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Insider Information:   Marxe Austin W & Greenhouse David M
Relationship:   10% Owner
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   45    
Direct Shares   0    

Indirect Shares

   106,569,526      
Direct Value   $0    

Indirect Value

   $198,451,152      
Total Shares   106,569,526      
Total Value   $198,451,152      


                                          Charting Not Avaliable
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    2   
    11    

     Stock price went up :
    0   
    0    
     Stock price went down :
    2   
    11    
   
     Gain/Loss Ratio :
   -2.0   
   -11.0   
     Percentage Gain/Loss :
   -100.0%
 -1,100.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Adept Technology Inc ADEP 10% Owner 0 2014-03-21 1,467,850    Premium*  
            Daegis Inc DAEG 10% Owner 0 2013-12-18 708,806    Premium*  
            Remedent USA Inc /az/ REMI 10% Owner 0 2013-07-24 0    Premium*  
            Trans World Corp TWOC 10% Owner 0 2012-11-08 0    Premium*  
            Bakers Footwear Group Inc BKRSQ 10% Owner 0 2012-10-11 0    Premium*  
            Precision Optics Ord Shs POCI 10% Owner 0 2013-02-12 1,269,213    Premium*  
            Cyclacel Pharmaceuticals Inc CYCC 10% Owner 0 2011-09-23 2,806,900    Premium*  
            Autoscope Technologies Ord Shs AATC 10% Owner 0 2014-08-27 370,754    Premium*  
            Pfsweb Inc PFSW 10% Owner 0 2015-08-25 1,991,258    Premium*  
            Ultra Clean Holdings Inc UCTT 10% Owner 2008-10-31 0 2012-04-23 2,640,275    Premium*  
            Microfinancial Inc MFI 10% Owner 0 2013-11-14 1,409,332    Premium*  
            BTU International Inc BTUI 10% Owner 0 2014-12-15 1,341,837    Premium*  
            Response Genetics Inc RGDX 10% Owner 2009-03-04 0 2013-12-23 2,679,179    Premium*  
            Diversa Corp VRNM 10% Owner 0 2013-10-31 0    Premium*  
            Revolution Lighting Technologies... RVLT 10% Owner 0 2011-03-18 1,609,600    Premium*  
            Enova Systems Inc ENVS 10% Owner 0 2012-06-22 3,085,738    Premium*  
            Overland Storage Inc OVRL 10% Owner 2010-04-23 0 2013-11-22 0    Premium*  
            Westwater Resources Inc WWR 10% Owner 0 2011-03-14 8,890,900    Premium*  
            Turtle Beach Corporation HEAR 10% Owner 2010-10-07 0 2013-02-25 366,635    Premium*  
            Lightbridge Inc LTBR 10% Owner 0 2015-02-10 3,508,789    Premium*  
            Inovio Biomedical Corp INO 10% Owner 0 2012-12-03 3,919,706    Premium*  
            Crumbs Bake Shop Inc CRMB 10% Owner 0 2013-09-19 534,428    Premium*  
            Palatin Technologies Inc PTN 10% Owner 0 2011-10-05 1,800,000    Premium*  
            Alco Stores Inc ALCS 10% Owner 0 2013-04-30 0    Premium*  
            Graymark Productions Inc GRMH 10% Owner 0 2011-06-15 3,571,000    Premium*  
            CDTI Advanced Materials Inc CDTI 10% Owner 0 2012-06-29 689,814    Premium*  
            Ramtron International Corp RMTR 10% Owner 0 2012-10-16 0    Premium*  
            Broadwind Energy Inc BWEN 10% Owner 0 2015-01-09 1,926,572    Premium*  
            Plug Power Inc PLUG 10% Owner 0 2013-02-14 1,511,620    Premium*  
            Magnetek Inc MAG 10% Owner 0 2014-03-03 324,000    Premium*  
            Parkervision Inc PRKR 10% Owner 0 2012-06-06 6,421,317    Premium*  
            CPI Aerostructures Inc CVU 10% Owner 0 2015-01-29 931,040    Premium*  
            World Heart Corp WHRT 10% Owner 2012-08-02 0 2012-08-02 0    Premium*  
            Iteris Inc ITI 10% Owner 2012-10-04 0 2013-02-26 3,340,929    Premium*  
            Genasys Inc GNSS 10% Owner 2013-06-07 0 2013-06-07 4,667,710    Premium*  
            Ecotality Inc ECTYQ 10% Owner 0 2013-08-12 2,500,000    Premium*  
            Avantair Inc AAIRE 10% Owner 2013-06-27 0 2013-07-03 6,331,775    Premium*  
            Healthier Choices Management HCMC 10% Owner 0 2014-02-14 1,616,667    Premium*  
            Ideal Power Inc. IPWR 10% Owner 0 2015-01-30 1,146,935    Premium*  
            Izea Worldwide Inc IZEA 10% Owner 0 2015-02-12 10,857,144    Premium*  
            Crailar Technologies Inc CRLRF 10% Owner 2014-08-11 0 2014-08-12 6,018,600    Premium*  
            Wafergen Bio-Systems Inc. WGBS 10% Owner 0 2015-02-04 1,400,000    Premium*  
            Cellectar Bioscienc CLRB 10% Owner 2014-08-18 0 2014-09-08 1,142,368    Premium*  
            Cache Inc CACH 10% Owner 0 2014-11-17 881,946    Premium*  
            Carbon Natural Gas Company CRBO 10% Owner 0 2015-01-29 10,888,889    Premium*  
* Premium Members only  

