Biotechnology Inte... 10% Owner   –       –       •   2010-02-18 4 S $8.01 $314,989 I/I (39,325) 4,372,135 0 -
INO Inovio Biomedical Corp 10% Owner   –       –       •   2012-11-27 4 S $0.49 $318,370 I/I (650,000) 4,552,206 0 -
MDVN Medivation Inc 10% Owner   –       –       •   2007-10-11 4 S $24.31 $321,616 I/I (13,229) 2,689,664 0 -
  1902  Records found
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  Page 66 of 77  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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