| |
| |
|
| Insider
Information: |
Marxe Austin W & Greenhouse David M |
| Relationship: |
10% Owner |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
45 |
|
| Direct
Shares |
0 |
|
|
Indirect Shares
|
106,569,526 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$198,451,152 |
|
|
| Total
Shares |
106,569,526 |
|
|
| Total
Value |
$198,451,152 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
2
|
11
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
2
|
11
|
| |
|
|
|
Gain/Loss Ratio : |
-2.0
|
-11.0
|
| Percentage
Gain/Loss : |
 -100.0%
|
-1,100.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Adept Technology Inc |
ADEP |
10% Owner |
|
0 |
2014-03-21 |
1,467,850 |
Premium* |
|
|
Daegis Inc |
DAEG |
10% Owner |
|
0 |
2013-12-18 |
708,806 |
Premium* |
|
|
Remedent USA Inc /az/ |
REMI |
10% Owner |
|
0 |
2013-07-24 |
0 |
Premium* |
|
|
Trans World Corp |
TWOC |
10% Owner |
|
0 |
2012-11-08 |
0 |
Premium* |
|
|
Bakers Footwear Group Inc |
BKRSQ |
10% Owner |
|
0 |
2012-10-11 |
0 |
Premium* |
|
|
Precision Optics Ord Shs |
POCI |
10% Owner |
|
0 |
2013-02-12 |
1,269,213 |
Premium* |
|
|
Cyclacel Pharmaceuticals Inc |
CYCC |
10% Owner |
|
0 |
2011-09-23 |
2,806,900 |
Premium* |
|
|
Autoscope Technologies Ord Shs |
AATC |
10% Owner |
|
0 |
2014-08-27 |
370,754 |
Premium* |
|
|
Pfsweb Inc |
PFSW |
10% Owner |
|
0 |
2015-08-25 |
1,991,258 |
Premium* |
|
|
Ultra Clean Holdings Inc |
UCTT |
10% Owner |
2008-10-31 |
0 |
2012-04-23 |
2,640,275 |
Premium* |
|
|
Microfinancial Inc |
MFI |
10% Owner |
|
0 |
2013-11-14 |
1,409,332 |
Premium* |
|
|
BTU International Inc |
BTUI |
10% Owner |
|
0 |
2014-12-15 |
1,341,837 |
Premium* |
|
|
Response Genetics Inc |
RGDX |
10% Owner |
2009-03-04 |
0 |
2013-12-23 |
2,679,179 |
Premium* |
|
|
Diversa Corp |
VRNM |
10% Owner |
|
0 |
2013-10-31 |
0 |
Premium* |
|
|
Revolution Lighting Technologies... |
RVLT |
10% Owner |
|
0 |
2011-03-18 |
1,609,600 |
Premium* |
|
|
Enova Systems Inc |
ENVS |
10% Owner |
|
0 |
2012-06-22 |
3,085,738 |
Premium* |
|
|
Overland Storage Inc |
OVRL |
10% Owner |
2010-04-23 |
0 |
2013-11-22 |
0 |
Premium* |
|
|
Westwater Resources Inc |
WWR |
10% Owner |
|
0 |
2011-03-14 |
8,890,900 |
Premium* |
|
|
Turtle Beach Corporation |
HEAR |
10% Owner |
2010-10-07 |
0 |
2013-02-25 |
366,635 |
Premium* |
|
|
Lightbridge Inc |
LTBR |
10% Owner |
|
0 |
2015-02-10 |
3,508,789 |
Premium* |
|
|
Inovio Biomedical Corp |
INO |
10% Owner |
|
0 |
2012-12-03 |
3,919,706 |
Premium* |
|
|
Crumbs Bake Shop Inc |
CRMB |
10% Owner |
|
0 |
2013-09-19 |
534,428 |
Premium* |
|
|
Palatin Technologies Inc |
PTN |
10% Owner |
|
0 |
2011-10-05 |
1,800,000 |
Premium* |
|
|
Alco Stores Inc |