Records found :    1902         Free Registration Required For Full Results.    Limit: 25

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  Page 71 of 77
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
ECTYQ Ecotality Inc 10% Owner   –       –       •   2013-08-12 4 S $0.30 $175,895 I/I (579,938) 2,500,000 0 -
CRMB Crumbs Bake Shop Inc 10% Owner   –       –       •   2013-08-15 4 S $1.12 $2,128 I/I (1,900) 1,926,695 0 -
CRMB Crumbs Bake Shop Inc 10% Owner   –       –       •   2013-08-16 4 S $1.11 $444 I/I (400) 1,926,295 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2013-08-19 4 S $6.00 $44,868 I/I (7,481) 2,914,063 0 -
CRMB Crumbs Bake Shop Inc 10% Owner   –       –       •   2013-08-20 4 S $1.11 $5,554 I/I (5,000) 1,921,295 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2013-08-21 4 S $6.00 $286,941 I/I (47,817) 2,866,246 0 -
CRMB Crumbs Bake Shop Inc 10% Owner   –       –       •   2013-08-21 4 S $1.11 $75,263 I/I (67,555) 1,853,740 0 -
CRMB Crumbs Bake Shop Inc 10% Owner   –       –       •   2013-08-22 4 S $1.12 $28,000 I/I (25,000) 1,828,740 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2013-08-22 4 S $6.00 $7,205 I/I (1,200) 2,865,046 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2013-08-23 4 S $6.01 $240,713 I/I (40,046) 2,825,000 0 -
CRMB Crumbs Bake Shop Inc 10% Owner   –       –       •   2013-08-23 4 S $1.13 $39,960 I/I (35,400) 1,793,340 0 -
CRMB Crumbs Bake Shop Inc 10% Owner   –       –       •   2013-08-26 4 S $1.14 $58,730 I/I (51,590) 1,741,750 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2013-08-26 4 S $6.08 $325,112 I/I (53,337) 2,771,663 0 -
CRMB Crumbs Bake Shop Inc 10% Owner   –       –       •   2013-08-27 4 S $1.16 $40,639 I/I (35,000) 1,706,750 0 -
CRMB Crumbs Bake Shop Inc 10% Owner   –       –       •   2013-08-28 4 S $1.16 $1,624 I/I (1,400) 1,705,350 0 -
CRMB Crumbs Bake Shop Inc 10% Owner   –       –       •   2013-08-29 4 S $1.15 $46,008 I/I (40,000) 1,665,350 0 -
ADEP Adept Technology Inc 10% Owner   –       –       •   2013-08-29 4 S $4.50 $900 I/I (200) 2,182,857 0 -
CRMB Crumbs Bake Shop Inc 10% Owner   –       –       •   2013-08-30 4 S $1.18 $58,810 I/I (50,000) 1,615,350 0 -
CRMB Crumbs Bake Shop Inc 10% Owner   –       –       •   2013-09-03 4 S $1.18 $40,792 I/I (34,473) 1,580,877 0 -
CRMB Crumbs Bake Shop Inc 10% Owner   –       –       •   2013-09-04 4 S $1.18 $26,984 I/I (22,829) 1,558,048 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2013-09-04 4 S $6.35 $40,656 I/I (6,400) 2,765,263 0 -
VRNM Diversa Corp 10% Owner   –       –       •   2013-09-04 4 S $2.70 $2,965 I/I (1,098) 1,463,378 0 -
VRNM Diversa Corp 10% Owner   –       –       •   2013-09-05 4 S $2.75 $26,104 I/I (9,497) 1,453,881 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2013-09-09 4 S $6.75 $104,409 I/I (15,468) 2,749,795 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2013-09-10 4 S $6.85 $239,810 I/I (35,000) 2,714,795 0 -
  1902  Records found
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  Page 71 of 77  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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