ALCS |
10% Owner |
|
0 |
2013-04-30 |
0 |
Premium* |
|
|
Graymark Productions Inc |
GRMH |
10% Owner |
|
0 |
2011-06-15 |
3,571,000 |
Premium* |
|
|
CDTI Advanced Materials Inc |
CDTI |
10% Owner |
|
0 |
2012-06-29 |
689,814 |
Premium* |
|
|
Ramtron International Corp |
RMTR |
10% Owner |
|
0 |
2012-10-16 |
0 |
Premium* |
|
|
Broadwind Energy Inc |
BWEN |
10% Owner |
|
0 |
2015-01-09 |
1,926,572 |
Premium* |
|
|
Plug Power Inc |
PLUG |
10% Owner |
|
0 |
2013-02-14 |
1,511,620 |
Premium* |
|
|
Magnetek Inc |
MAG |
10% Owner |
|
0 |
2014-03-03 |
324,000 |
Premium* |
|
|
Parkervision Inc |
PRKR |
10% Owner |
|
0 |
2012-06-06 |
6,421,317 |
Premium* |
|
|
CPI Aerostructures Inc |
CVU |
10% Owner |
|
0 |
2015-01-29 |
931,040 |
Premium* |
|
|
World Heart Corp |
WHRT |
10% Owner |
2012-08-02 |
0 |
2012-08-02 |
0 |
Premium* |
|
|
Iteris Inc |
ITI |
10% Owner |
2012-10-04 |
0 |
2013-02-26 |
3,340,929 |
Premium* |
|
|
Genasys Inc |
GNSS |
10% Owner |
2013-06-07 |
0 |
2013-06-07 |
4,667,710 |
Premium* |
|
|
Ecotality Inc |
ECTYQ |
10% Owner |
|
0 |
2013-08-12 |
2,500,000 |
Premium* |
|
|
Avantair Inc |
AAIRE |
10% Owner |
2013-06-27 |
0 |
2013-07-03 |
6,331,775 |
Premium* |
|
|
Healthier Choices Management |
HCMC |
10% Owner |
|
0 |
2014-02-14 |
1,616,667 |
Premium* |
|
|
Ideal Power Inc. |
IPWR |
10% Owner |
|
0 |
2015-01-30 |
1,146,935 |
Premium* |
|
|
Izea Worldwide Inc |
IZEA |
10% Owner |
|
0 |
2015-02-12 |
10,857,144 |
Premium* |
|
|
Crailar Technologies Inc |
CRLRF |
10% Owner |
2014-08-11 |
0 |
2014-08-12 |
6,018,600 |
Premium* |
|
|
Wafergen Bio-Systems Inc. |
WGBS |
10% Owner |
|
0 |
2015-02-04 |
1,400,000 |
Premium* |
|
|
Cellectar Bioscienc |
CLRB |
10% Owner |
2014-08-18 |
0 |
2014-09-08 |
1,142,368 |
Premium* |
|
|
Cache Inc |
CACH |
10% Owner |
|
0 |
2014-11-17 |
881,946 |
Premium* |
|
|
Carbon Natural Gas Company |
CRBO |
10% Owner |
|
0 |
2015-01-29 |
10,888,889 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
1902 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 70 of 77
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| ALCS |
Alco Stores Inc |
10% Owner |
– – • |
2013-04-25 |
4 |
S |
$7.56 |
$756 |
I/I |
(100) |
566,220 |
0 |
- |
|
| ALCS |
Alco Stores Inc |
10% Owner |
– – • |
2013-04-30 |
4 |
S |
$7.00 |
$3,963,540 |
I/I |
(566,220) |
0 |
0 |
- |
|
| ECTYQ |
Ecotality Inc |
10% Owner |
– – • |
2013-06-14 |
4 |
S |
$1.97 |
$98,540 |
I/I |
(50,000) |
3,467,764 |
0 |
- |
|
| ECTYQ |
Ecotality Inc |
10% Owner |
– – • |
2013-06-17 |
4 |
S |
$1.93 |
$52,892 |
I/I |
(27,401) |
3,440,363 |
0 |
- |
|
| ECTYQ |
Ecotality Inc |
10% Owner |
– – • |
2013-06-18 |
4 |
S |
$1.95 |
$66,130 |
I/I |
(34,000) |
3,406,363 |
0 |
- |
|
| ECTYQ |
Ecotality Inc |
10% Owner |
– – • |
2013-06-19 |
4 |
S |
$1.85 |
$82,108 |
I/I |
(44,421) |
3,361,942 |
0 |
- |
|
| ECTYQ |
Ecotality Inc |
10% Owner |
– – • |
2013-06-20 |
4 |
S |
$1.72 |
$257,580 |
I/I |
(150,000) |
3,211,942 |
0 |
- |
|
| ECTYQ |
Ecotality Inc |
10% Owner |
– – • |
2013-06-21 |
4 |
S |
$1.66 |
$33,560 |
I/I |
(20,250) |
3,191,692 |
0 |
- |
|
| ECTYQ |
Ecotality Inc |
10% Owner |
– – • |
2013-06-24 |
4 |
S |
$1.67 |
$3,706 |
I/I |
(2,216) |
3,189,476 |
0 |
- |
|
| ECTYQ |
Ecotality Inc |
10% Owner |
– – • |
2013-06-26 |
4 |
S |
$1.65 |
$3,244 |
I/I |
(1,966) |
3,187,510 |
0 |
- |
|
| ECTYQ |
Ecotality Inc |
10% Owner |
– – • |
2013-06-27 |
4 |
S |
$1.68 |
$121,494 |
I/I |
(72,172) |
3,115,338 |
0 |
- |
|
| AAIRE |
Avantair Inc |
10% Owner |
– – • |
2013-06-27 |
4 |
S |
$0.04 |
$9,550 |
I/I |
(269,000) |
6,471,791 |
0 |
- |
|
| AAIRE |
Avantair Inc |
10% Owner |
– – • |
2013-06-28 |
4 |
S |
$0.02 |
$8,136 |
I/I |
(360,000) |
6,111,791 |
0 |
- |
|
| ECTYQ |
Ecotality Inc |
10% Owner |
– – • |
2013-06-28 |
4 |
S |
$1.65 |
$28,380 |
I/I |
(17,200) |
3,098,138 |
0 |
- |
|
| MFI |
Microfinancial Inc |
10% Owner |
– – • |
2013-07-11 |
4 |
S |
$8.49 |
$112,556 |
I/I |
(13,252) |
1,484,975 |
0 |
- |
|
| MFI |
Microfinancial Inc |
10% Owner |
– – • |
2013-07-12 |
4 |
S |
$8.51 |
$153,354 |
I/I |
(18,019) |
1,466,956 |
0 |
- |
|
| REMI |
Remedent USA Inc /az/ |
10% Owner |
– – • |
2013-07-16 |
4 |
S |
$0.09 |
$67,452 |
I/I |
(713,025) |
3,238,908 |
0 |
- |
|
| REMI |
Remedent USA Inc /az/ |
10% Owner |
– – • |
2013-07-18 |
4 |
S |
$0.10 |
$22,568 |
I/I |
(225,000) |
3,013,908 |
0 |
- |
|
| REMI |
Remedent USA Inc /az/ |
10% Owner |
– – • |
2013-07-19 |
4 |
S |
$0.10 |
$16,555 |
I/I |
(165,500) |
2,848,408 |
0 |
- |
|
| ECTYQ |
Ecotality Inc |
10% Owner |
– – • |
2013-07-23 |
4 |
S |
$1.65 |
$9,900 |
I/I |
(6,000) |
3,092,138 |
0 |
- |
|
| REMI |
Remedent USA Inc /az/ |
10% Owner |
– – • |
2013-07-24 |
4 |
S |
$0.09 |
$242,400 |
I/I |
(2,848,408) |
0 |
0 |
- |
|
| ECTYQ |
Ecotality Inc |
10% Owner |
– – • |
2013-07-24 |
4 |
S |
$1.65 |
$20,169 |
I/I |
(12,200) |
3,079,938 |
0 |
- |
|
| VRNM |
Diversa Corp |
10% Owner |
– – • |
2013-08-06 |
4 |
S |
$3.15 |
$44,058 |
I/I |
(14,000) |
1,464,676 |
0 |
- |
|
| VRNM |
Diversa Corp |
10% Owner |
– – • |
2013-08-07 |
4 |
S |
$3.00 |
$600 |
I/I |
(200) |
1,464,476 |
0 |
- |
|
| CRMB |
Crumbs Bake Shop Inc |
10% Owner |
– – • |
2013-08-09 |
4 |
S |
$1.02 |
$92,978 |
I/I |
(90,790) |
1,928,595 |
0 |
- |
|
1902 Records found
|
|
Page 70 of 77 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
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|
